1. Spring Batch Introduction
Many applications within the enterprise domain require bulk processing to perform business operations in mission-critical environments. These business operations include:
-
Automated, complex processing of large volumes of information that is most efficiently processed without user interaction. These operations typically include time-based events (such as month-end calculations, notices, or correspondence).
-
Periodic application of complex business rules processed repetitively across very large data sets (for example, insurance benefit determination or rate adjustments).
-
Integration of information that is received from internal and external systems that typically requires formatting, validation, and processing in a transactional manner into the system of record. Batch processing is used to process billions of transactions every day for enterprises.
Spring Batch is a lightweight, comprehensive batch framework designed to enable the development of robust batch applications that are vital for the daily operations of enterprise systems. Spring Batch builds upon the characteristics of the Spring Framework that people have come to expect (productivity, POJO-based development approach, and general ease of use), while making it easy for developers to access and use more advanced enterprise services when necessary. Spring Batch is not a scheduling framework. There are many good enterprise schedulers (such as Quartz, Tivoli, Control-M, and others) available in both the commercial and open source spaces. Spring Batch is intended to work in conjunction with a scheduler rather than replace a scheduler.
Spring Batch provides reusable functions that are essential in processing large volumes of records, including logging and tracing, transaction management, job processing statistics, job restart, skip, and resource management. It also provides more advanced technical services and features that enable extremely high-volume and high performance batch jobs through optimization and partitioning techniques. You can use Spring Batch in both simple use cases (such as reading a file into a database or running a stored procedure) and complex, high volume use cases (such as moving high volumes of data between databases, transforming it, and so on). High-volume batch jobs can use the framework in a highly scalable manner to process significant volumes of information.
1.1. Background
While open source software projects and associated communities have focused greater attention on web-based and microservices-based architecture frameworks, there has been a notable lack of focus on reusable architecture frameworks to accommodate Java-based batch processing needs, despite continued needs to handle such processing within enterprise IT environments. The lack of a standard, reusable batch architecture has resulted in the proliferation of many one-off, in-house solutions developed within client enterprise IT functions.
SpringSource (now VMware) and Accenture collaborated to change this. Accenture’s hands-on industry and technical experience in implementing batch architectures, SpringSource’s depth of technical experience, and Spring’s proven programming model together made a natural and powerful partnership to create high-quality, market-relevant software aimed at filling an important gap in enterprise Java. Both companies worked with a number of clients who were solving similar problems by developing Spring-based batch architecture solutions. This input provided some useful additional detail and real-life constraints that helped to ensure the solution can be applied to the real-world problems posed by clients.
Accenture contributed previously proprietary batch processing architecture frameworks to the Spring Batch project, along with committer resources to drive support, enhancements, and the existing feature set. Accenture’s contribution was based upon decades of experience in building batch architectures with the last several generations of platforms: COBOL on mainframes, C++ on Unix, and, now, Java anywhere.
The collaborative effort between Accenture and SpringSource aimed to promote the standardization of software processing approaches, frameworks, and tools enterprise users can consistently use when creating batch applications. Companies and government agencies desiring to deliver standard, proven solutions to their enterprise IT environments can benefit from Spring Batch.
1.2. Usage Scenarios
A typical batch program generally:
-
Reads a large number of records from a database, file, or queue.
-
Processes the data in some fashion.
-
Writes back data in a modified form.
Spring Batch automates this basic batch iteration, providing the capability to process similar transactions as a set, typically in an offline environment without any user interaction. Batch jobs are part of most IT projects, and Spring Batch is the only open source framework that provides a robust, enterprise-scale solution.
1.2.1. Business Scenarios
Spring Batch supports the following business scenarios:
-
Commit batch process periodically.
-
Concurrent batch processing: parallel processing of a job.
-
Staged, enterprise message-driven processing.
-
Massively parallel batch processing.
-
Manual or scheduled restart after failure.
-
Sequential processing of dependent steps (with extensions to workflow-driven batches).
-
Partial processing: skip records (for example, on rollback).
-
Whole-batch transaction, for cases with a small batch size or existing stored procedures or scripts.
1.2.2. Technical Objectives
Spring Batch has the following technical objectives:
-
Let batch developers use the Spring programming model: Concentrate on business logic and let the framework take care of the infrastructure.
-
Provide clear separation of concerns between the infrastructure, the batch execution environment, and the batch application.
-
Provide common, core execution services as interfaces that all projects can implement.
-
Provide simple and default implementations of the core execution interfaces that can be used “out of the box”.
-
Make it easy to configure, customize, and extend services, by using the Spring framework in all layers.
-
All existing core services should be easy to replace or extend, without any impact to the infrastructure layer.
-
Provide a simple deployment model, with the architecture JARs completely separate from the application, built by using Maven.
1.3. Spring Batch Architecture
Spring Batch is designed with extensibility and a diverse group of end users in mind. The following image shows the layered architecture that supports the extensibility and ease of use for end-user developers.
This layered architecture highlights three major high-level components: Application,
Core, and Infrastructure. The application contains all batch jobs and custom code written
by developers using Spring Batch. The Batch Core contains the core runtime classes
necessary to launch and control a batch job. It includes implementations for
JobLauncher
, Job
, and Step
. Both Application and Core are built on top of a common
infrastructure. This infrastructure contains common readers and writers and services
(such as the RetryTemplate
), which are used both by application developers(readers and
writers, such as ItemReader
and ItemWriter
), and the core framework itself (retry,
which is its own library).
1.3.1. General Batch Principles and Guidelines
The following key principles, guidelines, and general considerations should be considered when building a batch solution.
-
Remember that a batch architecture typically affects on-line architecture and vice versa. Design with both architectures and environments in mind by using common building blocks when possible.
-
Simplify as much as possible and avoid building complex logical structures in single batch applications.
-
Keep the processing and storage of data physically close together (in other words, keep your data where your processing occurs).
-
Minimize system resource use, especially I/O. Perform as many operations as possible in internal memory.
-
Review application I/O (analyze SQL statements) to ensure that unnecessary physical I/O is avoided. In particular, the following four common flaws need to be looked for:
-
Reading data for every transaction when the data could be read once and cached or kept in the working storage.
-
Rereading data for a transaction where the data was read earlier in the same transaction.
-
Causing unnecessary table or index scans.
-
Not specifying key values in the
WHERE
clause of an SQL statement.
-
-
Do not do things twice in a batch run. For instance, if you need data summarization for reporting purposes, you should (if possible) increment stored totals when data is being initially processed, so your reporting application does not have to reprocess the same data.
-
Allocate enough memory at the beginning of a batch application to avoid time-consuming reallocation during the process.
-
Always assume the worst with regard to data integrity. Insert adequate checks and record validation to maintain data integrity.
-
Implement checksums for internal validation where possible. For example, flat files should have a trailer record telling the total of records in the file and an aggregate of the key fields.
-
Plan and execute stress tests as early as possible in a production-like environment with realistic data volumes.
-
In large batch systems, backups can be challenging, especially if the system is running concurrent with online applications on a 24-7 basis. Database backups are typically well taken care of in online design, but file backups should be considered to be just as important. If the system depends on flat files, file backup procedures should not only be in place and documented but be regularly tested as well.
1.3.2. Batch Processing Strategies
To help design and implement batch systems, basic batch application building blocks and patterns should be provided to the designers and programmers in the form of sample structure charts and code shells. When starting to design a batch job, the business logic should be decomposed into a series of steps that can be implemented by using the following standard building blocks:
-
Conversion Applications: For each type of file supplied by or generated for an external system, a conversion application must be created to convert the transaction records supplied into a standard format required for processing. This type of batch application can partly or entirely consist of translation utility modules (see Basic Batch Services).
-
Validation Applications: A validation application ensures that all input and output records are correct and consistent. Validation is typically based on file headers and trailers, checksums and validation algorithms, and record-level cross-checks.
-
Extract Applications: An extract application reads a set of records from a database or input file, selects records based on predefined rules, and writes the records to an output file.
-
Extract/Update Applications: An extract/update applications reads records from a database or an input file and makes changes to a database or an output file, driven by the data found in each input record.
-
Processing and Updating Applications: A processing and updating application performs processing on input transactions from an extract or a validation application. The processing usually involves reading a database to obtain data required for processing, potentially updating the database and creating records for output processing.
-
Output/Format Applications: An output/format applications reads an input file, restructures data from this record according to a standard format, and produces an output file for printing or transmission to another program or system.
Additionally, a basic application shell should be provided for business logic that cannot be built by using the previously mentioned building blocks.
In addition to the main building blocks, each application may use one or more standard utility steps, such as:
-
Sort: A program that reads an input file and produces an output file where records have been re-sequenced according to a sort key field in the records. Sorts are usually performed by standard system utilities.
-
Split: A program that reads a single input file and writes each record to one of several output files based on a field value. Splits can be tailored or performed by parameter-driven standard system utilities.
-
Merge: A program that reads records from multiple input files and produces one output file with combined data from the input files. Merges can be tailored or performed by parameter-driven standard system utilities.
Batch applications can additionally be categorized by their input source:
-
Database-driven applications are driven by rows or values retrieved from the database.
-
File-driven applications are driven by records or values retrieved from a file.
-
Message-driven applications are driven by messages retrieved from a message queue.
The foundation of any batch system is the processing strategy. Factors affecting the selection of the strategy include: estimated batch system volume, concurrency with online systems or with other batch systems, available batch windows. (Note that, with more enterprises wanting to be up and running 24x7, clear batch windows are disappearing).
Typical processing options for batch are (in increasing order of implementation complexity):
-
Normal processing during a batch window in offline mode.
-
Concurrent batch or online processing.
-
Parallel processing of many different batch runs or jobs at the same time.
-
Partitioning (processing of many instances of the same job at the same time).
-
A combination of the preceding options.
Some or all of these options may be supported by a commercial scheduler.
The remainder of this section discusses these processing options in more detail. Note that, as a rule of thumb, the commit and locking strategy adopted by batch processes depends on the type of processing performed and that the online locking strategy should also use the same principles. Therefore, the batch architecture cannot be simply an afterthought when designing an overall architecture.
The locking strategy can be to use only normal database locks or to implement an additional custom locking service in the architecture. The locking service would track database locking (for example, by storing the necessary information in a dedicated database table) and give or deny permissions to the application programs requesting a database operation. Retry logic could also be implemented by this architecture to avoid aborting a batch job in case of a lock situation.
1. Normal processing in a batch window For simple batch processes running in a separate batch window where the data being updated is not required by online users or other batch processes, concurrency is not an issue and a single commit can be done at the end of the batch run.
In most cases, a more robust approach is more appropriate. Keep in mind that batch systems have a tendency to grow as time goes by, both in terms of complexity and the data volumes they handle. If no locking strategy is in place and the system still relies on a single commit point, modifying the batch programs can be painful. Therefore, even with the simplest batch systems, consider the need for commit logic for restart-recovery options as well as the information concerning the more complex cases described later in this section.
2. Concurrent batch or on-line processing Batch applications processing data that can be simultaneously updated by online users should not lock any data (either in the database or in files) that could be required by on-line users for more than a few seconds. Also, updates should be committed to the database at the end of every few transactions. Doing so minimizes the portion of data that is unavailable to other processes and the elapsed time the data is unavailable.
Another option to minimize physical locking is to have logical row-level locking implemented with either an optimistic locking pattern or a pessimistic locking pattern.
-
Optimistic locking assumes a low likelihood of record contention. It typically means inserting a timestamp column in each database table that is used concurrently by both batch and online processing. When an application fetches a row for processing, it also fetches the timestamp. As the application then tries to update the processed row, the update uses the original timestamp in the
WHERE
clause. If the timestamp matches, the data and the timestamp are updated. If the timestamp does not match, this indicates that another application has updated the same row between the fetch and the update attempt. Therefore, the update cannot be performed. -
Pessimistic locking is any locking strategy that assumes there is a high likelihood of record contention and, therefore, either a physical or a logical lock needs to be obtained at retrieval time. One type of pessimistic logical locking uses a dedicated lock-column in the database table. When an application retrieves the row for update, it sets a flag in the lock column. With the flag in place, other applications attempting to retrieve the same row logically fail. When the application that sets the flag updates the row, it also clears the flag, enabling the row to be retrieved by other applications. Note that the integrity of data must be maintained also between the initial fetch and the setting of the flag — for example, by using database locks (such as
SELECT FOR UPDATE
). Note also that this method suffers from the same downside as physical locking except that it is somewhat easier to manage building a time-out mechanism that gets the lock released if the user goes to lunch while the record is locked.
These patterns are not necessarily suitable for batch processing, but they might be used for concurrent batch and online processing (such as in cases where the database does not support row-level locking). As a general rule, optimistic locking is more suitable for online applications, while pessimistic locking is more suitable for batch applications. Whenever logical locking is used, the same scheme must be used for all applications that access the data entities protected by logical locks.
Note that both of these solutions only address locking a single record. Often, we may need to lock a logically related group of records. With physical locks, you have to manage these very carefully to avoid potential deadlocks. With logical locks, it is usually best to build a logical lock manager that understands the logical record groups you want to protect and that can ensure that locks are coherent and non-deadlocking. This logical lock manager usually uses its own tables for lock management, contention reporting, time-out mechanism, and other concerns.
3. Parallel Processing Parallel processing lets multiple batch runs or jobs run in parallel to minimize the total elapsed batch processing time. This is not a problem as long as the jobs are not sharing the same files, database tables, or index spaces. If they do, this service should be implemented by using partitioned data. Another option is to build an architecture module for maintaining interdependencies by using a control table. A control table should contain a row for each shared resource and whether it is in use by an application or not. The batch architecture or the application in a parallel job would then retrieve information from that table to determine whether it can get access to the resource it needs.
If the data access is not a problem, parallel processing can be implemented through the use of additional threads to process in parallel. In a mainframe environment, parallel job classes have traditionally been used, to ensure adequate CPU time for all the processes. Regardless, the solution has to be robust enough to ensure time slices for all the running processes.
Other key issues in parallel processing include load balancing and the availability of general system resources, such as files, database buffer pools, and so on. Also, note that the control table itself can easily become a critical resource.
4. Partitioning Using partitioning lets multiple versions of large batch applications run concurrently. The purpose of this is to reduce the elapsed time required to process long batch jobs. Processes that can be successfully partitioned are those where the input file can be split or the main database tables partitioned to let the application run against different sets of data.
In addition, processes that are partitioned must be designed to process only their assigned data set. A partitioning architecture has to be closely tied to the database design and the database partitioning strategy. Note that database partitioning does not necessarily mean physical partitioning of the database (although, in most cases, this is advisable). The following image illustrates the partitioning approach:
The architecture should be flexible enough to allow dynamic configuration of the number of partitions. You shoul consider both automatic and user controlled configuration. Automatic configuration may be based on such parameters as the input file size and the number of input records.
4.1 Partitioning Approaches Selecting a partitioning approach has to be done on a case-by-case basis. The following list describes some of the possible partitioning approaches:
1. Fixed and Even Break-Up of Record Set
This involves breaking the input record set into an even number of portions (for example, 10, where each portion has exactly 1/10th of the entire record set). Each portion is then processed by one instance of the batch/extract application.
To use this approach, preprocessing is required to split the record set up. The result of this split is a lower and upper bound placement number that you can use as input to the batch/extract application to restrict its processing to only its portion.
Preprocessing could be a large overhead, as it has to calculate and determine the bounds of each portion of the record set.
2. Break up by a Key Column
This involves breaking up the input record set by a key column, such as a location code, and assigning data from each key to a batch instance. To achieve this, column values can be either:
-
Assigned to a batch instance by a partitioning table (described later in this section).
-
Assigned to a batch instance by a portion of the value (such as 0000-0999, 1000 - 1999, and so on).
Under option 1, adding new values means a manual reconfiguration of the batch or extract to ensure that the new value is added to a particular instance.
Under option 2, this ensures that all values are covered by an instance of the batch job. However, the number of values processed by one instance is dependent on the distribution of column values (there may be a large number of locations in the 0000-0999 range and few in the 1000-1999 range). Under this option, the data range should be designed with partitioning in mind.
Under both options, the optimal even distribution of records to batch instances cannot be realized. There is no dynamic configuration of the number of batch instances used.
3. Breakup by Views
This approach is basically breakup by a key column but on the database level. It involves breaking up the record set into views. These views are used by each instance of the batch application during its processing. The breakup is done by grouping the data.
With this option, each instance of a batch application has to be configured to hit a particular view (instead of the main table). Also, with the addition of new data values, this new group of data has to be included into a view. There is no dynamic configuration capability, as a change in the number of instances results in a change to the views.
4. Addition of a Processing Indicator
This involves the addition of a new column to the input table, which acts as an indicator. As a preprocessing step, all indicators are marked as being non-processed. During the record fetch stage of the batch application, records are read on the condition that an individual record is marked as being non-processed, and, once it is read (with lock), it is marked as being in processing. When that record is completed, the indicator is updated to either complete or error. You can start many instances of a batch application without a change, as the additional column ensures that a record is only processed once.
With this option, I/O on the table increases dynamically. In the case of an updating batch application, this impact is reduced, as a write must occur anyway.
5. Extract Table to a Flat File
This approach involves the extraction of the table into a flat file. This file can then be split into multiple segments and used as input to the batch instances.
With this option, the additional overhead of extracting the table into a file and splitting it may cancel out the effect of multi-partitioning. Dynamic configuration can be achieved by changing the file splitting script.
6. Use of a Hashing Column
This scheme involves the addition of a hash column (key or index) to the database tables used to retrieve the driver record. This hash column has an indicator to determine which instance of the batch application processes this particular row. For example, if there are three batch instances to be started, an indicator of 'A' marks a row for processing by instance 1, an indicator of 'B' marks a row for processing by instance 2, and an indicator of 'C' marks a row for processing by instance 3.
The procedure used to retrieve the records would then have an additional WHERE
clause
to select all rows marked by a particular indicator. The inserts in this table would
involve the addition of the marker field, which would be defaulted to one of the
instances (such as 'A').
A simple batch application would be used to update the indicators, such as to redistribute the load between the different instances. When a sufficiently large number of new rows have been added, this batch can be run (anytime, except in the batch window) to redistribute the new rows to other instances.
Additional instances of the batch application require only the running of the batch application (as described in the preceding paragraphs) to redistribute the indicators to work with a new number of instances.
4.2 Database and Application Design Principles
An architecture that supports multi-partitioned applications that run against partitioned database tables and use the key column approach should include a central partition repository for storing partition parameters. This provides flexibility and ensures maintainability. The repository generally consists of a single table, known as the partition table.
Information stored in the partition table is static and, in general, should be maintained by the DBA. The table should consist of one row of information for each partition of a multi-partitioned application. The table should have columns for Program ID Code, Partition Number (the logical ID of the partition), Low Value of the database key column for this partition, and High Value of the database key column for this partition.
On program start-up, the program id
and partition number should be passed to the
application from the architecture (specifically, from the control processing tasklet). If
a key column approach is used, these variables are used to read the partition table
to determine what range of data the application is to process. In addition, the
partition number must be used throughout the processing to:
-
Add to the output files or database updates, for the merge process to work properly.
-
Report normal processing to the batch log and any errors to the architecture error handler.
4.3 Minimizing Deadlocks
When applications run in parallel or are partitioned, contention for database resources and deadlocks may occur. It is critical that the database design team eliminate potential contention situations as much as possible, as part of the database design.
Also, the developers must ensure that the database index tables are designed with deadlock prevention and performance in mind.
Deadlocks or hot spots often occur in administration or architecture tables, such as log tables, control tables, and lock tables. The implications of these should be taken into account as well. Realistic stress tests are crucial for identifying the possible bottlenecks in the architecture.
To minimize the impact of conflicts on data, the architecture should provide services (such as wait-and-retry intervals) when attaching to a database or when encountering a deadlock. This means a built-in mechanism to react to certain database return codes and, instead of issuing an immediate error, waiting a predetermined amount of time and retrying the database operation.
4.4 Parameter Passing and Validation
The partition architecture should be relatively transparent to application developers. The architecture should perform all tasks associated with running the application in a partitioned mode, including:
-
Retrieving partition parameters before application start-up.
-
Validating partition parameters before application start-up.
-
Passing parameters to the application at start-up.
The validation should include checks to ensure that:
-
The application has sufficient partitions to cover the whole data range.
-
There are no gaps between partitions.
If the database is partitioned, some additional validation may be necessary to ensure that a single partition does not span database partitions.
Also, the architecture should take into consideration the consolidation of partitions. Key questions include:
-
Must all the partitions be finished before going into the next job step?
-
What happens if one of the partitions aborts?
This section shows the major highlights of Spring Batch 5 and is not an exhaustive list of changes. For more details, please refer to the migration guide.
2. What’s New in Spring Batch 5.0
Spring Batch 5.0 has the following major themes:
-
Java 17 Requirement
-
Dependencies Re-baseline
-
Batch infrastructure configuration updates
-
Batch testing configuration updates
-
Job parameters handling updates
-
New features
-
Pruning
2.1. Java 17 Requirement
Spring Batch follows Spring Framework’s baselines for both Java version and third party dependencies. With Spring Batch 5, the Spring Framework version is being upgraded to Spring Framework 6, which requires Java 17. As a result, the Java version requirement for Spring Batch is also increasing to Java 17.
2.2. Dependencies Re-baseline
To continue the integration with supported versions of the third party libraries that Spring Batch uses, Spring Batch 5 is updating the dependencies across the board to the following versions:
-
Spring Framework 6
-
Spring Integration 6
-
Spring Data 3
-
Spring AMQP 3
-
Spring for Apache Kafka 3
-
Micrometer 1.10
This release also marks the migration to:
-
Jakarta EE 9
-
Hibernate 6
2.3. Batch Infrastructure Configuration Updates
Spring Batch 5 includes the following infrastructure configuration updates:
2.3.1. Data Source and Transaction manager Requirement Updates
Historically, Spring Batch provided a map-based job repository and job explorer implementations to work with an in-memory job repository. These implementations were deprecated in version 4 and completely removed in version 5. The recommended replacement is to use the JDBC-based implementations with an embedded database, such as H2, HSQL, and others.
In this release, the @EnableBatchProcessing
annotation configures a JDBC-based JobRepository
, which requires a
DataSource
and PlatformTransactionManager
beans to be defined in the application context. The DataSource
bean
could refer to an embedded database to work with an in-memory job repository.
2.3.2. Transaction Manager Bean Exposure
Until version 4.3, the @EnableBatchProcessing
annotation exposed a transaction manager bean in the application
context. While this was convenient in many cases, the unconditional exposure of a transaction manager could
interfere with a user-defined transaction manager. In this release, @EnableBatchProcessing
no longer exposes a
transaction manager bean in the application context.
2.3.3. New annotation attributes in EnableBatchProcessing
In this release, the @EnableBatchProcessing
annotation provides new attributes to specify which
components and parameters should be used to configure the Batch infrastructure beans. For example,
it is now possible to specify which data source and transaction manager Spring Batch should configure
in the job repository as follows:
@Configuration
@EnableBatchProcessing(dataSourceRef = "batchDataSource", transactionManagerRef = "batchTransactionManager")
public class MyJobConfiguration {
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("myJob", jobRepository)
//define job flow as needed
.build();
}
}
In this example, batchDataSource
and batchTransactionManager
refer to beans in the application context,
and which will be used to configure the job repository and job explorer. There is no need to define a
custom BatchConfiguer
anymore, which was removed in this release.
2.3.4. New configuration class for infrastructure beans
In this release, a new configuration class named DefaultBatchConfiguration
can be used as an alternative to
using @EnableBatchProcessing
for the configuration of infrastrucutre beans. This class provides infrastructure
beans with default configuration which can be customized as needed. The following snippet shows a typical usage
of this class:
@Configuration
class MyJobConfiguration extends DefaultBatchConfiguration {
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("myJob", jobRepository)
//define job flow as needed
.build();
}
}
In this example, the JobRepository
bean injected in the Job
bean definition is defined in the DefaultBatchConfiguration
class. Custom parameters can be specified by overriding the corresponding getter. For example, the following example shows
how to override the default character encoding used in the job repository and job explorer:
@Configuration
class MyJobConfiguration extends DefaultBatchConfiguration {
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
// define job flow as needed
.build();
}
@Override
protected Charset getCharset() {
return StandardCharsets.ISO_8859_1;
}
}
2.4. Transaction support in JobExplorer and JobOperator
This release introduces transaction support in the JobExplorer
created through
the JobExplorerFactoryBean
. It is now possible to specify which transaction manager
to use to drive the ready-only transactions when querying the Batch meta-data as well as
customizing the transaction attributes.
The same transaction support was added to the JobOperator
through a new factory bean
named JobOperatorFactoryBean
.
2.5. Job parameters handling updates
2.5.1. Support for any type as a job parameter
This version adds support to use any type as a job parameter, and not only the 4 pre-defined
types (long, double, string, date) as in v4. This change has an impact on how job parameters
are persisted in the database (There are no more 4 distinct columns for each predefined type).
Please check Column change in BATCH_JOB_EXECUTION_PARAMS
for DDL changes. The fully qualified name of the type of the parameter is now persisted as a String
,
as well as the parameter value. String literals are converted to the parameter type with the standard
Spring conversion service. The standard conversion service can be enriched with any required converter
to convert user specific types to and from String literals.
2.5.2. Default job parameter conversion
The default notation of job parameters in v4 was specified as follows:
[+|-]parameterName(parameterType)=value
where parameterType
is one of [string,long,double,date]
. This notation is limited, constraining,
does not play well with environment variables and is not fiendly with Spring Boot.
In v5, there are two way to specify job parameters:
Default notation
The default notation is now specified as follows:
parameterName=parameterValue,parameterType,identificationFlag
where parameterType
is the fully qualified name of the type of the parameter. Spring Batch provides
the DefaultJobParametersConverter
to support this notation.
Extended notation
While the default notation is well suited for the majority of use cases, it might not be convenient when the value contains a comma for example. In this case, the extended notation can be used, which is inspired by Spring Boot’s Json Application Properties and is specified as follows:
parameterName='{"value": "parameterValue", "type":"parameterType", "identifying": "booleanValue"}'
where parameterType
is the fully qualified name of the type of the parameter. Spring Batch provides the
JsonJobParametersConverter
to support this notation.
2.6. Batch Testing Configuration Updates
Spring Batch 5 includes the following testing configuration updates:
2.6.1. Removal of autowiring from test utilities
Up to version 4.3, the JobLauncherTestUtils
and JobRepositoryTestUtils
used
to autowire the job under test as well as the test datasource to facilitate the
testing infrastructure setup. While this was convenient for most use cases, it
turned out to cause several issues for test contexts where multiple jobs or
multiple datasources are defined.
In this release, we introduced a few changes to remove the autowiring of such
dependencies in order to avoid any issues while importing those utilities either
manually or through the @SpringBatchTest
annotation.
2.7. New features
2.7.1. Improved Java records support
The support for Java records as items in a chunk-oriented step has initially been introduced in v4.3,
but that support was limited due to the fact that v4 has Java 8 as a baseline. The initial support was
based on reflection tricks to create Java records and populate them with data, without having access to the
java.lang.Record
API that was finalised in Java 16.
Now that v5 has Java 17 as a baseline, we have improved records support in Spring Batch by leveraging the
Record
API in different parts of the framework. For example, the FlatFileItemReaderBuilder
is now able
to detect if the item type is a record or a regular class and configure the corresponding FieldSetMapper
implementation accordingly (ie RecordFieldSetMapper
for records and BeanWrapperFieldSetMapper
for regular
classes). The goal here is to make the configuration of the required FieldSetMapper
type transparent to the user.
2.7.2. Batch tracing with Micrometer
With the upgrade to Micrometer 1.10, you can now get batch tracing in addition to batch metrics. Spring Batch will create a span for each job and a span for each step within a job. This tracing meta-data can be collected and viewed on a dahsboard like Zipkin for example.
2.7.3. Java 8 features updates
We took the opportunity of this major release to improve the code base with features from Java 8+, for example:
-
Use default methods in interfaces and deprecate "support" classes (see issue 3924)
-
Add
@FunctionalInterface
where appropriate in public APIs (see issue 4107) -
Add support to use types from the Date and Time APIs as job parameters. (see issue 1035$$)
2.7.4. Support for SAP HANA a job repository in Spring Batch
This release introduces the support of SAP HANA as an additional supported database for the job repository.
2.7.5. New Maven Bill Of Materials for Spring Batch modules
This feature has been requested several times and is finally shipped in v5. It is now possible to use the newly added Maven BOM to import Spring Batch modules with a consistent version number.
2.7.6. UTF-8 by default
Several issues related to characters encoding have been reported over the years in different areas of the framework, like inconsitent default encoding between file-based item readers and writers, serialization/deserialization issues when dealing with multi-byte characters in the execution context, etc.
In the same spirit as JEP 400 and following the UTF-8 manifesto, this release updates the default encoding to UTF-8 in all areas of the framework and ensures this default is configurable as needed.
2.7.7. Native support
The effort towards providing support to compile Spring Batch applications as native executables using the GraalVM native-image compiler has started in v4.2 and was shipped as experimental in v4.3.
In this release, the native support has been improved significantly and is now considered out of beta.
2.7.8. Improved documentation
In this release, the documentation was updated to use the Spring Asciidoctor Backend. This backend ensures that all projects from the portfolio follow the same documentation style. For consistency with other projects, the reference documentation of Spring Batch was updated to use this backend in this release.
2.8. Pruning
Spring Batch 5 removes a number of items that are no longer needed, including:
2.8.1. API deprecation and removal
In this major release, all APIs that were deprecated in previous versions have been removed. Moreover, some APIs have been deprecated in v5.0 and are scheduled for removal in v5.2. Finally, some APIs have been moved or removed without deprecation for practical reasons.
Please refer to the migration guide for more details about these changes.
3. The Domain Language of Batch
To any experienced batch architect, the overall concepts of batch processing used in
Spring Batch should be familiar and comfortable. There are “Jobs” and “Steps” and
developer-supplied processing units called ItemReader
and ItemWriter
. However,
because of the Spring patterns, operations, templates, callbacks, and idioms, there are
opportunities for the following:
-
Significant improvement in adherence to a clear separation of concerns.
-
Clearly delineated architectural layers and services provided as interfaces.
-
Simple and default implementations that allow for quick adoption and ease of use out of the box.
-
Significantly enhanced extensibility.
The following diagram is a simplified version of the batch reference architecture that has been used for decades. It provides an overview of the components that make up the domain language of batch processing. This architecture framework is a blueprint that has been proven through decades of implementations on the last several generations of platforms (COBOL on mainframes, C on Unix, and now Java anywhere). JCL and COBOL developers are likely to be as comfortable with the concepts as C, C#, and Java developers. Spring Batch provides a physical implementation of the layers, components, and technical services commonly found in the robust, maintainable systems that are used to address the creation of simple to complex batch applications, with the infrastructure and extensions to address very complex processing needs.
The preceding diagram highlights the key concepts that make up the domain language of
Spring Batch. A Job
has one to many steps, each of which has exactly one ItemReader
,
one ItemProcessor
, and one ItemWriter
. A job needs to be launched (with
JobLauncher
), and metadata about the currently running process needs to be stored (in
JobRepository
).
3.1. Job
This section describes stereotypes relating to the concept of a batch job. A Job
is an
entity that encapsulates an entire batch process. As is common with other Spring
projects, a Job
is wired together with either an XML configuration file or Java-based
configuration. This configuration may be referred to as the “job configuration”. However,
Job
is only the top of an overall hierarchy, as shown in the following diagram:
In Spring Batch, a Job
is simply a container for Step
instances. It combines multiple
steps that logically belong together in a flow and allows for configuration of properties
global to all steps, such as restartability. The job configuration contains:
-
The name of the job.
-
Definition and ordering of
Step
instances. -
Whether or not the job is restartable.
3.1.1. JobInstance
A JobInstance
refers to the concept of a logical job run. Consider a batch job that
should be run once at the end of the day, such as the EndOfDay
Job
from the preceding
diagram. There is one EndOfDay
job, but each individual run of the Job
must be
tracked separately. In the case of this job, there is one logical JobInstance
per day.
For example, there is a January 1st run, a January 2nd run, and so on. If the January 1st
run fails the first time and is run again the next day, it is still the January 1st run.
(Usually, this corresponds with the data it is processing as well, meaning the January
1st run processes data for January 1st). Therefore, each JobInstance
can have multiple
executions (JobExecution
is discussed in more detail later in this chapter), and only
one JobInstance
(which corresponds to a particular Job
and identifying JobParameters
) can
run at a given time.
The definition of a JobInstance
has absolutely no bearing on the data to be loaded.
It is entirely up to the ItemReader
implementation to determine how data is loaded. For
example, in the EndOfDay
scenario, there may be a column on the data that indicates the
effective date
or schedule date
to which the data belongs. So, the January 1st run
would load only data from the 1st, and the January 2nd run would use only data from the
2nd. Because this determination is likely to be a business decision, it is left up to the
ItemReader
to decide. However, using the same JobInstance
determines whether or not
the “state” (that is, the ExecutionContext
, which is discussed later in this chapter)
from previous executions is used. Using a new JobInstance
means “start from the
beginning,” and using an existing instance generally means “start from where you left
off”.
3.1.2. JobParameters
Having discussed JobInstance
and how it differs from Job
, the natural question to ask
is: “How is one JobInstance
distinguished from another?” The answer is:
JobParameters
. A JobParameters
object holds a set of parameters used to start a batch
job. They can be used for identification or even as reference data during the run, as the
following image shows:
In the preceding example, where there are two instances, one for January 1st and another
for January 2nd, there is really only one Job
, but it has two JobParameter
objects:
one that was started with a job parameter of 01-01-2017 and another that was started with
a parameter of 01-02-2017. Thus, the contract can be defined as: JobInstance
= Job
+ identifying JobParameters
. This allows a developer to effectively control how a
JobInstance
is defined, since they control what parameters are passed in.
Not all job parameters are required to contribute to the identification of a
JobInstance . By default, they do so. However, the framework also allows the submission
of a Job with parameters that do not contribute to the identity of a JobInstance .
|
3.1.3. JobExecution
A JobExecution
refers to the technical concept of a single attempt to run a Job. An
execution may end in failure or success, but the JobInstance
corresponding to a given
execution is not considered to be complete unless the execution completes successfully.
Using the EndOfDay
Job
described previously as an example, consider a JobInstance
for
01-01-2017 that failed the first time it was run. If it is run again with the same
identifying job parameters as the first run (01-01-2017), a new JobExecution
is
created. However, there is still only one JobInstance
.
A Job
defines what a job is and how it is to be executed, and a JobInstance
is a
purely organizational object to group executions together, primarily to enable correct
restart semantics. A JobExecution
, however, is the primary storage mechanism for what
actually happened during a run and contains many more properties that must be controlled
and persisted, as the following table shows:
Property |
Definition |
|
A |
|
A |
|
A |
|
The |
|
A |
|
A |
|
The “property bag” containing any user data that needs to be persisted between executions. |
|
The list of exceptions encountered during the execution of a |
These properties are important because they are persisted and can be used to completely
determine the status of an execution. For example, if the EndOfDay
job for 01-01 is
executed at 9:00 PM and fails at 9:30, the following entries are made in the batch
metadata tables:
JOB_INST_ID |
JOB_NAME |
1 |
EndOfDayJob |
JOB_EXECUTION_ID |
TYPE_CD |
KEY_NAME |
DATE_VAL |
IDENTIFYING |
1 |
DATE |
schedule.Date |
2017-01-01 |
TRUE |
JOB_EXEC_ID |
JOB_INST_ID |
START_TIME |
END_TIME |
STATUS |
1 |
1 |
2017-01-01 21:00 |
2017-01-01 21:30 |
FAILED |
Column names may have been abbreviated or removed for the sake of clarity and formatting. |
Now that the job has failed, assume that it took the entire night for the problem to be
determined, so that the “batch window” is now closed. Further assuming that the window
starts at 9:00 PM, the job is kicked off again for 01-01, starting where it left off and
completing successfully at 9:30. Because it is now the next day, the 01-02 job must be
run as well, and it is kicked off just afterwards at 9:31 and completes in its normal one
hour time at 10:30. There is no requirement that one JobInstance
be kicked off after
another, unless there is potential for the two jobs to attempt to access the same data,
causing issues with locking at the database level. It is entirely up to the scheduler to
determine when a Job
should be run. Since they are separate JobInstances
, Spring
Batch makes no attempt to stop them from being run concurrently. (Attempting to run the
same JobInstance
while another is already running results in a
JobExecutionAlreadyRunningException
being thrown). There should now be an extra entry
in both the JobInstance
and JobParameters
tables and two extra entries in the
JobExecution
table, as shown in the following tables:
JOB_INST_ID |
JOB_NAME |
1 |
EndOfDayJob |
2 |
EndOfDayJob |
JOB_EXECUTION_ID |
TYPE_CD |
KEY_NAME |
DATE_VAL |
IDENTIFYING |
1 |
DATE |
schedule.Date |
2017-01-01 00:00:00 |
TRUE |
2 |
DATE |
schedule.Date |
2017-01-01 00:00:00 |
TRUE |
3 |
DATE |
schedule.Date |
2017-01-02 00:00:00 |
TRUE |
JOB_EXEC_ID |
JOB_INST_ID |
START_TIME |
END_TIME |
STATUS |
1 |
1 |
2017-01-01 21:00 |
2017-01-01 21:30 |
FAILED |
2 |
1 |
2017-01-02 21:00 |
2017-01-02 21:30 |
COMPLETED |
3 |
2 |
2017-01-02 21:31 |
2017-01-02 22:29 |
COMPLETED |
Column names may have been abbreviated or removed for the sake of clarity and formatting. |
3.2. Step
A Step
is a domain object that encapsulates an independent, sequential phase of a batch
job. Therefore, every Job
is composed entirely of one or more steps. A Step
contains
all of the information necessary to define and control the actual batch processing. This
is a necessarily vague description because the contents of any given Step
are at the
discretion of the developer writing a Job
. A Step
can be as simple or complex as the
developer desires. A simple Step
might load data from a file into the database,
requiring little or no code (depending upon the implementations used). A more complex
Step
may have complicated business rules that are applied as part of the processing. As
with a Job
, a Step
has an individual StepExecution
that correlates with a unique
JobExecution
, as the following image shows:
3.2.1. StepExecution
A StepExecution
represents a single attempt to execute a Step
. A new StepExecution
is created each time a Step
is run, similar to JobExecution
. However, if a step fails
to execute because the step before it fails, no execution is persisted for it. A
StepExecution
is created only when its Step
is actually started.
Step
executions are represented by objects of the StepExecution
class. Each execution
contains a reference to its corresponding step and JobExecution
and transaction-related
data, such as commit and rollback counts and start and end times. Additionally, each step
execution contains an ExecutionContext
, which contains any data a developer needs to
have persisted across batch runs, such as statistics or state information needed to
restart. The following table lists the properties for StepExecution
:
Property |
Definition |
|
A |
|
A |
|
A |
|
The |
|
The “property bag” containing any user data that needs to be persisted between executions. |
|
The number of items that have been successfully read. |
|
The number of items that have been successfully written. |
|
The number of transactions that have been committed for this execution. |
|
The number of times the business transaction controlled by the |
|
The number of times |
|
The number of times |
|
The number of items that have been “filtered” by the |
|
The number of times |
3.3. ExecutionContext
An ExecutionContext
represents a collection of key/value pairs that are persisted and
controlled by the framework to give developers a place to store persistent
state that is scoped to a StepExecution
object or a JobExecution
object. (For those
familiar with Quartz, it is very similar to JobDataMap
.) The best usage example is to
facilitate restart. Using flat file input as an example, while processing individual
lines, the framework periodically persists the ExecutionContext
at commit points. Doing
so lets the ItemReader
store its state in case a fatal error occurs during the run
or even if the power goes out. All that is needed is to put the current number of lines
read into the context, as the following example shows, and the framework does the
rest:
executionContext.putLong(getKey(LINES_READ_COUNT), reader.getPosition());
Using the EndOfDay
example from the Job
stereotypes section as an example, assume there
is one step, loadData
, that loads a file into the database. After the first failed run,
the metadata tables would look like the following example:
JOB_INST_ID |
JOB_NAME |
1 |
EndOfDayJob |
JOB_INST_ID |
TYPE_CD |
KEY_NAME |
DATE_VAL |
1 |
DATE |
schedule.Date |
2017-01-01 |
JOB_EXEC_ID |
JOB_INST_ID |
START_TIME |
END_TIME |
STATUS |
1 |
1 |
2017-01-01 21:00 |
2017-01-01 21:30 |
FAILED |
STEP_EXEC_ID |
JOB_EXEC_ID |
STEP_NAME |
START_TIME |
END_TIME |
STATUS |
1 |
1 |
loadData |
2017-01-01 21:00 |
2017-01-01 21:30 |
FAILED |
STEP_EXEC_ID |
SHORT_CONTEXT |
1 |
{piece.count=40321} |
In the preceding case, the Step
ran for 30 minutes and processed 40,321 “pieces”, which
would represent lines in a file in this scenario. This value is updated just before each
commit by the framework and can contain multiple rows corresponding to entries within the
ExecutionContext
. Being notified before a commit requires one of the various
StepListener
implementations (or an ItemStream
), which are discussed in more detail
later in this guide. As with the previous example, it is assumed that the Job
is
restarted the next day. When it is restarted, the values from the ExecutionContext
of
the last run are reconstituted from the database. When the ItemReader
is opened, it can
check to see if it has any stored state in the context and initialize itself from there,
as the following example shows:
if (executionContext.containsKey(getKey(LINES_READ_COUNT))) {
log.debug("Initializing for restart. Restart data is: " + executionContext);
long lineCount = executionContext.getLong(getKey(LINES_READ_COUNT));
LineReader reader = getReader();
Object record = "";
while (reader.getPosition() < lineCount && record != null) {
record = readLine();
}
}
In this case, after the preceding code runs, the current line is 40,322, letting the Step
start again from where it left off. You can also use the ExecutionContext
for
statistics that need to be persisted about the run itself. For example, if a flat file
contains orders for processing that exist across multiple lines, it may be necessary to
store how many orders have been processed (which is much different from the number of
lines read), so that an email can be sent at the end of the Step
with the total number
of orders processed in the body. The framework handles storing this for the developer,
to correctly scope it with an individual JobInstance
. It can be very difficult to
know whether an existing ExecutionContext
should be used or not. For example, using the
EndOfDay
example from above, when the 01-01 run starts again for the second time, the
framework recognizes that it is the same JobInstance
and on an individual Step
basis,
pulls the ExecutionContext
out of the database, and hands it (as part of the
StepExecution
) to the Step
itself. Conversely, for the 01-02 run, the framework
recognizes that it is a different instance, so an empty context must be handed to the
Step
. There are many of these types of determinations that the framework makes for the
developer, to ensure the state is given to them at the correct time. It is also important
to note that exactly one ExecutionContext
exists per StepExecution
at any given time.
Clients of the ExecutionContext
should be careful, because this creates a shared
keyspace. As a result, care should be taken when putting values in to ensure no data is
overwritten. However, the Step
stores absolutely no data in the context, so there is no
way to adversely affect the framework.
Note that there is at least one ExecutionContext
per
JobExecution
and one for every StepExecution
. For example, consider the following
code snippet:
ExecutionContext ecStep = stepExecution.getExecutionContext();
ExecutionContext ecJob = jobExecution.getExecutionContext();
//ecStep does not equal ecJob
As noted in the comment, ecStep
does not equal ecJob
. They are two different
ExecutionContexts
. The one scoped to the Step
is saved at every commit point in the
Step
, whereas the one scoped to the Job is saved in between every Step
execution.
3.4. JobRepository
JobRepository
is the persistence mechanism for all of the stereotypes mentioned earlier.
It provides CRUD operations for JobLauncher
, Job
, and Step
implementations. When a
Job
is first launched, a JobExecution
is obtained from the repository. Also, during
the course of execution, StepExecution
and JobExecution
implementations are persisted
by passing them to the repository.
The Spring Batch XML namespace provides support for configuring a JobRepository
instance
with the <job-repository>
tag, as the following example shows:
<job-repository id="jobRepository"/>
When using Java configuration, the @EnableBatchProcessing
annotation provides a
JobRepository
as one of the components that is automatically configured.
3.5. JobLauncher
JobLauncher
represents a simple interface for launching a Job
with a given set of
JobParameters
, as the following example shows:
public interface JobLauncher {
public JobExecution run(Job job, JobParameters jobParameters)
throws JobExecutionAlreadyRunningException, JobRestartException,
JobInstanceAlreadyCompleteException, JobParametersInvalidException;
}
It is expected that implementations obtain a valid JobExecution
from the
JobRepository
and execute the Job
.
3.6. ItemReader
ItemReader
is an abstraction that represents the retrieval of input for a Step
, one
item at a time. When the ItemReader
has exhausted the items it can provide, it
indicates this by returning null
. You can find more details about the ItemReader
interface and its
various implementations in
Readers And Writers.
3.7. ItemWriter
ItemWriter
is an abstraction that represents the output of a Step
, one batch or chunk
of items at a time. Generally, an ItemWriter
has no knowledge of the input it should
receive next and knows only the item that was passed in its current invocation. You can find more
details about the ItemWriter
interface and its various implementations in
Readers And Writers.
3.8. ItemProcessor
ItemProcessor
is an abstraction that represents the business processing of an item.
While the ItemReader
reads one item, and the ItemWriter
writes one item, the
ItemProcessor
provides an access point to transform or apply other business processing.
If, while processing the item, it is determined that the item is not valid, returning
null
indicates that the item should not be written out. You can find more details about the
ItemProcessor
interface in
Readers And Writers.
3.9. Batch Namespace
Many of the domain concepts listed previously need to be configured in a Spring
ApplicationContext
. While there are implementations of the interfaces above that you can
use in a standard bean definition, a namespace has been provided for ease of
configuration, as the following example shows:
<beans:beans xmlns="http://www.springframework.org/schema/batch"
xmlns:beans="http://www.springframework.org/schema/beans"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation="
http://www.springframework.org/schema/beans
https://www.springframework.org/schema/beans/spring-beans.xsd
http://www.springframework.org/schema/batch
https://www.springframework.org/schema/batch/spring-batch.xsd">
<job id="ioSampleJob">
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="2"/>
</tasklet>
</step>
</job>
</beans:beans>
As long as the batch namespace has been declared, any of its elements can be used. You can find more
information on configuring a Job in Configuring and
Running a Job. You can find more information on configuring a Step
in
Configuring a Step.
4. Configuring and Running a Job
In the domain section , the overall architecture design was discussed, using the following diagram as a guide:
While the Job
object may seem like a simple
container for steps, you must be aware of many configuration options.
Furthermore, you must consider many options about
how a Job
can be run and how its metadata can be
stored during that run. This chapter explains the various configuration
options and runtime concerns of a Job
.
4.1. Configuring a Job
4.1.1. Restartability
One key issue when executing a batch job concerns the behavior of a Job
when it is
restarted. The launching of a Job
is considered to be a “restart” if a JobExecution
already exists for the particular JobInstance
. Ideally, all jobs should be able to start
up where they left off, but there are scenarios where this is not possible.
In this scenario, it is entirely up to the developer to ensure that a new JobInstance
is created.
However, Spring Batch does provide some help. If a Job
should never be
restarted but should always be run as part of a new JobInstance
, you can set the
restartable property to false
.
The following example shows how to set the restartable
field to false
in XML:
<job id="footballJob" restartable="false">
...
</job>
The following example shows how to set the restartable
field to false
in Java:
@Bean
public Job footballJob(JobRepository jobRepository) {
return new JobBuilder("footballJob", jobRepository)
.preventRestart()
...
.build();
}
To phrase it another way, setting restartable
to false
means “this
Job
does not support being started again”. Restarting a Job
that is not
restartable causes a JobRestartException
to
be thrown.
The following Junit code causes the exception to be thrown:
Job job = new SimpleJob();
job.setRestartable(false);
JobParameters jobParameters = new JobParameters();
JobExecution firstExecution = jobRepository.createJobExecution(job, jobParameters);
jobRepository.saveOrUpdate(firstExecution);
try {
jobRepository.createJobExecution(job, jobParameters);
fail();
}
catch (JobRestartException e) {
// expected
}
The first attempt to create a
JobExecution
for a non-restartable
job causes no issues. However, the second
attempt throws a JobRestartException
.
4.1.2. Intercepting Job Execution
During the course of the execution of a
Job
, it may be useful to be notified of various
events in its lifecycle so that custom code can be run.
SimpleJob
allows for this by calling a
JobListener
at the appropriate time:
public interface JobExecutionListener {
void beforeJob(JobExecution jobExecution);
void afterJob(JobExecution jobExecution);
}
You can add JobListeners
to a SimpleJob
by setting listeners on the job.
The following example shows how to add a listener element to an XML job definition:
<job id="footballJob">
<step id="playerload" parent="s1" next="gameLoad"/>
<step id="gameLoad" parent="s2" next="playerSummarization"/>
<step id="playerSummarization" parent="s3"/>
<listeners>
<listener ref="sampleListener"/>
</listeners>
</job>
The following example shows how to add a listener method to a Java job definition:
@Bean
public Job footballJob(JobRepository jobRepository) {
return new JobBuilder("footballJob", jobRepository)
.listener(sampleListener())
...
.build();
}
Note that the afterJob
method is called regardless of the success or
failure of the Job
. If you need to determine success or failure, you can get that information
from the JobExecution
:
public void afterJob(JobExecution jobExecution){
if (jobExecution.getStatus() == BatchStatus.COMPLETED ) {
//job success
}
else if (jobExecution.getStatus() == BatchStatus.FAILED) {
//job failure
}
}
The annotations corresponding to this interface are:
-
@BeforeJob
-
@AfterJob
4.1.3. Inheriting from a Parent Job
If a group of Jobs share similar but not
identical configurations, it may help to define a “parent”
Job
from which the concrete
Job
instances can inherit properties. Similar to class
inheritance in Java, a “child” Job
combines
its elements and attributes with the parent’s.
In the following example, baseJob
is an abstract
Job
definition that defines only a list of
listeners. The Job
(job1
) is a concrete
definition that inherits the list of listeners from baseJob
and merges
it with its own list of listeners to produce a
Job
with two listeners and one
Step
(step1
).
<job id="baseJob" abstract="true">
<listeners>
<listener ref="listenerOne"/>
<listeners>
</job>
<job id="job1" parent="baseJob">
<step id="step1" parent="standaloneStep"/>
<listeners merge="true">
<listener ref="listenerTwo"/>
<listeners>
</job>
See the section on Inheriting from a Parent Step for more detailed information.
4.1.4. JobParametersValidator
A job declared in the XML namespace or using any subclass of
AbstractJob
can optionally declare a validator for the job parameters at
runtime. This is useful when, for instance, you need to assert that a job
is started with all its mandatory parameters. There is a
DefaultJobParametersValidator
that you can use to constrain combinations
of simple mandatory and optional parameters. For more complex
constraints, you can implement the interface yourself.
4.2. Java Configuration
Spring 3 brought the ability to configure applications with Java instead of XML. As of
Spring Batch 2.2.0, you can configure batch jobs by using the same Java configuration.
There are three components for the Java-based configuration: the @EnableBatchProcessing
annotation and two builders.
The @EnableBatchProcessing
annotation works similarly to the other @Enable*
annotations in the
Spring family. In this case, @EnableBatchProcessing
provides a base configuration for
building batch jobs. Within this base configuration, an instance of StepScope
and Jobscope
are
created, in addition to a number of beans being made available to be autowired:
-
JobRepository
: a bean namedjobRepository
-
JobLauncher
: a bean namedjobLauncher
-
JobRegistry
: a bean namedjobRegistry
-
JobExplorer
: a bean namedjobExplorer
The default implementation provides the beans mentioned in the preceding list and requires a DataSource
and a PlatformTransactionManager
to be provided as beans within the context. The data source and transaction
manager are used by the JobRepository
and JobExplorer
instances. By default, the data source named dataSource
and the transaction manager named transactionManager
will be used. You can customize any of these beans by using
the attributes of the @EnableBatchProcessing
annotation. The following example shows how to provide a
custom data source and transaction manager:
@Configuration
@EnableBatchProcessing(dataSourceRef = "batchDataSource", transactionManagerRef = "batchTransactionManager")
public class MyJobConfiguration {
@Bean
public DataSource batchDataSource() {
return new EmbeddedDatabaseBuilder().setType(EmbeddedDatabaseType.HSQL)
.addScript("/org/springframework/batch/core/schema-hsqldb.sql")
.generateUniqueName(true).build();
}
@Bean
public JdbcTransactionManager batchTransactionManager(DataSource dataSource) {
return new JdbcTransactionManager(dataSource);
}
public Job job(JobRepository jobRepository) {
return new JobBuilder("myJob", jobRepository)
//define job flow as needed
.build();
}
}
Only one configuration class needs to have the |
Starting from v5.0, an alternative, programmatic way of configuring base infrastrucutre beans
is provided through the DefaultBatchConfiguration
class. This class provides the same beans
provided by @EnableBatchProcessing
and can be used as a base class to configure batch jobs.
The following snippet is a typical example of how to use it:
@Configuration
class MyJobConfiguration extends DefaultBatchConfiguration {
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
// define job flow as needed
.build();
}
}
The data source and transaction manager will be resolved from the application context and set on the job repository and job explorer. You can customize the configuration of any infrastructure bean by overriding the required setter. The following example shows how to customize the character encoding for instance:
@Configuration
class MyJobConfiguration extends DefaultBatchConfiguration {
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
// define job flow as needed
.build();
}
@Override
protected Charset getCharset() {
return StandardCharsets.ISO_8859_1;
}
}
|
4.3. Configuring a JobRepository
When using @EnableBatchProcessing
, a JobRepository
is provided for you.
This section describes how to configure your own.
As described earlier, the JobRepository
is used for basic CRUD operations of the various persisted
domain objects within Spring Batch, such as JobExecution
and StepExecution
.
It is required by many of the major framework features, such as the JobLauncher
,
Job
, and Step
.
The batch namespace abstracts away many of the implementation details of the
JobRepository
implementations and their collaborators. However, there are still a few
configuration options available, as the following example shows:
<job-repository id="jobRepository"
data-source="dataSource"
transaction-manager="transactionManager"
isolation-level-for-create="SERIALIZABLE"
table-prefix="BATCH_"
max-varchar-length="1000"/>
Other than the id
, none of the configuration options listed earlier are required. If they are
not set, the defaults shown earlier are used.
The max-varchar-length
defaults to 2500
, which is the length of the long
VARCHAR
columns in the sample schema
scripts.
Other than the dataSource
and the transactionManager
, none of the configuration options listed earlier are required.
If they are not set, the defaults shown earlier
are used. The
max varchar
length defaults to 2500
, which is the
length of the long VARCHAR
columns in the
sample schema scripts
4.3.1. Transaction Configuration for the JobRepository
If the namespace or the provided FactoryBean
is used, transactional advice is
automatically created around the repository. This is to ensure that the batch metadata,
including state that is necessary for restarts after a failure, is persisted correctly.
The behavior of the framework is not well defined if the repository methods are not
transactional. The isolation level in the create*
method attributes is specified
separately to ensure that, when jobs are launched, if two processes try to launch
the same job at the same time, only one succeeds. The default isolation level for that
method is SERIALIZABLE
, which is quite aggressive. READ_COMMITTED
usually works equally
well. READ_UNCOMMITTED
is fine if two processes are not likely to collide in this
way. However, since a call to the create*
method is quite short, it is unlikely that
SERIALIZED
causes problems, as long as the database platform supports it. However, you
can override this setting.
The following example shows how to override the isolation level in XML:
<job-repository id="jobRepository"
isolation-level-for-create="REPEATABLE_READ" />
The following example shows how to override the isolation level in Java:
@Configuration
@EnableBatchProcessing(isolationLevelForCreate = "ISOLATION_REPEATABLE_READ")
public class MyJobConfiguration {
// job definition
}
If the namespace is not used, you must also configure the transactional behavior of the repository by using AOP.
The following example shows how to configure the transactional behavior of the repository in XML:
<aop:config>
<aop:advisor
pointcut="execution(* org.springframework.batch.core..*Repository+.*(..))"/>
<advice-ref="txAdvice" />
</aop:config>
<tx:advice id="txAdvice" transaction-manager="transactionManager">
<tx:attributes>
<tx:method name="*" />
</tx:attributes>
</tx:advice>
You can use the preceding fragment nearly as is, with almost no changes. Remember also to
include the appropriate namespace declarations and to make sure spring-tx
and spring-aop
(or the whole of Spring) are on the classpath.
The following example shows how to configure the transactional behavior of the repository in Java:
@Bean
public TransactionProxyFactoryBean baseProxy() {
TransactionProxyFactoryBean transactionProxyFactoryBean = new TransactionProxyFactoryBean();
Properties transactionAttributes = new Properties();
transactionAttributes.setProperty("*", "PROPAGATION_REQUIRED");
transactionProxyFactoryBean.setTransactionAttributes(transactionAttributes);
transactionProxyFactoryBean.setTarget(jobRepository());
transactionProxyFactoryBean.setTransactionManager(transactionManager());
return transactionProxyFactoryBean;
}
4.3.2. Changing the Table Prefix
Another modifiable property of the JobRepository
is the table prefix of the meta-data
tables. By default, they are all prefaced with BATCH_
. BATCH_JOB_EXECUTION
and
BATCH_STEP_EXECUTION
are two examples. However, there are potential reasons to modify this
prefix. If the schema names need to be prepended to the table names or if more than one
set of metadata tables is needed within the same schema, the table prefix needs to
be changed.
The following example shows how to change the table prefix in XML:
<job-repository id="jobRepository"
table-prefix="SYSTEM.TEST_" />
The following example shows how to change the table prefix in Java:
@Configuration
@EnableBatchProcessing(tablePrefix = "SYSTEM.TEST_")
public class MyJobConfiguration {
// job definition
}
Given the preceding changes, every query to the metadata tables is prefixed with
SYSTEM.TEST_
. BATCH_JOB_EXECUTION
is referred to as SYSTEM.TEST_JOB_EXECUTION
.
Only the table prefix is configurable. The table and column names are not. |
4.3.3. Non-standard Database Types in a Repository
If you use a database platform that is not in the list of supported platforms, you
may be able to use one of the supported types, if the SQL variant is close enough. To do
this, you can use the raw JobRepositoryFactoryBean
instead of the namespace shortcut and
use it to set the database type to the closest match.
The following example shows how to use JobRepositoryFactoryBean
to set the database type
to the closest match in XML:
<bean id="jobRepository" class="org...JobRepositoryFactoryBean">
<property name="databaseType" value="db2"/>
<property name="dataSource" ref="dataSource"/>
</bean>
The following example shows how to use JobRepositoryFactoryBean
to set the database type
to the closest match in Java:
@Bean
public JobRepository jobRepository() throws Exception {
JobRepositoryFactoryBean factory = new JobRepositoryFactoryBean();
factory.setDataSource(dataSource);
factory.setDatabaseType("db2");
factory.setTransactionManager(transactionManager);
return factory.getObject();
}
If the database type is not specified, the JobRepositoryFactoryBean
tries to
auto-detect the database type from the DataSource
.
The major differences between platforms are
mainly accounted for by the strategy for incrementing primary keys, so
it is often necessary to override the
incrementerFactory
as well (by using one of the standard
implementations from the Spring Framework).
If even that does not work or if you are not using an RDBMS, the
only option may be to implement the various Dao
interfaces that the SimpleJobRepository
depends
on and wire one up manually in the normal Spring way.
4.4. Configuring a JobLauncher
When you use @EnableBatchProcessing
, a JobRegistry
is provided for you.
This section describes how to configure your own.
The most basic implementation of the JobLauncher
interface is the TaskExecutorJobLauncher
.
Its only required dependency is a JobRepository
(needed to obtain an execution).
The following example shows a TaskExecutorJobLauncher
in XML:
<bean id="jobLauncher"
class="org.springframework.batch.core.launch.support.TaskExecutorJobLauncher">
<property name="jobRepository" ref="jobRepository" />
</bean>
The following example shows a TaskExecutorJobLauncher
in Java:
...
@Bean
public JobLauncher jobLauncher() throws Exception {
TaskExecutorJobLauncher jobLauncher = new TaskExecutorJobLauncher();
jobLauncher.setJobRepository(jobRepository);
jobLauncher.afterPropertiesSet();
return jobLauncher;
}
...
Once a JobExecution is obtained, it is passed to the
execute method of Job
, ultimately returning the JobExecution
to the caller, as
the following image shows:
The sequence is straightforward and works well when launched from a scheduler. However,
issues arise when trying to launch from an HTTP request. In this scenario, the launching
needs to be done asynchronously so that the TaskExecutorJobLauncher
returns immediately to its
caller. This is because it is not good practice to keep an HTTP request open for the
amount of time needed by long running processes (such as batch jobs). The following image shows
an example sequence:
You can configure the TaskExecutorJobLauncher
to allow for this scenario by configuring a
TaskExecutor
.
The following XML example configures a TaskExecutorJobLauncher
to return immediately:
<bean id="jobLauncher"
class="org.springframework.batch.core.launch.support.TaskExecutorJobLauncher">
<property name="jobRepository" ref="jobRepository" />
<property name="taskExecutor">
<bean class="org.springframework.core.task.SimpleAsyncTaskExecutor" />
</property>
</bean>
The following Java example configures a TaskExecutorJobLauncher
to return immediately:
@Bean
public JobLauncher jobLauncher() {
TaskExecutorJobLauncher jobLauncher = new TaskExecutorJobLauncher();
jobLauncher.setJobRepository(jobRepository());
jobLauncher.setTaskExecutor(new SimpleAsyncTaskExecutor());
jobLauncher.afterPropertiesSet();
return jobLauncher;
}
You can use any implementation of the spring TaskExecutor
interface to control how jobs are asynchronously
executed.
4.5. Running a Job
At a minimum, launching a batch job requires two things: the
Job
to be launched and a
JobLauncher
. Both can be contained within the same
context or different contexts. For example, if you launch jobs from the
command line, a new JVM is instantiated for each Job
. Thus, every
job has its own JobLauncher
. However, if
you run from within a web container that is within the scope of an
HttpRequest
, there is usually one
JobLauncher
(configured for asynchronous job
launching) that multiple requests invoke to launch their jobs.
4.5.1. Running Jobs from the Command Line
If you want to run your jobs from an enterprise
scheduler, the command line is the primary interface. This is because
most schedulers (with the exception of Quartz, unless using
NativeJob
) work directly with operating system
processes, primarily kicked off with shell scripts. There are many ways
to launch a Java process besides a shell script, such as Perl, Ruby, or
even build tools, such as Ant or Maven. However, because most people
are familiar with shell scripts, this example focuses on them.
The CommandLineJobRunner
Because the script launching the job must kick off a Java
Virtual Machine, there needs to be a class with a main
method to act
as the primary entry point. Spring Batch provides an implementation
that serves this purpose:
CommandLineJobRunner
. Note
that this is just one way to bootstrap your application. There are
many ways to launch a Java process, and this class should in no way be
viewed as definitive. The CommandLineJobRunner
performs four tasks:
-
Load the appropriate
ApplicationContext
. -
Parse command line arguments into
JobParameters
. -
Locate the appropriate job based on arguments.
-
Use the
JobLauncher
provided in the application context to launch the job.
All of these tasks are accomplished with only the arguments passed in. The following table describes the required arguments:
|
The location of the XML file that is used to
create an |
|
The name of the job to be run. |
These arguments must be passed in, with the path first and the name second. All arguments
after these are considered to be job parameters, are turned into a JobParameters
object,
and must be in the format of name=value
.
The following example shows a date passed as a job parameter to a job defined in XML:
<bash$ java CommandLineJobRunner endOfDayJob.xml endOfDay schedule.date=2007-05-05,java.time.LocalDate
The following example shows a date passed as a job parameter to a job defined in Java:
<bash$ java CommandLineJobRunner io.spring.EndOfDayJobConfiguration endOfDay schedule.date=2007-05-05,java.time.LocalDate
By default, the In the following example, |
<bash$ java CommandLineJobRunner endOfDayJob.xml endOfDay \
schedule.date=2007-05-05,java.time.LocalDate,true \
vendor.id=123,java.lang.Long,false
<bash$ java CommandLineJobRunner io.spring.EndOfDayJobConfiguration endOfDay \
schedule.date=2007-05-05,java.time.LocalDate,true \
vendor.id=123,java.lang.Long,false
You can override this behavior by using a custom JobParametersConverter
.
The preceding example is overly simplistic, since there are many more requirements to a
run a batch job in Spring Batch in general, but it serves to show the two main
requirements of the CommandLineJobRunner
: Job
and JobLauncher
.
Exit Codes
When launching a batch job from the command-line, an enterprise
scheduler is often used. Most schedulers are fairly dumb and work only
at the process level. This means that they only know about some
operating system process (such as a shell script that they invoke).
In this scenario, the only way to communicate back to the scheduler
about the success or failure of a job is through return codes. A
return code is a number that is returned to a scheduler by the process
to indicate the result of the run. In the simplest case, 0 is
success and 1 is failure. However, there may be more complex
scenarios, such as “If job A returns 4, kick off job B, and, if it returns 5, kick
off job C.” This type of behavior is configured at the scheduler level,
but it is important that a processing framework such as Spring Batch
provide a way to return a numeric representation of the exit code
for a particular batch job. In Spring Batch, this is encapsulated
within an ExitStatus
, which is covered in more
detail in Chapter 5. For the purposes of discussing exit codes, the
only important thing to know is that an
ExitStatus
has an exit code property that is
set by the framework (or the developer) and is returned as part of the
JobExecution
returned from the
JobLauncher
. The
CommandLineJobRunner
converts this string value
to a number by using the ExitCodeMapper
interface:
public interface ExitCodeMapper {
public int intValue(String exitCode);
}
The essential contract of an
ExitCodeMapper
is that, given a string exit
code, a number representation will be returned. The default
implementation used by the job runner is the SimpleJvmExitCodeMapper
that returns 0 for completion, 1 for generic errors, and 2 for any job
runner errors such as not being able to find a
Job
in the provided context. If anything more
complex than the three values above is needed, a custom
implementation of the ExitCodeMapper
interface
must be supplied. Because the
CommandLineJobRunner
is the class that creates
an ApplicationContext
and, thus, cannot be
'wired together', any values that need to be overwritten must be
autowired. This means that if an implementation of
ExitCodeMapper
is found within the BeanFactory
,
it is injected into the runner after the context is created. All
that needs to be done to provide your own
ExitCodeMapper
is to declare the implementation
as a root level bean and ensure that it is part of the
ApplicationContext
that is loaded by the
runner.
4.5.2. Running Jobs from within a Web Container
Historically, offline processing (such as batch jobs) has been
launched from the command-line, as described earlier. However, there are
many cases where launching from an HttpRequest
is
a better option. Many such use cases include reporting, ad-hoc job
running, and web application support. Because a batch job (by definition)
is long running, the most important concern is to launch the
job asynchronously:
The controller in this case is a Spring MVC controller. See the
Spring Framework Reference Guide for more about Spring MVC.
The controller launches a Job
by using a
JobLauncher
that has been configured to launch
asynchronously, which
immediately returns a JobExecution
. The
Job
is likely still running. However, this
nonblocking behavior lets the controller return immediately, which
is required when handling an HttpRequest
. The following listing
shows an example:
@Controller
public class JobLauncherController {
@Autowired
JobLauncher jobLauncher;
@Autowired
Job job;
@RequestMapping("/jobLauncher.html")
public void handle() throws Exception{
jobLauncher.run(job, new JobParameters());
}
}
4.6. Advanced Metadata Usage
So far, both the JobLauncher
and JobRepository
interfaces have been
discussed. Together, they represent the simple launching of a job and basic
CRUD operations of batch domain objects:
A JobLauncher
uses the
JobRepository
to create new
JobExecution
objects and run them.
Job
and Step
implementations
later use the same JobRepository
for basic updates
of the same executions during the running of a Job
.
The basic operations suffice for simple scenarios. However, in a large batch
environment with hundreds of batch jobs and complex scheduling
requirements, more advanced access to the metadata is required:
The JobExplorer
and
JobOperator
interfaces, which are discussed
in the coming sections, add additional functionality for querying and controlling the metadata.
4.6.1. Querying the Repository
The most basic need before any advanced features is the ability to
query the repository for existing executions. This functionality is
provided by the JobExplorer
interface:
public interface JobExplorer {
List<JobInstance> getJobInstances(String jobName, int start, int count);
JobExecution getJobExecution(Long executionId);
StepExecution getStepExecution(Long jobExecutionId, Long stepExecutionId);
JobInstance getJobInstance(Long instanceId);
List<JobExecution> getJobExecutions(JobInstance jobInstance);
Set<JobExecution> findRunningJobExecutions(String jobName);
}
As is evident from its method signatures, JobExplorer
is a read-only version of
the JobRepository
, and, like the JobRepository
, it can be easily configured by using a
factory bean.
The following example shows how to configure a JobExplorer
in XML:
<bean id="jobExplorer" class="org.spr...JobExplorerFactoryBean"
p:dataSource-ref="dataSource" />
The following example shows how to configure a JobExplorer
in Java:
...
// This would reside in your BatchConfigurer implementation
@Override
public JobExplorer getJobExplorer() throws Exception {
JobExplorerFactoryBean factoryBean = new JobExplorerFactoryBean();
factoryBean.setDataSource(this.dataSource);
return factoryBean.getObject();
}
...
Earlier in this chapter, we noted that you can modify the table prefix
of the JobRepository
to allow for different versions or schemas. Because
the JobExplorer
works with the same tables, it also needs the ability to set a prefix.
The following example shows how to set the table prefix for a JobExplorer
in XML:
<bean id="jobExplorer" class="org.spr...JobExplorerFactoryBean"
p:tablePrefix="SYSTEM."/>
The following example shows how to set the table prefix for a JobExplorer
in Java:
...
// This would reside in your BatchConfigurer implementation
@Override
public JobExplorer getJobExplorer() throws Exception {
JobExplorerFactoryBean factoryBean = new JobExplorerFactoryBean();
factoryBean.setDataSource(this.dataSource);
factoryBean.setTablePrefix("SYSTEM.");
return factoryBean.getObject();
}
...
4.6.2. JobRegistry
A JobRegistry
(and its parent interface, JobLocator
) is not mandatory, but it can be
useful if you want to keep track of which jobs are available in the context. It is also
useful for collecting jobs centrally in an application context when they have been created
elsewhere (for example, in child contexts). You can also use custom JobRegistry
implementations
to manipulate the names and other properties of the jobs that are registered.
There is only one implementation provided by the framework and this is based on a simple
map from job name to job instance.
The following example shows how to include a JobRegistry
for a job defined in XML:
<bean id="jobRegistry" class="org.springframework.batch.core.configuration.support.MapJobRegistry" />
When using @EnableBatchProcessing
, a JobRegistry
is provided for you.
The following example shows how to configure your own JobRegistry
:
...
// This is already provided via the @EnableBatchProcessing but can be customized via
// overriding the getter in the SimpleBatchConfiguration
@Override
@Bean
public JobRegistry jobRegistry() throws Exception {
return new MapJobRegistry();
}
...
You can populate a JobRegistry
in either of two ways: by using
a bean post processor or by using a registrar lifecycle component. The coming
sections describe these two mechanisms.
JobRegistryBeanPostProcessor
This is a bean post-processor that can register all jobs as they are created.
The following example shows how to include the JobRegistryBeanPostProcessor
for a job
defined in XML:
<bean id="jobRegistryBeanPostProcessor" class="org.spr...JobRegistryBeanPostProcessor">
<property name="jobRegistry" ref="jobRegistry"/>
</bean>
The following example shows how to include the JobRegistryBeanPostProcessor
for a job
defined in Java:
@Bean
public JobRegistryBeanPostProcessor jobRegistryBeanPostProcessor() {
JobRegistryBeanPostProcessor postProcessor = new JobRegistryBeanPostProcessor();
postProcessor.setJobRegistry(jobRegistry());
return postProcessor;
}
Although it is not strictly necessary, the post-processor in the
example has been given an id
so that it can be included in child
contexts (for example, as a parent bean definition) and cause all jobs created
there to also be registered automatically.
AutomaticJobRegistrar
This is a lifecycle component that creates child contexts and registers jobs from those
contexts as they are created. One advantage of doing this is that, while the job names in
the child contexts still have to be globally unique in the registry, their dependencies
can have “natural” names. So, for example, you can create a set of XML configuration files
that each have only one Job but that all have different definitions of an ItemReader
with the
same bean name, such as reader
. If all those files were imported into the same context,
the reader definitions would clash and override one another, but, with the automatic
registrar, this is avoided. This makes it easier to integrate jobs that have been contributed from
separate modules of an application.
The following example shows how to include the AutomaticJobRegistrar
for a job defined
in XML:
<bean class="org.spr...AutomaticJobRegistrar">
<property name="applicationContextFactories">
<bean class="org.spr...ClasspathXmlApplicationContextsFactoryBean">
<property name="resources" value="classpath*:/config/job*.xml" />
</bean>
</property>
<property name="jobLoader">
<bean class="org.spr...DefaultJobLoader">
<property name="jobRegistry" ref="jobRegistry" />
</bean>
</property>
</bean>
The following example shows how to include the AutomaticJobRegistrar
for a job defined
in Java:
@Bean
public AutomaticJobRegistrar registrar() {
AutomaticJobRegistrar registrar = new AutomaticJobRegistrar();
registrar.setJobLoader(jobLoader());
registrar.setApplicationContextFactories(applicationContextFactories());
registrar.afterPropertiesSet();
return registrar;
}
The registrar has two mandatory properties: an array of
ApplicationContextFactory
(created from a
convenient factory bean in the preceding example) and a
JobLoader
. The JobLoader
is responsible for managing the lifecycle of the child contexts and
registering jobs in the JobRegistry
.
The ApplicationContextFactory
is
responsible for creating the child context. The most common usage
is (as in the preceding example) to use a
ClassPathXmlApplicationContextFactory
. One of
the features of this factory is that, by default, it copies some of the
configuration down from the parent context to the child. So, for
instance, you need not redefine the
PropertyPlaceholderConfigurer
or AOP
configuration in the child, provided it should be the same as the
parent.
You can use AutomaticJobRegistrar
in
conjunction with a JobRegistryBeanPostProcessor
(as long as you also use DefaultJobLoader
).
For instance, this might be desirable if there are jobs
defined in the main parent context as well as in the child
locations.
4.6.3. JobOperator
As previously discussed, the JobRepository
provides CRUD operations on the meta-data, and the
JobExplorer
provides read-only operations on the
metadata. However, those operations are most useful when used together
to perform common monitoring tasks such as stopping, restarting, or
summarizing a Job, as is commonly done by batch operators. Spring Batch
provides these types of operations in the
JobOperator
interface:
public interface JobOperator {
List<Long> getExecutions(long instanceId) throws NoSuchJobInstanceException;
List<Long> getJobInstances(String jobName, int start, int count)
throws NoSuchJobException;
Set<Long> getRunningExecutions(String jobName) throws NoSuchJobException;
String getParameters(long executionId) throws NoSuchJobExecutionException;
Long start(String jobName, String parameters)
throws NoSuchJobException, JobInstanceAlreadyExistsException;
Long restart(long executionId)
throws JobInstanceAlreadyCompleteException, NoSuchJobExecutionException,
NoSuchJobException, JobRestartException;
Long startNextInstance(String jobName)
throws NoSuchJobException, JobParametersNotFoundException, JobRestartException,
JobExecutionAlreadyRunningException, JobInstanceAlreadyCompleteException;
boolean stop(long executionId)
throws NoSuchJobExecutionException, JobExecutionNotRunningException;
String getSummary(long executionId) throws NoSuchJobExecutionException;
Map<Long, String> getStepExecutionSummaries(long executionId)
throws NoSuchJobExecutionException;
Set<String> getJobNames();
}
The preceding operations represent methods from many different interfaces, such as
JobLauncher
, JobRepository
, JobExplorer
, and JobRegistry
. For this reason, the
provided implementation of JobOperator
(SimpleJobOperator
) has many dependencies.
The following example shows a typical bean definition for SimpleJobOperator
in XML:
<bean id="jobOperator" class="org.spr...SimpleJobOperator">
<property name="jobExplorer">
<bean class="org.spr...JobExplorerFactoryBean">
<property name="dataSource" ref="dataSource" />
</bean>
</property>
<property name="jobRepository" ref="jobRepository" />
<property name="jobRegistry" ref="jobRegistry" />
<property name="jobLauncher" ref="jobLauncher" />
</bean>
The following example shows a typical bean definition for SimpleJobOperator
in Java:
/**
* All injected dependencies for this bean are provided by the @EnableBatchProcessing
* infrastructure out of the box.
*/
@Bean
public SimpleJobOperator jobOperator(JobExplorer jobExplorer,
JobRepository jobRepository,
JobRegistry jobRegistry,
JobLauncher jobLauncher) {
SimpleJobOperator jobOperator = new SimpleJobOperator();
jobOperator.setJobExplorer(jobExplorer);
jobOperator.setJobRepository(jobRepository);
jobOperator.setJobRegistry(jobRegistry);
jobOperator.setJobLauncher(jobLauncher);
return jobOperator;
}
If you set the table prefix on the job repository, do not forget to set it on the job explorer as well. |
4.6.4. JobParametersIncrementer
Most of the methods on JobOperator
are
self-explanatory, and you can find more detailed explanations in the
Javadoc of the interface. However, the
startNextInstance
method is worth noting. This
method always starts a new instance of a Job
.
This can be extremely useful if there are serious issues in a
JobExecution
and the Job
needs to be started over again from the beginning. Unlike
JobLauncher
(which requires a new
JobParameters
object that triggers a new
JobInstance
), if the parameters are different from
any previous set of parameters, the
startNextInstance
method uses the
JobParametersIncrementer
tied to the
Job
to force the Job
to a
new instance:
public interface JobParametersIncrementer {
JobParameters getNext(JobParameters parameters);
}
The contract of JobParametersIncrementer
is
that, given a JobParameters
object, it returns the “next” JobParameters
object by incrementing any necessary values it may contain. This
strategy is useful because the framework has no way of knowing what
changes to the JobParameters
make it the “next”
instance. For example, if the only value in
JobParameters
is a date and the next instance
should be created, should that value be incremented by one day or one
week (if the job is weekly, for instance)? The same can be said for any
numerical values that help to identify the Job
,
as the following example shows:
public class SampleIncrementer implements JobParametersIncrementer {
public JobParameters getNext(JobParameters parameters) {
if (parameters==null || parameters.isEmpty()) {
return new JobParametersBuilder().addLong("run.id", 1L).toJobParameters();
}
long id = parameters.getLong("run.id",1L) + 1;
return new JobParametersBuilder().addLong("run.id", id).toJobParameters();
}
}
In this example, the value with a key of run.id
is used to
discriminate between JobInstances
. If the
JobParameters
passed in is null, it can be
assumed that the Job
has never been run before
and, thus, its initial state can be returned. However, if not, the old
value is obtained, incremented by one, and returned.
4.6.5. Stopping a Job
One of the most common use cases of
JobOperator
is gracefully stopping a
Job:
Set<Long> executions = jobOperator.getRunningExecutions("sampleJob");
jobOperator.stop(executions.iterator().next());
The shutdown is not immediate, since there is no way to force
immediate shutdown, especially if the execution is currently in
developer code that the framework has no control over, such as a
business service. However, as soon as control is returned back to the
framework, it sets the status of the current
StepExecution
to
BatchStatus.STOPPED
, saves it, and does the same
for the JobExecution
before finishing.
4.6.6. Aborting a Job
A job execution that is FAILED
can be
restarted (if the Job
is restartable). A job execution whose status is
ABANDONED
cannot be restarted by the framework.
The ABANDONED
status is also used in step
executions to mark them as skippable in a restarted job execution. If a
job is running and encounters a step that has been marked
ABANDONED
in the previous failed job execution, it
moves on to the next step (as determined by the job flow definition
and the step execution exit status).
If the process died (kill -9
or server
failure), the job is, of course, not running, but the JobRepository
has
no way of knowing because no one told it before the process died. You
have to tell it manually that you know that the execution either failed
or should be considered aborted (change its status to
FAILED
or ABANDONED
). This is
a business decision, and there is no way to automate it. Change the
status to FAILED
only if it is restartable and you know that the restart data is valid.
5. Configuring a Step
As discussed in the domain chapter, a Step
is a
domain object that encapsulates an independent, sequential phase of a batch job and
contains all of the information necessary to define and control the actual batch
processing. This is a necessarily vague description because the contents of any given
Step
are at the discretion of the developer writing a Job
. A Step
can be as simple
or complex as the developer desires. A simple Step
might load data from a file into the
database, requiring little or no code (depending upon the implementations used). A more
complex Step
might have complicated business rules that are applied as part of the
processing, as the following image shows:
5.1. Chunk-oriented Processing
Spring Batch uses a “chunk-oriented” processing style in its most common
implementation. Chunk oriented processing refers to reading the data one at a time and
creating 'chunks' that are written out within a transaction boundary. Once the number of
items read equals the commit interval, the entire chunk is written out by the
ItemWriter
, and then the transaction is committed. The following image shows the
process:
The following pseudo code shows the same concepts in a simplified form:
List items = new Arraylist();
for(int i = 0; i < commitInterval; i++){
Object item = itemReader.read();
if (item != null) {
items.add(item);
}
}
itemWriter.write(items);
You can also configure a chunk-oriented step with an optional ItemProcessor
to process items before passing them to the ItemWriter
. The following image
shows the process when an ItemProcessor
is registered in the step:
The following pseudo code shows how this is implemented in a simplified form:
List items = new Arraylist();
for(int i = 0; i < commitInterval; i++){
Object item = itemReader.read();
if (item != null) {
items.add(item);
}
}
List processedItems = new Arraylist();
for(Object item: items){
Object processedItem = itemProcessor.process(item);
if (processedItem != null) {
processedItems.add(processedItem);
}
}
itemWriter.write(processedItems);
For more details about item processors and their use cases, see the Item processing section.
5.1.1. Configuring a Step
Despite the relatively short list of required dependencies for a Step
, it is an
extremely complex class that can potentially contain many collaborators.
To ease configuration, you can use the Spring Batch XML namespace, as the following example shows:
<job id="sampleJob" job-repository="jobRepository">
<step id="step1">
<tasklet transaction-manager="transactionManager">
<chunk reader="itemReader" writer="itemWriter" commit-interval="10"/>
</tasklet>
</step>
</job>
When using Java configuration, you can use the Spring Batch builders, as the following example shows:
/**
* Note the JobRepository is typically autowired in and not needed to be explicitly
* configured
*/
@Bean
public Job sampleJob(JobRepository jobRepository, Step sampleStep) {
return new JobBuilder("sampleJob", jobRepository)
.start(sampleStep)
.build();
}
/**
* Note the TransactionManager is typically autowired in and not needed to be explicitly
* configured
*/
@Bean
public Step sampleStep(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("sampleStep", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.build();
}
5.1.2. Inheriting from a Parent Step
If a group of Steps
share similar configurations, then it may be helpful to define a
“parent” Step
from which the concrete Steps
may inherit properties. Similar to class
inheritance in Java, the “child” Step
combines its elements and attributes with the
parent’s. The child also overrides any of the parent’s Steps
.
In the following example, the Step
, concreteStep1
, inherits from parentStep
. It is
instantiated with itemReader
, itemProcessor
, itemWriter
, startLimit=5
, and
allowStartIfComplete=true
. Additionally, the commitInterval
is 5
, since it is
overridden by the concreteStep1
Step
, as the following example shows:
<step id="parentStep">
<tasklet allow-start-if-complete="true">
<chunk reader="itemReader" writer="itemWriter" commit-interval="10"/>
</tasklet>
</step>
<step id="concreteStep1" parent="parentStep">
<tasklet start-limit="5">
<chunk processor="itemProcessor" commit-interval="5"/>
</tasklet>
</step>
The id
attribute is still required on the step within the job element. This is for two
reasons:
-
The
id
is used as the step name when persisting theStepExecution
. If the same standalone step is referenced in more than one step in the job, an error occurs.
-
When creating job flows, as described later in this chapter, the
next
attribute should refer to the step in the flow, not the standalone step.
Abstract Step
Sometimes, it may be necessary to define a parent Step
that is not a complete Step
configuration. If, for instance, the reader
, writer
, and tasklet
attributes are
left off of a Step
configuration, then initialization fails. If a parent must be
defined without one or more of these properties, the abstract
attribute should be used. An
abstract
Step
is only extended, never instantiated.
In the following example, the Step
(abstractParentStep
) would not be instantiated if it
were not declared to be abstract. The Step
, (concreteStep2
) has itemReader
,
itemWriter
, and commit-interval=10
.
<step id="abstractParentStep" abstract="true">
<tasklet>
<chunk commit-interval="10"/>
</tasklet>
</step>
<step id="concreteStep2" parent="abstractParentStep">
<tasklet>
<chunk reader="itemReader" writer="itemWriter"/>
</tasklet>
</step>
Merging Lists
Some of the configurable elements on Steps
are lists, such as the <listeners/>
element.
If both the parent and child Steps
declare a <listeners/>
element, the
child’s list overrides the parent’s. To allow a child to add additional
listeners to the list defined by the parent, every list element has a merge
attribute.
If the element specifies that merge="true"
, then the child’s list is combined with the
parent’s instead of overriding it.
In the following example, the Step
"concreteStep3", is created with two listeners:
listenerOne
and listenerTwo
:
<step id="listenersParentStep" abstract="true">
<listeners>
<listener ref="listenerOne"/>
<listeners>
</step>
<step id="concreteStep3" parent="listenersParentStep">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="5"/>
</tasklet>
<listeners merge="true">
<listener ref="listenerTwo"/>
<listeners>
</step>
5.1.3. The Commit Interval
As mentioned previously, a step reads in and writes out items, periodically committing
by using the supplied PlatformTransactionManager
. With a commit-interval
of 1, it
commits after writing each individual item. This is less than ideal in many situations,
since beginning and committing a transaction is expensive. Ideally, it is preferable to
process as many items as possible in each transaction, which is completely dependent upon
the type of data being processed and the resources with which the step is interacting.
For this reason, you can configure the number of items that are processed within a commit.
The following example shows a step
whose tasklet
has a commit-interval
value of 10 as it would be defined in XML:
<job id="sampleJob">
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="10"/>
</tasklet>
</step>
</job>
The following example shows a step
whose tasklet
has a commit-interval
value of 10 as it would be defined in Java:
@Bean
public Job sampleJob(JobRepository jobRepository) {
return new JobBuilder("sampleJob", jobRepository)
.start(step1())
.build();
}
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.build();
}
In the preceding example, 10 items are processed within each transaction. At the
beginning of processing, a transaction is begun. Also, each time read
is called on the
ItemReader
, a counter is incremented. When it reaches 10, the list of aggregated items
is passed to the ItemWriter
, and the transaction is committed.
5.1.4. Configuring a Step
for Restart
In the “Configuring and Running a Job” section , restarting a
Job
was discussed. Restart has numerous impacts on steps, and, consequently, may
require some specific configuration.
Setting a Start Limit
There are many scenarios where you may want to control the number of times a Step
can
be started. For example, you might need to configure a particular Step
might so that it
runs only once because it invalidates some resource that must be fixed manually before it can
be run again. This is configurable on the step level, since different steps may have
different requirements. A Step
that can be executed only once can exist as part of the
same Job
as a Step
that can be run infinitely.
The following code fragment shows an example of a start limit configuration in XML:
<step id="step1">
<tasklet start-limit="1">
<chunk reader="itemReader" writer="itemWriter" commit-interval="10"/>
</tasklet>
</step>
The following code fragment shows an example of a start limit configuration in Java:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.startLimit(1)
.build();
}
The step shown in the preceding example can be run only once. Attempting to run it again
causes a StartLimitExceededException
to be thrown. Note that the default value for the
start-limit is Integer.MAX_VALUE
.
Restarting a Completed Step
In the case of a restartable job, there may be one or more steps that should always be
run, regardless of whether or not they were successful the first time. An example might
be a validation step or a Step
that cleans up resources before processing. During
normal processing of a restarted job, any step with a status of COMPLETED
(meaning it
has already been completed successfully), is skipped. Setting allow-start-if-complete
to
true
overrides this so that the step always runs.
The following code fragment shows how to define a restartable job in XML:
<step id="step1">
<tasklet allow-start-if-complete="true">
<chunk reader="itemReader" writer="itemWriter" commit-interval="10"/>
</tasklet>
</step>
The following code fragment shows how to define a restartable job in Java:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.allowStartIfComplete(true)
.build();
}
Step
Restart Configuration Example
The following XML example shows how to configure a job to have steps that can be restarted:
<job id="footballJob" restartable="true">
<step id="playerload" next="gameLoad">
<tasklet>
<chunk reader="playerFileItemReader" writer="playerWriter"
commit-interval="10" />
</tasklet>
</step>
<step id="gameLoad" next="playerSummarization">
<tasklet allow-start-if-complete="true">
<chunk reader="gameFileItemReader" writer="gameWriter"
commit-interval="10"/>
</tasklet>
</step>
<step id="playerSummarization">
<tasklet start-limit="2">
<chunk reader="playerSummarizationSource" writer="summaryWriter"
commit-interval="10"/>
</tasklet>
</step>
</job>
The following Java example shows how to configure a job to have steps that can be restarted:
@Bean
public Job footballJob(JobRepository jobRepository) {
return new JobBuilder("footballJob", jobRepository)
.start(playerLoad())
.next(gameLoad())
.next(playerSummarization())
.build();
}
@Bean
public Step playerLoad(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("playerLoad", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(playerFileItemReader())
.writer(playerWriter())
.build();
}
@Bean
public Step gameLoad(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("gameLoad", jobRepository)
.allowStartIfComplete(true)
.<String, String>chunk(10, transactionManager)
.reader(gameFileItemReader())
.writer(gameWriter())
.build();
}
@Bean
public Step playerSummarization(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("playerSummarization", jobRepository)
.startLimit(2)
.<String, String>chunk(10, transactionManager)
.reader(playerSummarizationSource())
.writer(summaryWriter())
.build();
}
The preceding example configuration is for a job that loads in information about football
games and summarizes them. It contains three steps: playerLoad
, gameLoad
, and
playerSummarization
. The playerLoad
step loads player information from a flat file,
while the gameLoad
step does the same for games. The final step,
playerSummarization
, then summarizes the statistics for each player, based upon the
provided games. It is assumed that the file loaded by playerLoad
must be loaded only
once but that gameLoad
can load any games found within a particular directory,
deleting them after they have been successfully loaded into the database. As a result,
the playerLoad
step contains no additional configuration. It can be started any number
of times is skipped if complete. The gameLoad
step, however, needs to be run
every time in case extra files have been added since it last ran. It has
allow-start-if-complete
set to true
to always be started. (It is assumed
that the database table that games are loaded into has a process indicator on it, to ensure
new games can be properly found by the summarization step). The summarization step,
which is the most important in the job, is configured to have a start limit of 2. This
is useful because, if the step continually fails, a new exit code is returned to the
operators that control job execution, and it can not start again until manual
intervention has taken place.
This job provides an example for this document and is not the same as the footballJob
found in the samples project.
|
The remainder of this section describes what happens for each of the three runs of the
footballJob
example.
Run 1:
-
playerLoad
runs and completes successfully, adding 400 players to thePLAYERS
table. -
gameLoad
runs and processes 11 files worth of game data, loading their contents into theGAMES
table. -
playerSummarization
begins processing and fails after 5 minutes.
Run 2:
-
playerLoad
does not run, since it has already completed successfully, andallow-start-if-complete
isfalse
(the default). -
gameLoad
runs again and processes another 2 files, loading their contents into theGAMES
table as well (with a process indicator indicating they have yet to be processed). -
playerSummarization
begins processing of all remaining game data (filtering using the process indicator) and fails again after 30 minutes.
Run 3:
-
playerLoad
does not run, since it has already completed successfully, andallow-start-if-complete
isfalse
(the default). -
gameLoad
runs again and processes another 2 files, loading their contents into theGAMES
table as well (with a process indicator indicating they have yet to be processed). -
playerSummarization
is not started and the job is immediately killed, since this is the third execution ofplayerSummarization
, and its limit is only 2. Either the limit must be raised or theJob
must be executed as a newJobInstance
.
5.1.5. Configuring Skip Logic
There are many scenarios where errors encountered while processing should not result in
Step
failure but should be skipped instead. This is usually a decision that must be
made by someone who understands the data itself and what meaning it has. Financial data,
for example, may not be skippable because it results in money being transferred, which
needs to be completely accurate. Loading a list of vendors, on the other hand, might
allow for skips. If a vendor is not loaded because it was formatted incorrectly or was
missing necessary information, there probably are not issues. Usually, these bad
records are logged as well, which is covered later when discussing listeners.
The following XML example shows an example of using a skip limit:
<step id="step1">
<tasklet>
<chunk reader="flatFileItemReader" writer="itemWriter"
commit-interval="10" skip-limit="10">
<skippable-exception-classes>
<include class="org.springframework.batch.item.file.FlatFileParseException"/>
</skippable-exception-classes>
</chunk>
</tasklet>
</step>
The following Java example shows an example of using a skip limit:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(flatFileItemReader())
.writer(itemWriter())
.faultTolerant()
.skipLimit(10)
.skip(FlatFileParseException.class)
.build();
}
In the preceding example, a FlatFileItemReader
is used. If, at any point, a
FlatFileParseException
is thrown, the item is skipped and counted against the total
skip limit of 10. Exceptions (and their subclasses) that are declared might be thrown
during any phase of the chunk processing (read, process, or write). Separate counts
are made of skips on read, process, and write inside
the step execution, but the limit applies across all skips. Once the skip limit is
reached, the next exception found causes the step to fail. In other words, the eleventh
skip triggers the exception, not the tenth.
One problem with the preceding example is that any other exception besides a
FlatFileParseException
causes the Job
to fail. In certain scenarios, this may be the
correct behavior. However, in other scenarios, it may be easier to identify which
exceptions should cause failure and skip everything else.
The following XML example shows an example excluding a particular exception:
<step id="step1">
<tasklet>
<chunk reader="flatFileItemReader" writer="itemWriter"
commit-interval="10" skip-limit="10">
<skippable-exception-classes>
<include class="java.lang.Exception"/>
<exclude class="java.io.FileNotFoundException"/>
</skippable-exception-classes>
</chunk>
</tasklet>
</step>
The following Java example shows an example excluding a particular exception:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(flatFileItemReader())
.writer(itemWriter())
.faultTolerant()
.skipLimit(10)
.skip(Exception.class)
.noSkip(FileNotFoundException.class)
.build();
}
By identifying java.lang.Exception
as a skippable exception class, the configuration
indicates that all Exceptions
are skippable. However, by “excluding”
java.io.FileNotFoundException
, the configuration refines the list of skippable
exception classes to be all Exceptions
except FileNotFoundException
. Any excluded
exception class is fatal if encountered (that is, they are not skipped).
For any exception encountered, the skippability is determined by the nearest superclass in the class hierarchy. Any unclassified exception is treated as 'fatal'.
5.1.6. Configuring Retry Logic
In most cases, you want an exception to cause either a skip or a Step
failure. However,
not all exceptions are deterministic. If a FlatFileParseException
is encountered while
reading, it is always thrown for that record. Resetting the ItemReader
does not help.
However, for other exceptions (such as a DeadlockLoserDataAccessException
, which
indicates that the current process has attempted to update a record that another process
holds a lock on), waiting and trying again might result in success.
In XML, retry should be configured as follows:
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter"
commit-interval="2" retry-limit="3">
<retryable-exception-classes>
<include class="org.springframework.dao.DeadlockLoserDataAccessException"/>
</retryable-exception-classes>
</chunk>
</tasklet>
</step>
In Java, retry should be configured as follows:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(2, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.faultTolerant()
.retryLimit(3)
.retry(DeadlockLoserDataAccessException.class)
.build();
}
The Step
allows a limit for the number of times an individual item can be retried and a
list of exceptions that are “retryable”. You can find more details on how retry works in
retry.
5.1.7. Controlling Rollback
By default, regardless of retry or skip, any exceptions thrown from the ItemWriter
cause the transaction controlled by the Step
to rollback. If skip is configured as
described earlier, exceptions thrown from the ItemReader
do not cause a rollback.
However, there are many scenarios in which exceptions thrown from the ItemWriter
should
not cause a rollback, because no action has taken place to invalidate the transaction.
For this reason, you can configure the Step
with a list of exceptions that should not
cause rollback.
In XML, you can control rollback as follows:
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="2"/>
<no-rollback-exception-classes>
<include class="org.springframework.batch.item.validator.ValidationException"/>
</no-rollback-exception-classes>
</tasklet>
</step>
In Java, you can control rollback as follows:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(2, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.faultTolerant()
.noRollback(ValidationException.class)
.build();
}
Transactional Readers
The basic contract of the ItemReader
is that it is forward-only. The step buffers
reader input so that, in case of a rollback, the items do not need to be re-read
from the reader. However, there are certain scenarios in which the reader is built on
top of a transactional resource, such as a JMS queue. In this case, since the queue is
tied to the transaction that is rolled back, the messages that have been pulled from the
queue are put back on. For this reason, you can configure the step to not buffer the
items.
The following example shows how to create a reader that does not buffer items in XML:
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="2"
is-reader-transactional-queue="true"/>
</tasklet>
</step>
The following example shows how to create a reader that does not buffer items in Java:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(2, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.readerIsTransactionalQueue()
.build();
}
5.1.8. Transaction Attributes
You can use transaction attributes to control the isolation
, propagation
, and
timeout
settings. You can find more information on setting transaction attributes in
the
Spring
core documentation.
The following example sets the isolation
, propagation
, and timeout
transaction
attributes in XML:
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="2"/>
<transaction-attributes isolation="DEFAULT"
propagation="REQUIRED"
timeout="30"/>
</tasklet>
</step>
The following example sets the isolation
, propagation
, and timeout
transaction
attributes in Java:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
DefaultTransactionAttribute attribute = new DefaultTransactionAttribute();
attribute.setPropagationBehavior(Propagation.REQUIRED.value());
attribute.setIsolationLevel(Isolation.DEFAULT.value());
attribute.setTimeout(30);
return new StepBuilder("step1", jobRepository)
.<String, String>chunk(2, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.transactionAttribute(attribute)
.build();
}
5.1.9. Registering ItemStream
with a Step
The step has to take care of ItemStream
callbacks at the necessary points in its
lifecycle. (For more information on the ItemStream
interface, see
ItemStream). This is vital if a step fails and might
need to be restarted, because the ItemStream
interface is where the step gets the
information it needs about persistent state between executions.
If the ItemReader
, ItemProcessor
, or ItemWriter
itself implements the ItemStream
interface, these are registered automatically. Any other streams need to be
registered separately. This is often the case where indirect dependencies, such as
delegates, are injected into the reader and writer. You can register a stream on the
step
through the stream
element.
The following example shows how to register a stream
on a step
in XML:
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="compositeWriter" commit-interval="2">
<streams>
<stream ref="fileItemWriter1"/>
<stream ref="fileItemWriter2"/>
</streams>
</chunk>
</tasklet>
</step>
<beans:bean id="compositeWriter"
class="org.springframework.batch.item.support.CompositeItemWriter">
<beans:property name="delegates">
<beans:list>
<beans:ref bean="fileItemWriter1" />
<beans:ref bean="fileItemWriter2" />
</beans:list>
</beans:property>
</beans:bean>
The following example shows how to register a stream
on a step
in Java:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(2, transactionManager)
.reader(itemReader())
.writer(compositeItemWriter())
.stream(fileItemWriter1())
.stream(fileItemWriter2())
.build();
}
/**
* In Spring Batch 4, the CompositeItemWriter implements ItemStream so this isn't
* necessary, but used for an example.
*/
@Bean
public CompositeItemWriter compositeItemWriter() {
List<ItemWriter> writers = new ArrayList<>(2);
writers.add(fileItemWriter1());
writers.add(fileItemWriter2());
CompositeItemWriter itemWriter = new CompositeItemWriter();
itemWriter.setDelegates(writers);
return itemWriter;
}
In the preceding example, the CompositeItemWriter
is not an ItemStream
, but both of its
delegates are. Therefore, both delegate writers must be explicitly registered as streams
for the framework to handle them correctly. The ItemReader
does not need to be
explicitly registered as a stream because it is a direct property of the Step
. The step
is now restartable, and the state of the reader and writer is correctly persisted in the
event of a failure.
5.1.10. Intercepting Step
Execution
Just as with the Job
, there are many events during the execution of a Step
where a
user may need to perform some functionality. For example, to write out to a flat
file that requires a footer, the ItemWriter
needs to be notified when the Step
has
been completed so that the footer can be written. This can be accomplished with one of many
Step
scoped listeners.
You can apply any class that implements one of the extensions of StepListener
(but not that interface
itself, since it is empty) to a step through the listeners
element.
The listeners
element is valid inside a step, tasklet, or chunk declaration. We
recommend that you declare the listeners at the level at which its function applies
or, if it is multi-featured (such as StepExecutionListener
and ItemReadListener
),
declare it at the most granular level where it applies.
The following example shows a listener applied at the chunk level in XML:
<step id="step1">
<tasklet>
<chunk reader="reader" writer="writer" commit-interval="10"/>
<listeners>
<listener ref="chunkListener"/>
</listeners>
</tasklet>
</step>
The following example shows a listener applied at the chunk level in Java:
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(reader())
.writer(writer())
.listener(chunkListener())
.build();
}
An ItemReader
, ItemWriter
, or ItemProcessor
that itself implements one of the
StepListener
interfaces is registered automatically with the Step
if using the
namespace <step>
element or one of the *StepFactoryBean
factories. This only
applies to components directly injected into the Step
. If the listener is nested inside
another component, you need to explicitly register it (as described previously under
Registering ItemStream
with a Step
).
In addition to the StepListener
interfaces, annotations are provided to address the
same concerns. Plain old Java objects can have methods with these annotations that are
then converted into the corresponding StepListener
type. It is also common to annotate
custom implementations of chunk components, such as ItemReader
or ItemWriter
or
Tasklet
. The annotations are analyzed by the XML parser for the <listener/>
elements
as well as registered with the listener
methods in the builders, so all you need to do
is use the XML namespace or builders to register the listeners with a step.
StepExecutionListener
StepExecutionListener
represents the most generic listener for Step
execution. It
allows for notification before a Step
is started and after it ends, whether it ended
normally or failed, as the following example shows:
public interface StepExecutionListener extends StepListener {
void beforeStep(StepExecution stepExecution);
ExitStatus afterStep(StepExecution stepExecution);
}
ExitStatus
has a return type of afterStep
, to give listeners the chance to
modify the exit code that is returned upon completion of a Step
.
The annotations corresponding to this interface are:
-
@BeforeStep
-
@AfterStep
ChunkListener
A “chunk” is defined as the items processed within the scope of a transaction. Committing a
transaction, at each commit interval, commits a chunk. You can use a ChunkListener
to
perform logic before a chunk begins processing or after a chunk has completed
successfully, as the following interface definition shows:
public interface ChunkListener extends StepListener {
void beforeChunk(ChunkContext context);
void afterChunk(ChunkContext context);
void afterChunkError(ChunkContext context);
}
The beforeChunk method is called after the transaction is started but before reading begins
on the ItemReader
. Conversely, afterChunk
is called after the chunk has been
committed (or not at all if there is a rollback).
The annotations corresponding to this interface are:
-
@BeforeChunk
-
@AfterChunk
-
@AfterChunkError
You can apply a ChunkListener
when there is no chunk declaration. The TaskletStep
is
responsible for calling the ChunkListener
, so it applies to a non-item-oriented tasklet
as well (it is called before and after the tasklet).
ItemReadListener
When discussing skip logic previously, it was mentioned that it may be beneficial to log
the skipped records so that they can be dealt with later. In the case of read errors,
this can be done with an ItemReaderListener
, as the following interface
definition shows:
public interface ItemReadListener<T> extends StepListener {
void beforeRead();
void afterRead(T item);
void onReadError(Exception ex);
}
The beforeRead
method is called before each call to read on the ItemReader
. The
afterRead
method is called after each successful call to read and is passed the item
that was read. If there was an error while reading, the onReadError
method is called.
The exception encountered is provided so that it can be logged.
The annotations corresponding to this interface are:
-
@BeforeRead
-
@AfterRead
-
@OnReadError
ItemProcessListener
As with the ItemReadListener
, the processing of an item can be “listened” to, as
the following interface definition shows:
public interface ItemProcessListener<T, S> extends StepListener {
void beforeProcess(T item);
void afterProcess(T item, S result);
void onProcessError(T item, Exception e);
}
The beforeProcess
method is called before process
on the ItemProcessor
and is
handed the item that is to be processed. The afterProcess
method is called after the
item has been successfully processed. If there was an error while processing, the
onProcessError
method is called. The exception encountered and the item that was
attempted to be processed are provided, so that they can be logged.
The annotations corresponding to this interface are:
-
@BeforeProcess
-
@AfterProcess
-
@OnProcessError
ItemWriteListener
You can “listen” to the writing of an item with the ItemWriteListener
, as the
following interface definition shows:
public interface ItemWriteListener<S> extends StepListener {
void beforeWrite(List<? extends S> items);
void afterWrite(List<? extends S> items);
void onWriteError(Exception exception, List<? extends S> items);
}
The beforeWrite
method is called before write
on the ItemWriter
and is handed the
list of items that is written. The afterWrite
method is called after the item has been
successfully written. If there was an error while writing, the onWriteError
method is
called. The exception encountered and the item that was attempted to be written are
provided, so that they can be logged.
The annotations corresponding to this interface are:
-
@BeforeWrite
-
@AfterWrite
-
@OnWriteError
SkipListener
ItemReadListener
, ItemProcessListener
, and ItemWriteListener
all provide mechanisms
for being notified of errors, but none informs you that a record has actually been
skipped. onWriteError
, for example, is called even if an item is retried and
successful. For this reason, there is a separate interface for tracking skipped items, as
the following interface definition shows:
public interface SkipListener<T,S> extends StepListener {
void onSkipInRead(Throwable t);
void onSkipInProcess(T item, Throwable t);
void onSkipInWrite(S item, Throwable t);
}
onSkipInRead
is called whenever an item is skipped while reading. It should be noted
that rollbacks may cause the same item to be registered as skipped more than once.
onSkipInWrite
is called when an item is skipped while writing. Because the item has
been read successfully (and not skipped), it is also provided the item itself as an
argument.
The annotations corresponding to this interface are:
-
@OnSkipInRead
-
@OnSkipInWrite
-
@OnSkipInProcess
SkipListeners and Transactions
One of the most common use cases for a SkipListener
is to log out a skipped item, so
that another batch process or even human process can be used to evaluate and fix the
issue that leads to the skip. Because there are many cases in which the original transaction
may be rolled back, Spring Batch makes two guarantees:
-
The appropriate skip method (depending on when the error happened) is called only once per item.
-
The
SkipListener
is always called just before the transaction is committed. This is to ensure that any transactional resources call by the listener are not rolled back by a failure within theItemWriter
.
5.2. TaskletStep
Chunk-oriented processing is not the only way to process in a
Step
. What if a Step
must consist of a stored procedure call? You could
implement the call as an ItemReader
and return null after the procedure finishes.
However, doing so is a bit unnatural, since there would need to be a no-op ItemWriter
.
Spring Batch provides the TaskletStep
for this scenario.
The Tasklet
interface has one method, execute
, which is called
repeatedly by the TaskletStep
until it either returns RepeatStatus.FINISHED
or throws
an exception to signal a failure. Each call to a Tasklet
is wrapped in a transaction.
Tasklet
implementors might call a stored procedure, a script, or a SQL update
statement.
If it implements the StepListener interface, TaskletStep automatically registers the tasklet as a StepListener .
|
5.2.1. TaskletAdapter
As with other adapters for the ItemReader
and ItemWriter
interfaces, the Tasklet
interface contains an implementation that allows for adapting itself to any pre-existing
class: TaskletAdapter
. An example where this may be useful is an existing DAO that is
used to update a flag on a set of records. You can use the TaskletAdapter
to call this
class without having to write an adapter for the Tasklet
interface.
The following example shows how to define a TaskletAdapter
in XML:
<bean id="myTasklet" class="o.s.b.core.step.tasklet.MethodInvokingTaskletAdapter">
<property name="targetObject">
<bean class="org.mycompany.FooDao"/>
</property>
<property name="targetMethod" value="updateFoo" />
</bean>
The following example shows how to define a TaskletAdapter
in Java:
@Bean
public MethodInvokingTaskletAdapter myTasklet() {
MethodInvokingTaskletAdapter adapter = new MethodInvokingTaskletAdapter();
adapter.setTargetObject(fooDao());
adapter.setTargetMethod("updateFoo");
return adapter;
}
5.2.2. Example Tasklet
Implementation
Many batch jobs contain steps that must be done before the main processing begins,
to set up various resources or after processing has completed to cleanup those
resources. In the case of a job that works heavily with files, it is often necessary to
delete certain files locally after they have been uploaded successfully to another
location. The following example (taken from the
Spring
Batch samples project) is a Tasklet
implementation with just such a responsibility:
public class FileDeletingTasklet implements Tasklet, InitializingBean {
private Resource directory;
public RepeatStatus execute(StepContribution contribution,
ChunkContext chunkContext) throws Exception {
File dir = directory.getFile();
Assert.state(dir.isDirectory());
File[] files = dir.listFiles();
for (int i = 0; i < files.length; i++) {
boolean deleted = files[i].delete();
if (!deleted) {
throw new UnexpectedJobExecutionException("Could not delete file " +
files[i].getPath());
}
}
return RepeatStatus.FINISHED;
}
public void setDirectoryResource(Resource directory) {
this.directory = directory;
}
public void afterPropertiesSet() throws Exception {
Assert.notNull(directory, "directory must be set");
}
}
The preceding tasklet
implementation deletes all files within a given directory. It
should be noted that the execute
method is called only once. All that is left is to
reference the tasklet
from the step
.
The following example shows how to reference the tasklet
from the step
in XML:
<job id="taskletJob">
<step id="deleteFilesInDir">
<tasklet ref="fileDeletingTasklet"/>
</step>
</job>
<beans:bean id="fileDeletingTasklet"
class="org.springframework.batch.sample.tasklet.FileDeletingTasklet">
<beans:property name="directoryResource">
<beans:bean id="directory"
class="org.springframework.core.io.FileSystemResource">
<beans:constructor-arg value="target/test-outputs/test-dir" />
</beans:bean>
</beans:property>
</beans:bean>
The following example shows how to reference the tasklet
from the step
in Java:
@Bean
public Job taskletJob(JobRepository jobRepository) {
return new JobBuilder("taskletJob", jobRepository)
.start(deleteFilesInDir())
.build();
}
@Bean
public Step deleteFilesInDir(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("deleteFilesInDir", jobRepository)
.tasklet(fileDeletingTasklet(), transactionManager)
.build();
}
@Bean
public FileDeletingTasklet fileDeletingTasklet() {
FileDeletingTasklet tasklet = new FileDeletingTasklet();
tasklet.setDirectoryResource(new FileSystemResource("target/test-outputs/test-dir"));
return tasklet;
}
5.3. Controlling Step Flow
With the ability to group steps together within an owning job comes the need to be able
to control how the job “flows” from one step to another. The failure of a Step
does not
necessarily mean that the Job
should fail. Furthermore, there may be more than one type
of “success” that determines which Step
should be executed next. Depending upon how a
group of Steps
is configured, certain steps may not even be processed at all.
5.3.1. Sequential Flow
The simplest flow scenario is a job where all of the steps execute sequentially, as the following image shows:
This can be achieved by using next
in a step
.
The following example shows how to use the next
attribute in XML:
<job id="job">
<step id="stepA" parent="s1" next="stepB" />
<step id="stepB" parent="s2" next="stepC"/>
<step id="stepC" parent="s3" />
</job>
The following example shows how to use the next()
method in Java:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(stepA())
.next(stepB())
.next(stepC())
.build();
}
In the scenario above, stepA
runs first because it is the first Step
listed. If
stepA
completes normally, stepB
runs, and so on. However, if step A
fails,
the entire Job
fails and stepB
does not execute.
With the Spring Batch XML namespace, the first step listed in the configuration is
always the first step run by the Job . The order of the other step elements does not
matter, but the first step must always appear first in the XML.
|
5.3.2. Conditional Flow
In the preceding example, there are only two possibilities:
-
The
step
is successful, and the nextstep
should be executed. -
The
step
failed, and, thus, thejob
should fail.
In many cases, this may be sufficient. However, what about a scenario in which the
failure of a step
should trigger a different step
, rather than causing failure? The
following image shows such a flow:
To handle more complex scenarios, the Spring Batch XML namespace lets you define transitions
elements within the step element. One such transition is the next
element. Like the next
attribute, the next
element tells the Job
which Step
to
execute next. However, unlike the attribute, any number of next
elements are allowed on
a given Step
, and there is no default behavior in the case of failure. This means that, if
transition elements are used, all of the behavior for the Step
transitions must be
defined explicitly. Note also that a single step cannot have both a next
attribute and
a transition
element.
The next
element specifies a pattern to match and the step to execute next, as
the following example shows:
<job id="job">
<step id="stepA" parent="s1">
<next on="*" to="stepB" />
<next on="FAILED" to="stepC" />
</step>
<step id="stepB" parent="s2" next="stepC" />
<step id="stepC" parent="s3" />
</job>
The Java API offers a fluent set of methods that let you specify the flow and what to do
when a step fails. The following example shows how to specify one step (stepA
) and then
proceed to either of two different steps (stepB
or stepC
), depending on whether
stepA
succeeds:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(stepA())
.on("*").to(stepB())
.from(stepA()).on("FAILED").to(stepC())
.end()
.build();
}
When using XML configuration, the on
attribute of a transition element uses a simple
pattern-matching scheme to match the ExitStatus
that results from the execution of the
Step
.
When using java configuration, the on()
method uses a simple pattern-matching scheme to
match the ExitStatus
that results from the execution of the Step
.
Only two special characters are allowed in the pattern:
-
*
matches zero or more characters -
?
matches exactly one character
For example, c*t
matches cat
and count
, while c?t
matches cat
but not count
.
While there is no limit to the number of transition elements on a Step
, if the Step
execution results in an ExitStatus
that is not covered by an element, the
framework throws an exception and the Job
fails. The framework automatically orders
transitions from most specific to least specific. This means that, even if the ordering
were swapped for stepA
in the preceding example, an ExitStatus
of FAILED
would still go
to stepC
.
Batch Status Versus Exit Status
When configuring a Job
for conditional flow, it is important to understand the
difference between BatchStatus
and ExitStatus
. BatchStatus
is an enumeration that
is a property of both JobExecution
and StepExecution
and is used by the framework to
record the status of a Job
or Step
. It can be one of the following values:
COMPLETED
, STARTING
, STARTED
, STOPPING
, STOPPED
, FAILED
, ABANDONED
, or
UNKNOWN
. Most of them are self explanatory: COMPLETED
is the status set when a step
or job has completed successfully, FAILED
is set when it fails, and so on.
The following example contains the next
element when using XML configuration:
<next on="FAILED" to="stepB" />
The following example contains the on
element when using Java Configuration:
...
.from(stepA()).on("FAILED").to(stepB())
...
At first glance, it would appear that on
references the BatchStatus
of the Step
to
which it belongs. However, it actually references the ExitStatus
of the Step
. As the
name implies, ExitStatus
represents the status of a Step
after it finishes execution.
More specifically, when using XML configuration, the next
element shown in the
preceding XML configuration example references the exit code of ExitStatus
.
When using Java configuration, the on()
method shown in the preceding
Java configuration example references the exit code of ExitStatus
.
In English, it says: “go to stepB if the exit code is FAILED”. By default, the exit
code is always the same as the BatchStatus
for the Step
, which is why the preceding entry
works. However, what if the exit code needs to be different? A good example comes from
the skip sample job within the samples project:
The following example shows how to work with a different exit code in XML:
<step id="step1" parent="s1">
<end on="FAILED" />
<next on="COMPLETED WITH SKIPS" to="errorPrint1" />
<next on="*" to="step2" />
</step>
The following example shows how to work with a different exit code in Java:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1()).on("FAILED").end()
.from(step1()).on("COMPLETED WITH SKIPS").to(errorPrint1())
.from(step1()).on("*").to(step2())
.end()
.build();
}
step1
has three possibilities:
-
The
Step
failed, in which case the job should fail. -
The
Step
completed successfully. -
The
Step
completed successfully but with an exit code ofCOMPLETED WITH SKIPS
. In this case, a different step should be run to handle the errors.
The preceding configuration works. However, something needs to change the exit code based on the condition of the execution having skipped records, as the following example shows:
public class SkipCheckingListener extends StepExecutionListenerSupport {
public ExitStatus afterStep(StepExecution stepExecution) {
String exitCode = stepExecution.getExitStatus().getExitCode();
if (!exitCode.equals(ExitStatus.FAILED.getExitCode()) &&
stepExecution.getSkipCount() > 0) {
return new ExitStatus("COMPLETED WITH SKIPS");
}
else {
return null;
}
}
}
The preceding code is a StepExecutionListener
that first checks to make sure the Step
was
successful and then checks to see if the skip count on the StepExecution
is higher than
0. If both conditions are met, a new ExitStatus
with an exit code of
COMPLETED WITH SKIPS
is returned.
5.3.3. Configuring for Stop
After the discussion of BatchStatus
and ExitStatus
,
one might wonder how the BatchStatus
and ExitStatus
are determined for the Job
.
While these statuses are determined for the Step
by the code that is executed, the
statuses for the Job
are determined based on the configuration.
So far, all of the job configurations discussed have had at least one final Step
with
no transitions.
In the following XML example, after the step
executes, the Job
ends:
<step id="stepC" parent="s3"/>
In the following Java example, after the step
executes, the Job
ends:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1())
.build();
}
If no transitions are defined for a Step
, the status of the Job
is defined as
follows:
-
If the
Step
ends withExitStatus
ofFAILED
, theBatchStatus
andExitStatus
of theJob
are bothFAILED
. -
Otherwise, the
BatchStatus
andExitStatus
of theJob
are bothCOMPLETED
.
While this method of terminating a batch job is sufficient for some batch jobs, such as a
simple sequential step job, custom defined job-stopping scenarios may be required. For
this purpose, Spring Batch provides three transition elements to stop a Job
(in
addition to the next
element that we discussed previously).
Each of these stopping elements stops a Job
with a particular BatchStatus
. It is
important to note that the stop transition elements have no effect on either the
BatchStatus
or ExitStatus
of any Steps
in the Job
. These elements affect only the
final statuses of the Job
. For example, it is possible for every step in a job to have
a status of FAILED
but for the job to have a status of COMPLETED
.
Ending at a Step
Configuring a step end instructs a Job
to stop with a BatchStatus
of COMPLETED
. A
Job
that has finished with a status of COMPLETED
cannot be restarted (the framework throws
a JobInstanceAlreadyCompleteException
).
When using XML configuration, you can use the end
element for this task. The end
element
also allows for an optional exit-code
attribute that you can use to customize the
ExitStatus
of the Job
. If no exit-code
attribute is given, the ExitStatus
is
COMPLETED
by default, to match the BatchStatus
.
When using Java configuration, the end
method is used for this task. The end
method
also allows for an optional exitStatus
parameter that you can use to customize the
ExitStatus
of the Job
. If no exitStatus
value is provided, the ExitStatus
is
COMPLETED
by default, to match the BatchStatus
.
Consider the following scenario: If step2
fails, the Job
stops with a
BatchStatus
of COMPLETED
and an ExitStatus
of COMPLETED
, and step3
does not run.
Otherwise, execution moves to step3
. Note that if step2
fails, the Job
is not
restartable (because the status is COMPLETED
).
The following example shows the scenario in XML:
<step id="step1" parent="s1" next="step2">
<step id="step2" parent="s2">
<end on="FAILED"/>
<next on="*" to="step3"/>
</step>
<step id="step3" parent="s3">
The following example shows the scenario in Java:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1())
.next(step2())
.on("FAILED").end()
.from(step2()).on("*").to(step3())
.end()
.build();
}
Failing a Step
Configuring a step to fail at a given point instructs a Job
to stop with a
BatchStatus
of FAILED
. Unlike end, the failure of a Job
does not prevent the Job
from being restarted.
When using XML configuration, the fail
element also allows for an optional exit-code
attribute that can be used to customize the ExitStatus
of the Job
. If no exit-code
attribute is given, the ExitStatus
is FAILED
by default, to match the
BatchStatus
.
Consider the following scenario: If step2
fails, the Job
stops with a
BatchStatus
of FAILED
and an ExitStatus
of EARLY TERMINATION
and step3
does not
execute. Otherwise, execution moves to step3
. Additionally, if step2
fails and the
Job
is restarted, execution begins again on step2
.
The following example shows the scenario in XML:
<step id="step1" parent="s1" next="step2">
<step id="step2" parent="s2">
<fail on="FAILED" exit-code="EARLY TERMINATION"/>
<next on="*" to="step3"/>
</step>
<step id="step3" parent="s3">
The following example shows the scenario in Java:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1())
.next(step2()).on("FAILED").fail()
.from(step2()).on("*").to(step3())
.end()
.build();
}
Stopping a Job at a Given Step
Configuring a job to stop at a particular step instructs a Job
to stop with a
BatchStatus
of STOPPED
. Stopping a Job
can provide a temporary break in processing,
so that the operator can take some action before restarting the Job
.
When using XML configuration, a stop
element requires a restart
attribute that specifies
the step where execution should pick up when the Job
is restarted.
When using Java configuration, the stopAndRestart
method requires a restart
attribute
that specifies the step where execution should pick up when the Job is restarted.
Consider the following scenario: If step1
finishes with COMPLETE
, the job then
stops. Once it is restarted, execution begins on step2
.
The following listing shows the scenario in XML:
<step id="step1" parent="s1">
<stop on="COMPLETED" restart="step2"/>
</step>
<step id="step2" parent="s2"/>
The following example shows the scenario in Java:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1()).on("COMPLETED").stopAndRestart(step2())
.end()
.build();
}
5.3.4. Programmatic Flow Decisions
In some situations, more information than the ExitStatus
may be required to decide
which step to execute next. In this case, a JobExecutionDecider
can be used to assist
in the decision, as the following example shows:
public class MyDecider implements JobExecutionDecider {
public FlowExecutionStatus decide(JobExecution jobExecution, StepExecution stepExecution) {
String status;
if (someCondition()) {
status = "FAILED";
}
else {
status = "COMPLETED";
}
return new FlowExecutionStatus(status);
}
}
In the following sample job configuration, a decision
specifies the decider to use as
well as all of the transitions:
<job id="job">
<step id="step1" parent="s1" next="decision" />
<decision id="decision" decider="decider">
<next on="FAILED" to="step2" />
<next on="COMPLETED" to="step3" />
</decision>
<step id="step2" parent="s2" next="step3"/>
<step id="step3" parent="s3" />
</job>
<beans:bean id="decider" class="com.MyDecider"/>
In the following example, a bean implementing the JobExecutionDecider
is passed
directly to the next
call when using Java configuration:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1())
.next(decider()).on("FAILED").to(step2())
.from(decider()).on("COMPLETED").to(step3())
.end()
.build();
}
5.3.5. Split Flows
Every scenario described so far has involved a Job
that executes its steps one at a
time in a linear fashion. In addition to this typical style, Spring Batch also allows
for a job to be configured with parallel flows.
The XML namespace lets you use the split
element. As the following example shows,
the split
element contains one or more flow
elements, where entire separate flows can
be defined. A split
element can also contain any of the previously discussed transition
elements, such as the next
attribute or the next
, end
, or fail
elements.
<split id="split1" next="step4">
<flow>
<step id="step1" parent="s1" next="step2"/>
<step id="step2" parent="s2"/>
</flow>
<flow>
<step id="step3" parent="s3"/>
</flow>
</split>
<step id="step4" parent="s4"/>
Java-based configuration lets you configure splits through the provided builders. As the
following example shows, the split
element contains one or more flow
elements, where
entire separate flows can be defined. A split
element can also contain any of the
previously discussed transition elements, such as the next
attribute or the next
,
end
, or fail
elements.
@Bean
public Flow flow1() {
return new FlowBuilder<SimpleFlow>("flow1")
.start(step1())
.next(step2())
.build();
}
@Bean
public Flow flow2() {
return new FlowBuilder<SimpleFlow>("flow2")
.start(step3())
.build();
}
@Bean
public Job job(Flow flow1, Flow flow2) {
return this.jobBuilderFactory.get("job")
.start(flow1)
.split(new SimpleAsyncTaskExecutor())
.add(flow2)
.next(step4())
.end()
.build();
}
5.3.6. Externalizing Flow Definitions and Dependencies Between Jobs
Part of the flow in a job can be externalized as a separate bean definition and then re-used. There are two ways to do so. The first is to declare the flow as a reference to one defined elsewhere.
The following XML example shows how to declare a flow as a reference to a flow defined elsewhere:
<job id="job">
<flow id="job1.flow1" parent="flow1" next="step3"/>
<step id="step3" parent="s3"/>
</job>
<flow id="flow1">
<step id="step1" parent="s1" next="step2"/>
<step id="step2" parent="s2"/>
</flow>
The following Java example shows how to declare a flow as a reference to a flow defined elsewhere:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(flow1())
.next(step3())
.end()
.build();
}
@Bean
public Flow flow1() {
return new FlowBuilder<SimpleFlow>("flow1")
.start(step1())
.next(step2())
.build();
}
The effect of defining an external flow, as shown in the preceding example, is to insert the steps from the external flow into the job as if they had been declared inline. In this way, many jobs can refer to the same template flow and compose such templates into different logical flows. This is also a good way to separate the integration testing of the individual flows.
The other form of an externalized flow is to use a JobStep
. A JobStep
is similar to a
FlowStep
but actually creates and launches a separate job execution for the steps in
the flow specified.
The following example hows an example of a JobStep
in XML:
<job id="jobStepJob" restartable="true">
<step id="jobStepJob.step1">
<job ref="job" job-launcher="jobLauncher"
job-parameters-extractor="jobParametersExtractor"/>
</step>
</job>
<job id="job" restartable="true">...</job>
<bean id="jobParametersExtractor" class="org.spr...DefaultJobParametersExtractor">
<property name="keys" value="input.file"/>
</bean>
The following example shows an example of a JobStep
in Java:
@Bean
public Job jobStepJob(JobRepository jobRepository) {
return new JobBuilder("jobStepJob", jobRepository)
.start(jobStepJobStep1(null))
.build();
}
@Bean
public Step jobStepJobStep1(JobLauncher jobLauncher, JobRepository jobRepository) {
return new StepBuilder("jobStepJobStep1", jobRepository)
.job(job())
.launcher(jobLauncher)
.parametersExtractor(jobParametersExtractor())
.build();
}
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(step1())
.build();
}
@Bean
public DefaultJobParametersExtractor jobParametersExtractor() {
DefaultJobParametersExtractor extractor = new DefaultJobParametersExtractor();
extractor.setKeys(new String[]{"input.file"});
return extractor;
}
The job parameters extractor is a strategy that determines how the ExecutionContext
for
the Step
is converted into JobParameters
for the Job
that is run. The JobStep
is
useful when you want to have some more granular options for monitoring and reporting on
jobs and steps. Using JobStep
is also often a good answer to the question: “How do I
create dependencies between jobs?” It is a good way to break up a large system into
smaller modules and control the flow of jobs.
5.4. Late Binding of Job
and Step
Attributes
Both the XML and flat file examples shown earlier use the Spring Resource
abstraction
to obtain a file. This works because Resource
has a getFile
method that returns a
java.io.File
. You can configure both XML and flat file resources by using standard Spring
constructs:
The following example shows late binding in XML:
<bean id="flatFileItemReader"
class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource"
value="file://outputs/file.txt" />
</bean>
The following example shows late binding in Java:
@Bean
public FlatFileItemReader flatFileItemReader() {
FlatFileItemReader<Foo> reader = new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource("file://outputs/file.txt"))
...
}
The preceding Resource
loads the file from the specified file system location. Note
that absolute locations have to start with a double slash (//
). In most Spring
applications, this solution is good enough, because the names of these resources are
known at compile time. However, in batch scenarios, the file name may need to be
determined at runtime as a parameter to the job. This can be solved using -D
parameters
to read a system property.
The following example shows how to read a file name from a property in XML:
<bean id="flatFileItemReader"
class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource" value="${input.file.name}" />
</bean>
The following shows how to read a file name from a property in Java:
@Bean
public FlatFileItemReader flatFileItemReader(@Value("${input.file.name}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
All that would be required for this solution to work would be a system argument (such as
-Dinput.file.name="file://outputs/file.txt"
).
Although you can use a PropertyPlaceholderConfigurer here, it is not
necessary if the system property is always set because the ResourceEditor in Spring
already filters and does placeholder replacement on system properties.
|
Often, in a batch setting, it is preferable to parameterize the file name in the
JobParameters
of the job (instead of through system properties) and access them that
way. To accomplish this, Spring Batch allows for the late binding of various Job
and
Step
attributes.
The following example shows how to parameterize a file name in XML:
<bean id="flatFileItemReader" scope="step"
class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource" value="#{jobParameters['input.file.name']}" />
</bean>
The following example shows how to parameterize a file name in Java:
@StepScope
@Bean
public FlatFileItemReader flatFileItemReader(@Value("#{jobParameters['input.file.name']}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
You can access both the JobExecution
and StepExecution
level ExecutionContext
in
the same way.
The following example shows how to access the ExecutionContext
in XML:
<bean id="flatFileItemReader" scope="step"
class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource" value="#{jobExecutionContext['input.file.name']}" />
</bean>
<bean id="flatFileItemReader" scope="step"
class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource" value="#{stepExecutionContext['input.file.name']}" />
</bean>
The following example shows how to access the ExecutionContext
in Java:
@StepScope
@Bean
public FlatFileItemReader flatFileItemReader(@Value("#{jobExecutionContext['input.file.name']}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
@StepScope
@Bean
public FlatFileItemReader flatFileItemReader(@Value("#{stepExecutionContext['input.file.name']}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
Any bean that uses late binding must be declared with scope="step" . See
Step Scope for more information.
A Step bean should not be step-scoped. If late binding is needed in a step
definition, the components of that step (tasklet, item reader or writer, and so on)
are the ones that should be scoped instead.
|
If you use Spring 3.0 (or above), the expressions in step-scoped beans are in the Spring Expression Language, a powerful general purpose language with many interesting features. To provide backward compatibility, if Spring Batch detects the presence of older versions of Spring, it uses a native expression language that is less powerful and that has slightly different parsing rules. The main difference is that the map keys in the example above do not need to be quoted with Spring 2.5, but the quotes are mandatory in Spring 3.0. |
5.4.1. Step Scope
All of the late binding examples shown earlier have a scope of step
declared on the
bean definition.
The following example shows an example of binding to step scope in XML:
<bean id="flatFileItemReader" scope="step"
class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource" value="#{jobParameters[input.file.name]}" />
</bean>
The following example shows an example of binding to step scope in Java:
@StepScope
@Bean
public FlatFileItemReader flatFileItemReader(@Value("#{jobParameters[input.file.name]}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
Using a scope of Step
is required to use late binding, because the bean cannot
actually be instantiated until the Step
starts, to let the attributes be found.
Because it is not part of the Spring container by default, the scope must be added
explicitly, by using the batch
namespace, by including a bean definition explicitly
for the StepScope
, or by using the @EnableBatchProcessing
annotation. Use only one of
those methods. The following example uses the batch
namespace:
<beans xmlns="http://www.springframework.org/schema/beans"
xmlns:batch="http://www.springframework.org/schema/batch"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation="...">
<batch:job .../>
...
</beans>
The following example includes the bean definition explicitly:
<bean class="org.springframework.batch.core.scope.StepScope" />
5.4.2. Job Scope
Job
scope, introduced in Spring Batch 3.0, is similar to Step
scope in configuration
but is a scope for the Job
context, so that there is only one instance of such a bean
per running job. Additionally, support is provided for late binding of references
accessible from the JobContext
by using #{..}
placeholders. Using this feature, you can pull bean
properties from the job or job execution context and the job parameters.
The following example shows an example of binding to job scope in XML:
<bean id="..." class="..." scope="job">
<property name="name" value="#{jobParameters[input]}" />
</bean>
<bean id="..." class="..." scope="job">
<property name="name" value="#{jobExecutionContext['input.name']}.txt" />
</bean>
The following example shows an example of binding to job scope in Java:
@JobScope
@Bean
public FlatFileItemReader flatFileItemReader(@Value("#{jobParameters[input]}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
@JobScope
@Bean
public FlatFileItemReader flatFileItemReader(@Value("#{jobExecutionContext['input.name']}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.name("flatFileItemReader")
.resource(new FileSystemResource(name))
...
}
Because it is not part of the Spring container by default, the scope must be added
explicitly, by using the batch
namespace, by including a bean definition explicitly for
the JobScope, or by using the @EnableBatchProcessing
annotation (choose only one approach).
The following example uses the batch
namespace:
<beans xmlns="http://www.springframework.org/schema/beans"
xmlns:batch="http://www.springframework.org/schema/batch"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation="...">
<batch:job .../>
...
</beans>
The following example includes a bean that explicitly defines the JobScope
:
<bean class="org.springframework.batch.core.scope.JobScope" />
There are some practical limitations of using job-scoped beans in multi-threaded or partitioned steps. Spring Batch does not control the threads spawned in these use cases, so it is not possible to set them up correctly to use such beans. Hence, we do not recommend using job-scoped beans in multi-threaded or partitioned steps. |
5.4.3. Scoping ItemStream
components
When using the Java configuration style to define job or step scoped ItemStream
beans,
the return type of the bean definition method should be at least ItemStream
. This is required
so that Spring Batch correctly creates a proxy that implements this interface, and therefore
honors its contract by calling open
, update
and close
methods as expected.
It is recommended to make the bean definition method of such beans return the most specific known implementation, as shown in the following example:
@Bean
@StepScope
public FlatFileItemReader flatFileItemReader(@Value("#{jobParameters['input.file.name']}") String name) {
return new FlatFileItemReaderBuilder<Foo>()
.resource(new FileSystemResource(name))
// set other properties of the item reader
.build();
}
6. ItemReaders and ItemWriters
All batch processing can be described in its most simple form as reading in large amounts
of data, performing some type of calculation or transformation, and writing the result
out. Spring Batch provides three key interfaces to help perform bulk reading and writing:
ItemReader
, ItemProcessor
, and ItemWriter
.
6.1. ItemReader
Although a simple concept, an ItemReader
is the means for providing data from many
different types of input. The most general examples include:
-
Flat File: Flat-file item readers read lines of data from a flat file that typically describes records with fields of data defined by fixed positions in the file or delimited by some special character (such as a comma).
-
XML: XML
ItemReaders
process XML independently of technologies used for parsing, mapping and validating objects. Input data allows for the validation of an XML file against an XSD schema. -
Database: A database resource is accessed to return resultsets which can be mapped to objects for processing. The default SQL
ItemReader
implementations invoke aRowMapper
to return objects, keep track of the current row if restart is required, store basic statistics, and provide some transaction enhancements that are explained later.
There are many more possibilities, but we focus on the basic ones for this chapter. A
complete list of all available ItemReader
implementations can be found in
Appendix A.
ItemReader
is a basic interface for generic
input operations, as shown in the following interface definition:
public interface ItemReader<T> {
T read() throws Exception, UnexpectedInputException, ParseException, NonTransientResourceException;
}
The read
method defines the most essential contract of the ItemReader
. Calling it
returns one item or null
if no more items are left. An item might represent a line in a
file, a row in a database, or an element in an XML file. It is generally expected that
these are mapped to a usable domain object (such as Trade
, Foo
, or others), but there
is no requirement in the contract to do so.
It is expected that implementations of the ItemReader
interface are forward only.
However, if the underlying resource is transactional (such as a JMS queue) then calling
read
may return the same logical item on subsequent calls in a rollback scenario. It is
also worth noting that a lack of items to process by an ItemReader
does not cause an
exception to be thrown. For example, a database ItemReader
that is configured with a
query that returns 0 results returns null
on the first invocation of read
.
6.2. ItemWriter
ItemWriter
is similar in functionality to an ItemReader
but with inverse operations.
Resources still need to be located, opened, and closed but they differ in that an
ItemWriter
writes out, rather than reading in. In the case of databases or queues,
these operations may be inserts, updates, or sends. The format of the serialization of
the output is specific to each batch job.
As with ItemReader
,
ItemWriter
is a fairly generic interface, as shown in the following interface definition:
public interface ItemWriter<T> {
void write(Chunk<? extends T> items) throws Exception;
}
As with read
on ItemReader
, write
provides the basic contract of ItemWriter
. It
attempts to write out the list of items passed in as long as it is open. Because it is
generally expected that items are 'batched' together into a chunk and then output, the
interface accepts a list of items, rather than an item by itself. After writing out the
list, any flushing that may be necessary can be performed before returning from the write
method. For example, if writing to a Hibernate DAO, multiple calls to write can be made,
one for each item. The writer can then call flush
on the hibernate session before
returning.
6.3. ItemStream
Both ItemReaders
and ItemWriters
serve their individual purposes well, but there is a
common concern among both of them that necessitates another interface. In general, as
part of the scope of a batch job, readers and writers need to be opened, closed, and
require a mechanism for persisting state. The ItemStream
interface serves that purpose,
as shown in the following example:
public interface ItemStream {
void open(ExecutionContext executionContext) throws ItemStreamException;
void update(ExecutionContext executionContext) throws ItemStreamException;
void close() throws ItemStreamException;
}
Before describing each method, we should mention the ExecutionContext
. Clients of an
ItemReader
that also implement ItemStream
should call open
before any calls to
read
, in order to open any resources such as files or to obtain connections. A similar
restriction applies to an ItemWriter
that implements ItemStream
. As mentioned in
Chapter 2, if expected data is found in the ExecutionContext
, it may be used to start
the ItemReader
or ItemWriter
at a location other than its initial state. Conversely,
close
is called to ensure that any resources allocated during open are released safely.
update
is called primarily to ensure that any state currently being held is loaded into
the provided ExecutionContext
. This method is called before committing, to ensure that
the current state is persisted in the database before commit.
In the special case where the client of an ItemStream
is a Step
(from the Spring
Batch Core), an ExecutionContext
is created for each StepExecution to allow users to
store the state of a particular execution, with the expectation that it is returned if
the same JobInstance
is started again. For those familiar with Quartz, the semantics
are very similar to a Quartz JobDataMap
.
6.4. The Delegate Pattern and Registering with the Step
Note that the CompositeItemWriter
is an example of the delegation pattern, which is
common in Spring Batch. The delegates themselves might implement callback interfaces,
such as StepListener
. If they do and if they are being used in conjunction with Spring
Batch Core as part of a Step
in a Job
, then they almost certainly need to be
registered manually with the Step
. A reader, writer, or processor that is directly
wired into the Step
gets registered automatically if it implements ItemStream
or a
StepListener
interface. However, because the delegates are not known to the Step
,
they need to be injected as listeners or streams (or both if appropriate).
The following example shows how to inject a delegate as a stream in XML:
<job id="ioSampleJob">
<step name="step1">
<tasklet>
<chunk reader="fooReader" processor="fooProcessor" writer="compositeItemWriter"
commit-interval="2">
<streams>
<stream ref="barWriter" />
</streams>
</chunk>
</tasklet>
</step>
</job>
<bean id="compositeItemWriter" class="...CustomCompositeItemWriter">
<property name="delegate" ref="barWriter" />
</bean>
<bean id="barWriter" class="...BarWriter" />
The following example shows how to inject a delegate as a stream in XML:
@Bean
public Job ioSampleJob(JobRepository jobRepository) {
return new JobBuilder("ioSampleJob", jobRepository)
.start(step1())
.build();
}
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("step1", jobRepository)
.<String, String>chunk(2, transactionManager)
.reader(fooReader())
.processor(fooProcessor())
.writer(compositeItemWriter())
.stream(barWriter())
.build();
}
@Bean
public CustomCompositeItemWriter compositeItemWriter() {
CustomCompositeItemWriter writer = new CustomCompositeItemWriter();
writer.setDelegate(barWriter());
return writer;
}
@Bean
public BarWriter barWriter() {
return new BarWriter();
}
6.5. Flat Files
One of the most common mechanisms for interchanging bulk data has always been the flat file. Unlike XML, which has an agreed upon standard for defining how it is structured (XSD), anyone reading a flat file must understand ahead of time exactly how the file is structured. In general, all flat files fall into two types: delimited and fixed length. Delimited files are those in which fields are separated by a delimiter, such as a comma. Fixed Length files have fields that are a set length.
6.5.1. The FieldSet
When working with flat files in Spring Batch, regardless of whether it is for input or
output, one of the most important classes is the FieldSet
. Many architectures and
libraries contain abstractions for helping you read in from a file, but they usually
return a String
or an array of String
objects. This really only gets you halfway
there. A FieldSet
is Spring Batch’s abstraction for enabling the binding of fields from
a file resource. It allows developers to work with file input in much the same way as
they would work with database input. A FieldSet
is conceptually similar to a JDBC
ResultSet
. A FieldSet
requires only one argument: a String
array of tokens.
Optionally, you can also configure the names of the fields so that the fields may be
accessed either by index or name as patterned after ResultSet
, as shown in the following
example:
String[] tokens = new String[]{"foo", "1", "true"};
FieldSet fs = new DefaultFieldSet(tokens);
String name = fs.readString(0);
int value = fs.readInt(1);
boolean booleanValue = fs.readBoolean(2);
There are many more options on the FieldSet
interface, such as Date
, long,
BigDecimal
, and so on. The biggest advantage of the FieldSet
is that it provides
consistent parsing of flat file input. Rather than each batch job parsing differently in
potentially unexpected ways, it can be consistent, both when handling errors caused by a
format exception, or when doing simple data conversions.
6.5.2. FlatFileItemReader
A flat file is any type of file that contains at most two-dimensional (tabular) data.
Reading flat files in the Spring Batch framework is facilitated by the class called
FlatFileItemReader
, which provides basic functionality for reading and parsing flat
files. The two most important required dependencies of FlatFileItemReader
are
Resource
and LineMapper
. The LineMapper
interface is explored more in the next
sections. The resource property represents a Spring Core Resource
. Documentation
explaining how to create beans of this type can be found in
Spring
Framework, Chapter 5. Resources. Therefore, this guide does not go into the details of
creating Resource
objects beyond showing the following simple example:
Resource resource = new FileSystemResource("resources/trades.csv");
In complex batch environments, the directory structures are often managed by the Enterprise Application Integration (EAI) infrastructure, where drop zones for external interfaces are established for moving files from FTP locations to batch processing locations and vice versa. File moving utilities are beyond the scope of the Spring Batch architecture, but it is not unusual for batch job streams to include file moving utilities as steps in the job stream. The batch architecture only needs to know how to locate the files to be processed. Spring Batch begins the process of feeding the data into the pipe from this starting point. However, Spring Integration provides many of these types of services.
The other properties in FlatFileItemReader
let you further specify how your data is
interpreted, as described in the following table:
Property | Type | Description |
---|---|---|
comments |
String[] |
Specifies line prefixes that indicate comment rows. |
encoding |
String |
Specifies what text encoding to use. The default value is |
lineMapper |
|
Converts a |
linesToSkip |
int |
Number of lines to ignore at the top of the file. |
recordSeparatorPolicy |
RecordSeparatorPolicy |
Used to determine where the line endings are and do things like continue over a line ending if inside a quoted string. |
resource |
|
The resource from which to read. |
skippedLinesCallback |
LineCallbackHandler |
Interface that passes the raw line content of
the lines in the file to be skipped. If |
strict |
boolean |
In strict mode, the reader throws an exception on |
LineMapper
As with RowMapper
, which takes a low-level construct such as ResultSet
and returns
an Object
, flat file processing requires the same construct to convert a String
line
into an Object
, as shown in the following interface definition:
public interface LineMapper<T> {
T mapLine(String line, int lineNumber) throws Exception;
}
The basic contract is that, given the current line and the line number with which it is
associated, the mapper should return a resulting domain object. This is similar to
RowMapper
, in that each line is associated with its line number, just as each row in a
ResultSet
is tied to its row number. This allows the line number to be tied to the
resulting domain object for identity comparison or for more informative logging. However,
unlike RowMapper
, the LineMapper
is given a raw line which, as discussed above, only
gets you halfway there. The line must be tokenized into a FieldSet
, which can then be
mapped to an object, as described later in this document.
LineTokenizer
An abstraction for turning a line of input into a FieldSet
is necessary because there
can be many formats of flat file data that need to be converted to a FieldSet
. In
Spring Batch, this interface is the LineTokenizer
:
public interface LineTokenizer {
FieldSet tokenize(String line);
}
The contract of a LineTokenizer
is such that, given a line of input (in theory the
String
could encompass more than one line), a FieldSet
representing the line is
returned. This FieldSet
can then be passed to a FieldSetMapper
. Spring Batch contains
the following LineTokenizer
implementations:
-
DelimitedLineTokenizer
: Used for files where fields in a record are separated by a delimiter. The most common delimiter is a comma, but pipes or semicolons are often used as well. -
FixedLengthTokenizer
: Used for files where fields in a record are each a "fixed width". The width of each field must be defined for each record type. -
PatternMatchingCompositeLineTokenizer
: Determines whichLineTokenizer
among a list of tokenizers should be used on a particular line by checking against a pattern.
FieldSetMapper
The FieldSetMapper
interface defines a single method, mapFieldSet
, which takes a
FieldSet
object and maps its contents to an object. This object may be a custom DTO, a
domain object, or an array, depending on the needs of the job. The FieldSetMapper
is
used in conjunction with the LineTokenizer
to translate a line of data from a resource
into an object of the desired type, as shown in the following interface definition:
public interface FieldSetMapper<T> {
T mapFieldSet(FieldSet fieldSet) throws BindException;
}
The pattern used is the same as the RowMapper
used by JdbcTemplate
.
DefaultLineMapper
Now that the basic interfaces for reading in flat files have been defined, it becomes clear that three basic steps are required:
-
Read one line from the file.
-
Pass the
String
line into theLineTokenizer#tokenize()
method to retrieve aFieldSet
. -
Pass the
FieldSet
returned from tokenizing to aFieldSetMapper
, returning the result from theItemReader#read()
method.
The two interfaces described above represent two separate tasks: converting a line into a
FieldSet
and mapping a FieldSet
to a domain object. Because the input of a
LineTokenizer
matches the input of the LineMapper
(a line), and the output of a
FieldSetMapper
matches the output of the LineMapper
, a default implementation that
uses both a LineTokenizer
and a FieldSetMapper
is provided. The DefaultLineMapper
,
shown in the following class definition, represents the behavior most users need:
public class DefaultLineMapper<T> implements LineMapper<>, InitializingBean {
private LineTokenizer tokenizer;
private FieldSetMapper<T> fieldSetMapper;
public T mapLine(String line, int lineNumber) throws Exception {
return fieldSetMapper.mapFieldSet(tokenizer.tokenize(line));
}
public void setLineTokenizer(LineTokenizer tokenizer) {
this.tokenizer = tokenizer;
}
public void setFieldSetMapper(FieldSetMapper<T> fieldSetMapper) {
this.fieldSetMapper = fieldSetMapper;
}
}
The above functionality is provided in a default implementation, rather than being built into the reader itself (as was done in previous versions of the framework) to allow users greater flexibility in controlling the parsing process, especially if access to the raw line is needed.
Simple Delimited File Reading Example
The following example illustrates how to read a flat file with an actual domain scenario. This particular batch job reads in football players from the following file:
ID,lastName,firstName,position,birthYear,debutYear "AbduKa00,Abdul-Jabbar,Karim,rb,1974,1996", "AbduRa00,Abdullah,Rabih,rb,1975,1999", "AberWa00,Abercrombie,Walter,rb,1959,1982", "AbraDa00,Abramowicz,Danny,wr,1945,1967", "AdamBo00,Adams,Bob,te,1946,1969", "AdamCh00,Adams,Charlie,wr,1979,2003"
The contents of this file are mapped to the following
Player
domain object:
public class Player implements Serializable {
private String ID;
private String lastName;
private String firstName;
private String position;
private int birthYear;
private int debutYear;
public String toString() {
return "PLAYER:ID=" + ID + ",Last Name=" + lastName +
",First Name=" + firstName + ",Position=" + position +
",Birth Year=" + birthYear + ",DebutYear=" +
debutYear;
}
// setters and getters...
}
To map a FieldSet
into a Player
object, a FieldSetMapper
that returns players needs
to be defined, as shown in the following example:
protected static class PlayerFieldSetMapper implements FieldSetMapper<Player> {
public Player mapFieldSet(FieldSet fieldSet) {
Player player = new Player();
player.setID(fieldSet.readString(0));
player.setLastName(fieldSet.readString(1));
player.setFirstName(fieldSet.readString(2));
player.setPosition(fieldSet.readString(3));
player.setBirthYear(fieldSet.readInt(4));
player.setDebutYear(fieldSet.readInt(5));
return player;
}
}
The file can then be read by correctly constructing a FlatFileItemReader
and calling
read
, as shown in the following example:
FlatFileItemReader<Player> itemReader = new FlatFileItemReader<>();
itemReader.setResource(new FileSystemResource("resources/players.csv"));
DefaultLineMapper<Player> lineMapper = new DefaultLineMapper<>();
//DelimitedLineTokenizer defaults to comma as its delimiter
lineMapper.setLineTokenizer(new DelimitedLineTokenizer());
lineMapper.setFieldSetMapper(new PlayerFieldSetMapper());
itemReader.setLineMapper(lineMapper);
itemReader.open(new ExecutionContext());
Player player = itemReader.read();
Each call to read
returns a new
Player
object from each line in the file. When the end of the file is
reached, null
is returned.
Mapping Fields by Name
There is one additional piece of functionality that is allowed by both
DelimitedLineTokenizer
and FixedLengthTokenizer
and that is similar in function to a
JDBC ResultSet
. The names of the fields can be injected into either of these
LineTokenizer
implementations to increase the readability of the mapping function.
First, the column names of all fields in the flat file are injected into the tokenizer,
as shown in the following example:
tokenizer.setNames(new String[] {"ID", "lastName", "firstName", "position", "birthYear", "debutYear"});
A FieldSetMapper
can use this information as follows:
public class PlayerMapper implements FieldSetMapper<Player> {
public Player mapFieldSet(FieldSet fs) {
if (fs == null) {
return null;
}
Player player = new Player();
player.setID(fs.readString("ID"));
player.setLastName(fs.readString("lastName"));
player.setFirstName(fs.readString("firstName"));
player.setPosition(fs.readString("position"));
player.setDebutYear(fs.readInt("debutYear"));
player.setBirthYear(fs.readInt("birthYear"));
return player;
}
}
Automapping FieldSets to Domain Objects
For many, having to write a specific FieldSetMapper
is equally as cumbersome as writing
a specific RowMapper
for a JdbcTemplate
. Spring Batch makes this easier by providing
a FieldSetMapper
that automatically maps fields by matching a field name with a setter
on the object using the JavaBean specification.
Again using the football example, the BeanWrapperFieldSetMapper
configuration looks like
the following snippet in XML:
<bean id="fieldSetMapper"
class="org.springframework.batch.item.file.mapping.BeanWrapperFieldSetMapper">
<property name="prototypeBeanName" value="player" />
</bean>
<bean id="player"
class="org.springframework.batch.sample.domain.Player"
scope="prototype" />
Again using the football example, the BeanWrapperFieldSetMapper
configuration looks like
the following snippet in Java:
@Bean
public FieldSetMapper fieldSetMapper() {
BeanWrapperFieldSetMapper fieldSetMapper = new BeanWrapperFieldSetMapper();
fieldSetMapper.setPrototypeBeanName("player");
return fieldSetMapper;
}
@Bean
@Scope("prototype")
public Player player() {
return new Player();
}
For each entry in the FieldSet
, the mapper looks for a corresponding setter on a new
instance of the Player
object (for this reason, prototype scope is required) in the
same way the Spring container looks for setters matching a property name. Each available
field in the FieldSet
is mapped, and the resultant Player
object is returned, with no
code required.
Fixed Length File Formats
So far, only delimited files have been discussed in much detail. However, they represent only half of the file reading picture. Many organizations that use flat files use fixed length formats. An example fixed length file follows:
UK21341EAH4121131.11customer1 UK21341EAH4221232.11customer2 UK21341EAH4321333.11customer3 UK21341EAH4421434.11customer4 UK21341EAH4521535.11customer5
While this looks like one large field, it actually represent 4 distinct fields:
-
ISIN: Unique identifier for the item being ordered - 12 characters long.
-
Quantity: Number of the item being ordered - 3 characters long.
-
Price: Price of the item - 5 characters long.
-
Customer: ID of the customer ordering the item - 9 characters long.
When configuring the FixedLengthLineTokenizer
, each of these lengths must be provided
in the form of ranges.
The following example shows how to define ranges for the FixedLengthLineTokenizer
in
XML:
<bean id="fixedLengthLineTokenizer"
class="org.springframework.batch.item.file.transform.FixedLengthTokenizer">
<property name="names" value="ISIN,Quantity,Price,Customer" />
<property name="columns" value="1-12, 13-15, 16-20, 21-29" />
</bean>
Because the FixedLengthLineTokenizer
uses the same LineTokenizer
interface as
discussed earlier, it returns the same FieldSet
as if a delimiter had been used. This
allows the same approaches to be used in handling its output, such as using the
BeanWrapperFieldSetMapper
.
Supporting the preceding syntax for ranges requires that a specialized property editor,
|
The following example shows how to define ranges for the FixedLengthLineTokenizer
in
Java:
@Bean
public FixedLengthTokenizer fixedLengthTokenizer() {
FixedLengthTokenizer tokenizer = new FixedLengthTokenizer();
tokenizer.setNames("ISIN", "Quantity", "Price", "Customer");
tokenizer.setColumns(new Range(1, 12),
new Range(13, 15),
new Range(16, 20),
new Range(21, 29));
return tokenizer;
}
Because the FixedLengthLineTokenizer
uses the same LineTokenizer
interface as
discussed above, it returns the same FieldSet
as if a delimiter had been used. This
lets the same approaches be used in handling its output, such as using the
BeanWrapperFieldSetMapper
.
Multiple Record Types within a Single File
All of the file reading examples up to this point have all made a key assumption for simplicity’s sake: all of the records in a file have the same format. However, this may not always be the case. It is very common that a file might have records with different formats that need to be tokenized differently and mapped to different objects. The following excerpt from a file illustrates this:
USER;Smith;Peter;;T;20014539;F LINEA;1044391041ABC037.49G201XX1383.12H LINEB;2134776319DEF422.99M005LI
In this file we have three types of records, "USER", "LINEA", and "LINEB". A "USER" line
corresponds to a User
object. "LINEA" and "LINEB" both correspond to Line
objects,
though a "LINEA" has more information than a "LINEB".
The ItemReader
reads each line individually, but we must specify different
LineTokenizer
and FieldSetMapper
objects so that the ItemWriter
receives the
correct items. The PatternMatchingCompositeLineMapper
makes this easy by allowing maps
of patterns to LineTokenizers
and patterns to FieldSetMappers
to be configured.
The following example shows how to define ranges for the FixedLengthLineTokenizer
in
XML:
<bean id="orderFileLineMapper"
class="org.spr...PatternMatchingCompositeLineMapper">
<property name="tokenizers">
<map>
<entry key="USER*" value-ref="userTokenizer" />
<entry key="LINEA*" value-ref="lineATokenizer" />
<entry key="LINEB*" value-ref="lineBTokenizer" />
</map>
</property>
<property name="fieldSetMappers">
<map>
<entry key="USER*" value-ref="userFieldSetMapper" />
<entry key="LINE*" value-ref="lineFieldSetMapper" />
</map>
</property>
</bean>
@Bean
public PatternMatchingCompositeLineMapper orderFileLineMapper() {
PatternMatchingCompositeLineMapper lineMapper =
new PatternMatchingCompositeLineMapper();
Map<String, LineTokenizer> tokenizers = new HashMap<>(3);
tokenizers.put("USER*", userTokenizer());
tokenizers.put("LINEA*", lineATokenizer());
tokenizers.put("LINEB*", lineBTokenizer());
lineMapper.setTokenizers(tokenizers);
Map<String, FieldSetMapper> mappers = new HashMap<>(2);
mappers.put("USER*", userFieldSetMapper());
mappers.put("LINE*", lineFieldSetMapper());
lineMapper.setFieldSetMappers(mappers);
return lineMapper;
}
In this example, "LINEA" and "LINEB" have separate LineTokenizer
instances, but they both use
the same FieldSetMapper
.
The PatternMatchingCompositeLineMapper
uses the PatternMatcher#match
method
in order to select the correct delegate for each line. The PatternMatcher
allows for
two wildcard characters with special meaning: the question mark ("?") matches exactly one
character, while the asterisk ("*") matches zero or more characters. Note that, in the
preceding configuration, all patterns end with an asterisk, making them effectively
prefixes to lines. The PatternMatcher
always matches the most specific pattern
possible, regardless of the order in the configuration. So if "LINE*" and "LINEA*" were
both listed as patterns, "LINEA" would match pattern "LINEA*", while "LINEB" would match
pattern "LINE*". Additionally, a single asterisk ("*") can serve as a default by matching
any line not matched by any other pattern.
The following example shows how to match a line not matched by any other pattern in XML:
<entry key="*" value-ref="defaultLineTokenizer" />
The following example shows how to match a line not matched by any other pattern in Java:
...
tokenizers.put("*", defaultLineTokenizer());
...
There is also a PatternMatchingCompositeLineTokenizer
that can be used for tokenization
alone.
It is also common for a flat file to contain records that each span multiple lines. To
handle this situation, a more complex strategy is required. A demonstration of this
common pattern can be found in the multiLineRecords
sample.
Exception Handling in Flat Files
There are many scenarios when tokenizing a line may cause exceptions to be thrown. Many
flat files are imperfect and contain incorrectly formatted records. Many users choose to
skip these erroneous lines while logging the issue, the original line, and the line
number. These logs can later be inspected manually or by another batch job. For this
reason, Spring Batch provides a hierarchy of exceptions for handling parse exceptions:
FlatFileParseException
and FlatFileFormatException
. FlatFileParseException
is
thrown by the FlatFileItemReader
when any errors are encountered while trying to read a
file. FlatFileFormatException
is thrown by implementations of the LineTokenizer
interface and indicates a more specific error encountered while tokenizing.
IncorrectTokenCountException
Both DelimitedLineTokenizer
and FixedLengthLineTokenizer
have the ability to specify
column names that can be used for creating a FieldSet
. However, if the number of column
names does not match the number of columns found while tokenizing a line, the FieldSet
cannot be created, and an IncorrectTokenCountException
is thrown, which contains the
number of tokens encountered, and the number expected, as shown in the following example:
tokenizer.setNames(new String[] {"A", "B", "C", "D"});
try {
tokenizer.tokenize("a,b,c");
}
catch (IncorrectTokenCountException e) {
assertEquals(4, e.getExpectedCount());
assertEquals(3, e.getActualCount());
}
Because the tokenizer was configured with 4 column names but only 3 tokens were found in
the file, an IncorrectTokenCountException
was thrown.
IncorrectLineLengthException
Files formatted in a fixed-length format have additional requirements when parsing because, unlike a delimited format, each column must strictly adhere to its predefined width. If the total line length does not equal the widest value of this column, an exception is thrown, as shown in the following example:
tokenizer.setColumns(new Range[] { new Range(1, 5),
new Range(6, 10),
new Range(11, 15) });
try {
tokenizer.tokenize("12345");
fail("Expected IncorrectLineLengthException");
}
catch (IncorrectLineLengthException ex) {
assertEquals(15, ex.getExpectedLength());
assertEquals(5, ex.getActualLength());
}
The configured ranges for the tokenizer above are: 1-5, 6-10, and 11-15. Consequently,
the total length of the line is 15. However, in the preceding example, a line of length 5
was passed in, causing an IncorrectLineLengthException
to be thrown. Throwing an
exception here rather than only mapping the first column allows the processing of the
line to fail earlier and with more information than it would contain if it failed while
trying to read in column 2 in a FieldSetMapper
. However, there are scenarios where the
length of the line is not always constant. For this reason, validation of line length can
be turned off via the 'strict' property, as shown in the following example:
tokenizer.setColumns(new Range[] { new Range(1, 5), new Range(6, 10) });
tokenizer.setStrict(false);
FieldSet tokens = tokenizer.tokenize("12345");
assertEquals("12345", tokens.readString(0));
assertEquals("", tokens.readString(1));
The preceding example is almost identical to the one before it, except that
tokenizer.setStrict(false)
was called. This setting tells the tokenizer to not enforce
line lengths when tokenizing the line. A FieldSet
is now correctly created and
returned. However, it contains only empty tokens for the remaining values.
6.5.3. FlatFileItemWriter
Writing out to flat files has the same problems and issues that reading in from a file must overcome. A step must be able to write either delimited or fixed length formats in a transactional manner.
LineAggregator
Just as the LineTokenizer
interface is necessary to take an item and turn it into a
String
, file writing must have a way to aggregate multiple fields into a single string
for writing to a file. In Spring Batch, this is the LineAggregator
, shown in the
following interface definition:
public interface LineAggregator<T> {
public String aggregate(T item);
}
The LineAggregator
is the logical opposite of LineTokenizer
. LineTokenizer
takes a
String
and returns a FieldSet
, whereas LineAggregator
takes an item
and returns a
String
.
PassThroughLineAggregator
The most basic implementation of the LineAggregator
interface is the
PassThroughLineAggregator
, which assumes that the object is already a string or that
its string representation is acceptable for writing, as shown in the following code:
public class PassThroughLineAggregator<T> implements LineAggregator<T> {
public String aggregate(T item) {
return item.toString();
}
}
The preceding implementation is useful if direct control of creating the string is
required but the advantages of a FlatFileItemWriter
, such as transaction and restart
support, are necessary.
Simplified File Writing Example
Now that the LineAggregator
interface and its most basic implementation,
PassThroughLineAggregator
, have been defined, the basic flow of writing can be
explained:
-
The object to be written is passed to the
LineAggregator
in order to obtain aString
. -
The returned
String
is written to the configured file.
The following excerpt from the FlatFileItemWriter
expresses this in code:
public void write(T item) throws Exception {
write(lineAggregator.aggregate(item) + LINE_SEPARATOR);
}
In XML, a simple example of configuration might look like the following:
<bean id="itemWriter" class="org.spr...FlatFileItemWriter">
<property name="resource" value="file:target/test-outputs/output.txt" />
<property name="lineAggregator">
<bean class="org.spr...PassThroughLineAggregator"/>
</property>
</bean>
In Java, a simple example of configuration might look like the following:
@Bean
public FlatFileItemWriter itemWriter() {
return new FlatFileItemWriterBuilder<Foo>()
.name("itemWriter")
.resource(new FileSystemResource("target/test-outputs/output.txt"))
.lineAggregator(new PassThroughLineAggregator<>())
.build();
}
FieldExtractor
The preceding example may be useful for the most basic uses of a writing to a file.
However, most users of the FlatFileItemWriter
have a domain object that needs to be
written out and, thus, must be converted into a line. In file reading, the following was
required:
-
Read one line from the file.
-
Pass the line into the
LineTokenizer#tokenize()
method, in order to retrieve aFieldSet
. -
Pass the
FieldSet
returned from tokenizing to aFieldSetMapper
, returning the result from theItemReader#read()
method.
File writing has similar but inverse steps:
-
Pass the item to be written to the writer.
-
Convert the fields on the item into an array.
-
Aggregate the resulting array into a line.
Because there is no way for the framework to know which fields from the object need to
be written out, a FieldExtractor
must be written to accomplish the task of turning the
item into an array, as shown in the following interface definition:
public interface FieldExtractor<T> {
Object[] extract(T item);
}
Implementations of the FieldExtractor
interface should create an array from the fields
of the provided object, which can then be written out with a delimiter between the
elements or as part of a fixed-width line.
PassThroughFieldExtractor
There are many cases where a collection, such as an array, Collection
, or FieldSet
,
needs to be written out. "Extracting" an array from one of these collection types is very
straightforward. To do so, convert the collection to an array. Therefore, the
PassThroughFieldExtractor
should be used in this scenario. It should be noted that, if
the object passed in is not a type of collection, then the PassThroughFieldExtractor
returns an array containing solely the item to be extracted.
BeanWrapperFieldExtractor
As with the BeanWrapperFieldSetMapper
described in the file reading section, it is
often preferable to configure how to convert a domain object to an object array, rather
than writing the conversion yourself. The BeanWrapperFieldExtractor
provides this
functionality, as shown in the following example:
BeanWrapperFieldExtractor<Name> extractor = new BeanWrapperFieldExtractor<>();
extractor.setNames(new String[] { "first", "last", "born" });
String first = "Alan";
String last = "Turing";
int born = 1912;
Name n = new Name(first, last, born);
Object[] values = extractor.extract(n);
assertEquals(first, values[0]);
assertEquals(last, values[1]);
assertEquals(born, values[2]);
This extractor implementation has only one required property: the names of the fields to
map. Just as the BeanWrapperFieldSetMapper
needs field names to map fields on the
FieldSet
to setters on the provided object, the BeanWrapperFieldExtractor
needs names
to map to getters for creating an object array. It is worth noting that the order of the
names determines the order of the fields within the array.
Delimited File Writing Example
The most basic flat file format is one in which all fields are separated by a delimiter.
This can be accomplished using a DelimitedLineAggregator
. The following example writes
out a simple domain object that represents a credit to a customer account:
public class CustomerCredit {
private int id;
private String name;
private BigDecimal credit;
//getters and setters removed for clarity
}
Because a domain object is being used, an implementation of the FieldExtractor
interface must be provided, along with the delimiter to use.
The following example shows how to use the FieldExtractor
with a delimiter in XML:
<bean id="itemWriter" class="org.springframework.batch.item.file.FlatFileItemWriter">
<property name="resource" ref="outputResource" />
<property name="lineAggregator">
<bean class="org.spr...DelimitedLineAggregator">
<property name="delimiter" value=","/>
<property name="fieldExtractor">
<bean class="org.spr...BeanWrapperFieldExtractor">
<property name="names" value="name,credit"/>
</bean>
</property>
</bean>
</property>
</bean>
The following example shows how to use the FieldExtractor
with a delimiter in Java:
@Bean
public FlatFileItemWriter<CustomerCredit> itemWriter(Resource outputResource) throws Exception {
BeanWrapperFieldExtractor<CustomerCredit> fieldExtractor = new BeanWrapperFieldExtractor<>();
fieldExtractor.setNames(new String[] {"name", "credit"});
fieldExtractor.afterPropertiesSet();
DelimitedLineAggregator<CustomerCredit> lineAggregator = new DelimitedLineAggregator<>();
lineAggregator.setDelimiter(",");
lineAggregator.setFieldExtractor(fieldExtractor);
return new FlatFileItemWriterBuilder<CustomerCredit>()
.name("customerCreditWriter")
.resource(outputResource)
.lineAggregator(lineAggregator)
.build();
}
In the previous example, the BeanWrapperFieldExtractor
described earlier in this
chapter is used to turn the name and credit fields within CustomerCredit
into an object
array, which is then written out with commas between each field.
It is also possible to use the FlatFileItemWriterBuilder.DelimitedBuilder
to
automatically create the BeanWrapperFieldExtractor
and DelimitedLineAggregator
as shown in the following example:
@Bean
public FlatFileItemWriter<CustomerCredit> itemWriter(Resource outputResource) throws Exception {
return new FlatFileItemWriterBuilder<CustomerCredit>()
.name("customerCreditWriter")
.resource(outputResource)
.delimited()
.delimiter("|")
.names(new String[] {"name", "credit"})
.build();
}
Fixed Width File Writing Example
Delimited is not the only type of flat file format. Many prefer to use a set width for
each column to delineate between fields, which is usually referred to as 'fixed width'.
Spring Batch supports this in file writing with the FormatterLineAggregator
.
Using the same CustomerCredit
domain object described above, it can be configured as
follows in XML:
<bean id="itemWriter" class="org.springframework.batch.item.file.FlatFileItemWriter">
<property name="resource" ref="outputResource" />
<property name="lineAggregator">
<bean class="org.spr...FormatterLineAggregator">
<property name="fieldExtractor">
<bean class="org.spr...BeanWrapperFieldExtractor">
<property name="names" value="name,credit" />
</bean>
</property>
<property name="format" value="%-9s%-2.0f" />
</bean>
</property>
</bean>
Using the same CustomerCredit
domain object described above, it can be configured as
follows in Java:
@Bean
public FlatFileItemWriter<CustomerCredit> itemWriter(Resource outputResource) throws Exception {
BeanWrapperFieldExtractor<CustomerCredit> fieldExtractor = new BeanWrapperFieldExtractor<>();
fieldExtractor.setNames(new String[] {"name", "credit"});
fieldExtractor.afterPropertiesSet();
FormatterLineAggregator<CustomerCredit> lineAggregator = new FormatterLineAggregator<>();
lineAggregator.setFormat("%-9s%-2.0f");
lineAggregator.setFieldExtractor(fieldExtractor);
return new FlatFileItemWriterBuilder<CustomerCredit>()
.name("customerCreditWriter")
.resource(outputResource)
.lineAggregator(lineAggregator)
.build();
}
Most of the preceding example should look familiar. However, the value of the format property is new.
The following example shows the format property in XML:
<property name="format" value="%-9s%-2.0f" />
The following example shows the format property in Java:
...
FormatterLineAggregator<CustomerCredit> lineAggregator = new FormatterLineAggregator<>();
lineAggregator.setFormat("%-9s%-2.0f");
...
The underlying implementation is built using the same
Formatter
added as part of Java 5. The Java
Formatter
is based on the
printf
functionality of the C programming
language. Most details on how to configure a formatter can be found in
the Javadoc of Formatter.
It is also possible to use the FlatFileItemWriterBuilder.FormattedBuilder
to
automatically create the BeanWrapperFieldExtractor
and FormatterLineAggregator
as shown in following example:
@Bean
public FlatFileItemWriter<CustomerCredit> itemWriter(Resource outputResource) throws Exception {
return new FlatFileItemWriterBuilder<CustomerCredit>()
.name("customerCreditWriter")
.resource(outputResource)
.formatted()
.format("%-9s%-2.0f")
.names(new String[] {"name", "credit"})
.build();
}
Handling File Creation
FlatFileItemReader
has a very simple relationship with file resources. When the reader
is initialized, it opens the file (if it exists), and throws an exception if it does not.
File writing isn’t quite so simple. At first glance, it seems like a similar
straightforward contract should exist for FlatFileItemWriter
: If the file already
exists, throw an exception, and, if it does not, create it and start writing. However,
potentially restarting a Job
can cause issues. In normal restart scenarios, the
contract is reversed: If the file exists, start writing to it from the last known good
position, and, if it does not, throw an exception. However, what happens if the file name
for this job is always the same? In this case, you would want to delete the file if it
exists, unless it’s a restart. Because of this possibility, the FlatFileItemWriter
contains the property, shouldDeleteIfExists
. Setting this property to true causes an
existing file with the same name to be deleted when the writer is opened.
6.6. XML Item Readers and Writers
Spring Batch provides transactional infrastructure for both reading XML records and mapping them to Java objects as well as writing Java objects as XML records.
Constraints on streaming XML
The StAX API is used for I/O, as other standard XML parsing APIs do not fit batch processing requirements (DOM loads the whole input into memory at once and SAX controls the parsing process by allowing the user to provide only callbacks). |
We need to consider how XML input and output works in Spring Batch. First, there are a
few concepts that vary from file reading and writing but are common across Spring Batch
XML processing. With XML processing, instead of lines of records (FieldSet
instances) that need
to be tokenized, it is assumed an XML resource is a collection of 'fragments'
corresponding to individual records, as shown in the following image:
The 'trade' tag is defined as the 'root element' in the scenario above. Everything between '<trade>' and '</trade>' is considered one 'fragment'. Spring Batch uses Object/XML Mapping (OXM) to bind fragments to objects. However, Spring Batch is not tied to any particular XML binding technology. Typical use is to delegate to Spring OXM, which provides uniform abstraction for the most popular OXM technologies. The dependency on Spring OXM is optional and you can choose to implement Spring Batch specific interfaces if desired. The relationship to the technologies that OXM supports is shown in the following image:
With an introduction to OXM and how one can use XML fragments to represent records, we can now more closely examine readers and writers.
6.6.1. StaxEventItemReader
The StaxEventItemReader
configuration provides a typical setup for the processing of
records from an XML input stream. First, consider the following set of XML records that
the StaxEventItemReader
can process:
<?xml version="1.0" encoding="UTF-8"?>
<records>
<trade xmlns="https://springframework.org/batch/sample/io/oxm/domain">
<isin>XYZ0001</isin>
<quantity>5</quantity>
<price>11.39</price>
<customer>Customer1</customer>
</trade>
<trade xmlns="https://springframework.org/batch/sample/io/oxm/domain">
<isin>XYZ0002</isin>
<quantity>2</quantity>
<price>72.99</price>
<customer>Customer2c</customer>
</trade>
<trade xmlns="https://springframework.org/batch/sample/io/oxm/domain">
<isin>XYZ0003</isin>
<quantity>9</quantity>
<price>99.99</price>
<customer>Customer3</customer>
</trade>
</records>
To be able to process the XML records, the following is needed:
-
Root Element Name: The name of the root element of the fragment that constitutes the object to be mapped. The example configuration demonstrates this with the value of trade.
-
Resource: A Spring Resource that represents the file to read.
-
Unmarshaller
: An unmarshalling facility provided by Spring OXM for mapping the XML fragment to an object.
The following example shows how to define a StaxEventItemReader
that works with a root
element named trade
, a resource of data/iosample/input/input.xml
, and an unmarshaller
called tradeMarshaller
in XML:
<bean id="itemReader" class="org.springframework.batch.item.xml.StaxEventItemReader">
<property name="fragmentRootElementName" value="trade" />
<property name="resource" value="org/springframework/batch/item/xml/domain/trades.xml" />
<property name="unmarshaller" ref="tradeMarshaller" />
</bean>
The following example shows how to define a StaxEventItemReader
that works with a root
element named trade
, a resource of data/iosample/input/input.xml
, and an unmarshaller
called tradeMarshaller
in Java:
@Bean
public StaxEventItemReader itemReader() {
return new StaxEventItemReaderBuilder<Trade>()
.name("itemReader")
.resource(new FileSystemResource("org/springframework/batch/item/xml/domain/trades.xml"))
.addFragmentRootElements("trade")
.unmarshaller(tradeMarshaller())
.build();
}
Note that, in this example, we have chosen to use an XStreamMarshaller
, which accepts
an alias passed in as a map with the first key and value being the name of the fragment
(that is, a root element) and the object type to bind. Then, similar to a FieldSet
, the
names of the other elements that map to fields within the object type are described as
key/value pairs in the map. In the configuration file, we can use a Spring configuration
utility to describe the required alias.
The following example shows how to describe the alias in XML:
<bean id="tradeMarshaller"
class="org.springframework.oxm.xstream.XStreamMarshaller">
<property name="aliases">
<util:map id="aliases">
<entry key="trade"
value="org.springframework.batch.sample.domain.trade.Trade" />
<entry key="price" value="java.math.BigDecimal" />
<entry key="isin" value="java.lang.String" />
<entry key="customer" value="java.lang.String" />
<entry key="quantity" value="java.lang.Long" />
</util:map>
</property>
</bean>
The following example shows how to describe the alias in Java:
@Bean
public XStreamMarshaller tradeMarshaller() {
Map<String, Class> aliases = new HashMap<>();
aliases.put("trade", Trade.class);
aliases.put("price", BigDecimal.class);
aliases.put("isin", String.class);
aliases.put("customer", String.class);
aliases.put("quantity", Long.class);
XStreamMarshaller marshaller = new XStreamMarshaller();
marshaller.setAliases(aliases);
return marshaller;
}
On input, the reader reads the XML resource until it recognizes that a new fragment is
about to start. By default, the reader matches the element name to recognize that a new
fragment is about to start. The reader creates a standalone XML document from the
fragment and passes the document to a deserializer (typically a wrapper around a Spring
OXM Unmarshaller
) to map the XML to a Java object.
In summary, this procedure is analogous to the following Java code, which uses the injection provided by the Spring configuration:
StaxEventItemReader<Trade> xmlStaxEventItemReader = new StaxEventItemReader<>();
Resource resource = new ByteArrayResource(xmlResource.getBytes());
Map aliases = new HashMap();
aliases.put("trade","org.springframework.batch.sample.domain.trade.Trade");
aliases.put("price","java.math.BigDecimal");
aliases.put("customer","java.lang.String");
aliases.put("isin","java.lang.String");
aliases.put("quantity","java.lang.Long");
XStreamMarshaller unmarshaller = new XStreamMarshaller();
unmarshaller.setAliases(aliases);
xmlStaxEventItemReader.setUnmarshaller(unmarshaller);
xmlStaxEventItemReader.setResource(resource);
xmlStaxEventItemReader.setFragmentRootElementName("trade");
xmlStaxEventItemReader.open(new ExecutionContext());
boolean hasNext = true;
Trade trade = null;
while (hasNext) {
trade = xmlStaxEventItemReader.read();
if (trade == null) {
hasNext = false;
}
else {
System.out.println(trade);
}
}
6.6.2. StaxEventItemWriter
Output works symmetrically to input. The StaxEventItemWriter
needs a Resource
, a
marshaller, and a rootTagName
. A Java object is passed to a marshaller (typically a
standard Spring OXM Marshaller) which writes to a Resource
by using a custom event
writer that filters the StartDocument
and EndDocument
events produced for each
fragment by the OXM tools.
The following XML example uses the MarshallingEventWriterSerializer
:
<bean id="itemWriter" class="org.springframework.batch.item.xml.StaxEventItemWriter">
<property name="resource" ref="outputResource" />
<property name="marshaller" ref="tradeMarshaller" />
<property name="rootTagName" value="trade" />
<property name="overwriteOutput" value="true" />
</bean>
The following Java example uses the MarshallingEventWriterSerializer
:
@Bean
public StaxEventItemWriter itemWriter(Resource outputResource) {
return new StaxEventItemWriterBuilder<Trade>()
.name("tradesWriter")
.marshaller(tradeMarshaller())
.resource(outputResource)
.rootTagName("trade")
.overwriteOutput(true)
.build();
}
The preceding configuration sets up the three required properties and sets the optional
overwriteOutput=true
attrbute, mentioned earlier in this chapter for specifying whether
an existing file can be overwritten.
The following XML example uses the same marshaller as the one used in the reading example shown earlier in the chapter:
<bean id="customerCreditMarshaller"
class="org.springframework.oxm.xstream.XStreamMarshaller">
<property name="aliases">
<util:map id="aliases">
<entry key="customer"
value="org.springframework.batch.sample.domain.trade.Trade" />
<entry key="price" value="java.math.BigDecimal" />
<entry key="isin" value="java.lang.String" />
<entry key="customer" value="java.lang.String" />
<entry key="quantity" value="java.lang.Long" />
</util:map>
</property>
</bean>
The following Java example uses the same marshaller as the one used in the reading example shown earlier in the chapter:
@Bean
public XStreamMarshaller customerCreditMarshaller() {
XStreamMarshaller marshaller = new XStreamMarshaller();
Map<String, Class> aliases = new HashMap<>();
aliases.put("trade", Trade.class);
aliases.put("price", BigDecimal.class);
aliases.put("isin", String.class);
aliases.put("customer", String.class);
aliases.put("quantity", Long.class);
marshaller.setAliases(aliases);
return marshaller;
}
To summarize with a Java example, the following code illustrates all of the points discussed, demonstrating the programmatic setup of the required properties:
FileSystemResource resource = new FileSystemResource("data/outputFile.xml")
Map aliases = new HashMap();
aliases.put("trade","org.springframework.batch.sample.domain.trade.Trade");
aliases.put("price","java.math.BigDecimal");
aliases.put("customer","java.lang.String");
aliases.put("isin","java.lang.String");
aliases.put("quantity","java.lang.Long");
Marshaller marshaller = new XStreamMarshaller();
marshaller.setAliases(aliases);
StaxEventItemWriter staxItemWriter =
new StaxEventItemWriterBuilder<Trade>()
.name("tradesWriter")
.marshaller(marshaller)
.resource(resource)
.rootTagName("trade")
.overwriteOutput(true)
.build();
staxItemWriter.afterPropertiesSet();
ExecutionContext executionContext = new ExecutionContext();
staxItemWriter.open(executionContext);
Trade trade = new Trade();
trade.setPrice(11.39);
trade.setIsin("XYZ0001");
trade.setQuantity(5L);
trade.setCustomer("Customer1");
staxItemWriter.write(trade);
6.7. JSON Item Readers And Writers
Spring Batch provides support for reading and Writing JSON resources in the following format:
[
{
"isin": "123",
"quantity": 1,
"price": 1.2,
"customer": "foo"
},
{
"isin": "456",
"quantity": 2,
"price": 1.4,
"customer": "bar"
}
]
It is assumed that the JSON resource is an array of JSON objects corresponding to individual items. Spring Batch is not tied to any particular JSON library.
6.7.1. JsonItemReader
The JsonItemReader
delegates JSON parsing and binding to implementations of the
org.springframework.batch.item.json.JsonObjectReader
interface. This interface
is intended to be implemented by using a streaming API to read JSON objects
in chunks. Two implementations are currently provided:
To be able to process JSON records, the following is needed:
-
Resource
: A Spring Resource that represents the JSON file to read. -
JsonObjectReader
: A JSON object reader to parse and bind JSON objects to items
The following example shows how to define a JsonItemReader
that works with the
previous JSON resource org/springframework/batch/item/json/trades.json
and a
JsonObjectReader
based on Jackson:
@Bean
public JsonItemReader<Trade> jsonItemReader() {
return new JsonItemReaderBuilder<Trade>()
.jsonObjectReader(new JacksonJsonObjectReader<>(Trade.class))
.resource(new ClassPathResource("trades.json"))
.name("tradeJsonItemReader")
.build();
}
6.7.2. JsonFileItemWriter
The JsonFileItemWriter
delegates the marshalling of items to the
org.springframework.batch.item.json.JsonObjectMarshaller
interface. The contract
of this interface is to take an object and marshall it to a JSON String
.
Two implementations are currently provided:
To be able to write JSON records, the following is needed:
-
Resource
: A SpringResource
that represents the JSON file to write -
JsonObjectMarshaller
: A JSON object marshaller to marshall objects to JSON format
The following example shows how to define a JsonFileItemWriter
:
@Bean
public JsonFileItemWriter<Trade> jsonFileItemWriter() {
return new JsonFileItemWriterBuilder<Trade>()
.jsonObjectMarshaller(new JacksonJsonObjectMarshaller<>())
.resource(new ClassPathResource("trades.json"))
.name("tradeJsonFileItemWriter")
.build();
}
6.8. Multi-File Input
It is a common requirement to process multiple files within a single Step
. Assuming the
files all have the same formatting, the MultiResourceItemReader
supports this type of
input for both XML and flat file processing. Consider the following files in a directory:
file-1.txt file-2.txt ignored.txt
file-1.txt and file-2.txt are formatted the same and, for business reasons, should be
processed together. The MultiResourceItemReader
can be used to read in both files by
using wildcards.
The following example shows how to read files with wildcards in XML:
<bean id="multiResourceReader" class="org.spr...MultiResourceItemReader">
<property name="resources" value="classpath:data/input/file-*.txt" />
<property name="delegate" ref="flatFileItemReader" />
</bean>
The following example shows how to read files with wildcards in Java:
@Bean
public MultiResourceItemReader multiResourceReader() {
return new MultiResourceItemReaderBuilder<Foo>()
.delegate(flatFileItemReader())
.resources(resources())
.build();
}
The referenced delegate is a simple FlatFileItemReader
. The above configuration reads
input from both files, handling rollback and restart scenarios. It should be noted that,
as with any ItemReader
, adding extra input (in this case a file) could cause potential
issues when restarting. It is recommended that batch jobs work with their own individual
directories until completed successfully.
Input resources are ordered by using MultiResourceItemReader#setComparator(Comparator)
to make sure resource ordering is preserved between job runs in restart scenario.
|
6.9. Database
Like most enterprise application styles, a database is the central storage mechanism for batch. However, batch differs from other application styles due to the sheer size of the datasets with which the system must work. If a SQL statement returns 1 million rows, the result set probably holds all returned results in memory until all rows have been read. Spring Batch provides two types of solutions for this problem:
6.9.1. Cursor-based ItemReader
Implementations
Using a database cursor is generally the default approach of most batch developers,
because it is the database’s solution to the problem of 'streaming' relational data. The
Java ResultSet
class is essentially an object oriented mechanism for manipulating a
cursor. A ResultSet
maintains a cursor to the current row of data. Calling next
on a
ResultSet
moves this cursor to the next row. The Spring Batch cursor-based ItemReader
implementation opens a cursor on initialization and moves the cursor forward one row for
every call to read
, returning a mapped object that can be used for processing. The
close
method is then called to ensure all resources are freed up. The Spring core
JdbcTemplate
gets around this problem by using the callback pattern to completely map
all rows in a ResultSet
and close before returning control back to the method caller.
However, in batch, this must wait until the step is complete. The following image shows a
generic diagram of how a cursor-based ItemReader
works. Note that, while the example
uses SQL (because SQL is so widely known), any technology could implement the basic
approach.
This example illustrates the basic pattern. Given a 'FOO' table, which has three columns:
ID
, NAME
, and BAR
, select all rows with an ID greater than 1 but less than 7. This
puts the beginning of the cursor (row 1) on ID 2. The result of this row should be a
completely mapped Foo
object. Calling read()
again moves the cursor to the next row,
which is the Foo
with an ID of 3. The results of these reads are written out after each
read
, allowing the objects to be garbage collected (assuming no instance variables are
maintaining references to them).
JdbcCursorItemReader
JdbcCursorItemReader
is the JDBC implementation of the cursor-based technique. It works
directly with a ResultSet
and requires an SQL statement to run against a connection
obtained from a DataSource
. The following database schema is used as an example:
CREATE TABLE CUSTOMER (
ID BIGINT IDENTITY PRIMARY KEY,
NAME VARCHAR(45),
CREDIT FLOAT
);
Many people prefer to use a domain object for each row, so the following example uses an
implementation of the RowMapper
interface to map a CustomerCredit
object:
public class CustomerCreditRowMapper implements RowMapper<CustomerCredit> {
public static final String ID_COLUMN = "id";
public static final String NAME_COLUMN = "name";
public static final String CREDIT_COLUMN = "credit";
public CustomerCredit mapRow(ResultSet rs, int rowNum) throws SQLException {
CustomerCredit customerCredit = new CustomerCredit();
customerCredit.setId(rs.getInt(ID_COLUMN));
customerCredit.setName(rs.getString(NAME_COLUMN));
customerCredit.setCredit(rs.getBigDecimal(CREDIT_COLUMN));
return customerCredit;
}
}
Because JdbcCursorItemReader
shares key interfaces with JdbcTemplate
, it is useful to
see an example of how to read in this data with JdbcTemplate
, in order to contrast it
with the ItemReader
. For the purposes of this example, assume there are 1,000 rows in
the CUSTOMER
database. The first example uses JdbcTemplate
:
//For simplicity sake, assume a dataSource has already been obtained
JdbcTemplate jdbcTemplate = new JdbcTemplate(dataSource);
List customerCredits = jdbcTemplate.query("SELECT ID, NAME, CREDIT from CUSTOMER",
new CustomerCreditRowMapper());
After running the preceding code snippet, the customerCredits
list contains 1,000
CustomerCredit
objects. In the query method, a connection is obtained from the
DataSource
, the provided SQL is run against it, and the mapRow
method is called for
each row in the ResultSet
. Contrast this with the approach of the
JdbcCursorItemReader
, shown in the following example:
JdbcCursorItemReader itemReader = new JdbcCursorItemReader();
itemReader.setDataSource(dataSource);
itemReader.setSql("SELECT ID, NAME, CREDIT from CUSTOMER");
itemReader.setRowMapper(new CustomerCreditRowMapper());
int counter = 0;
ExecutionContext executionContext = new ExecutionContext();
itemReader.open(executionContext);
Object customerCredit = new Object();
while(customerCredit != null){
customerCredit = itemReader.read();
counter++;
}
itemReader.close();
After running the preceding code snippet, the counter equals 1,000. If the code above had
put the returned customerCredit
into a list, the result would have been exactly the
same as with the JdbcTemplate
example. However, the big advantage of the ItemReader
is that it allows items to be 'streamed'. The read
method can be called once, the item
can be written out by an ItemWriter
, and then the next item can be obtained with
read
. This allows item reading and writing to be done in 'chunks' and committed
periodically, which is the essence of high performance batch processing. Furthermore, it
is easily configured for injection into a Spring Batch Step
.
The following example shows how to inject an ItemReader
into a Step
in XML:
<bean id="itemReader" class="org.spr...JdbcCursorItemReader">
<property name="dataSource" ref="dataSource"/>
<property name="sql" value="select ID, NAME, CREDIT from CUSTOMER"/>
<property name="rowMapper">
<bean class="org.springframework.batch.sample.domain.CustomerCreditRowMapper"/>
</property>
</bean>
The following example shows how to inject an ItemReader
into a Step
in Java:
@Bean
public JdbcCursorItemReader<CustomerCredit> itemReader() {
return new JdbcCursorItemReaderBuilder<CustomerCredit>()
.dataSource(this.dataSource)
.name("creditReader")
.sql("select ID, NAME, CREDIT from CUSTOMER")
.rowMapper(new CustomerCreditRowMapper())
.build();
}
Additional Properties
Because there are so many varying options for opening a cursor in Java, there are many
properties on the JdbcCursorItemReader
that can be set, as described in the following
table:
ignoreWarnings |
Determines whether or not SQLWarnings are logged or cause an exception.
The default is |
fetchSize |
Gives the JDBC driver a hint as to the number of rows that should be fetched
from the database when more rows are needed by the |
maxRows |
Sets the limit for the maximum number of rows the underlying |
queryTimeout |
Sets the number of seconds the driver waits for a |
verifyCursorPosition |
Because the same |
saveState |
Indicates whether or not the reader’s state should be saved in the
|
driverSupportsAbsolute |
Indicates whether the JDBC driver supports
setting the absolute row on a |
setUseSharedExtendedConnection |
Indicates whether the connection
used for the cursor should be used by all other processing, thus sharing the same
transaction. If this is set to |
HibernateCursorItemReader
Just as normal Spring users make important decisions about whether or not to use ORM
solutions, which affect whether or not they use a JdbcTemplate
or a
HibernateTemplate
, Spring Batch users have the same options.
HibernateCursorItemReader
is the Hibernate implementation of the cursor technique.
Hibernate’s usage in batch has been fairly controversial. This has largely been because
Hibernate was originally developed to support online application styles. However, that
does not mean it cannot be used for batch processing. The easiest approach for solving
this problem is to use a StatelessSession
rather than a standard session. This removes
all of the caching and dirty checking Hibernate employs and that can cause issues in a
batch scenario. For more information on the differences between stateless and normal
hibernate sessions, refer to the documentation of your specific hibernate release. The
HibernateCursorItemReader
lets you declare an HQL statement and pass in a
SessionFactory
, which will pass back one item per call to read in the same basic
fashion as the JdbcCursorItemReader
. The following example configuration uses the same
'customer credit' example as the JDBC reader:
HibernateCursorItemReader itemReader = new HibernateCursorItemReader();
itemReader.setQueryString("from CustomerCredit");
//For simplicity sake, assume sessionFactory already obtained.
itemReader.setSessionFactory(sessionFactory);
itemReader.setUseStatelessSession(true);
int counter = 0;
ExecutionContext executionContext = new ExecutionContext();
itemReader.open(executionContext);
Object customerCredit = new Object();
while(customerCredit != null){
customerCredit = itemReader.read();
counter++;
}
itemReader.close();
This configured ItemReader
returns CustomerCredit
objects in the exact same manner
as described by the JdbcCursorItemReader
, assuming hibernate mapping files have been
created correctly for the Customer
table. The 'useStatelessSession' property defaults
to true but has been added here to draw attention to the ability to switch it on or off.
It is also worth noting that the fetch size of the underlying cursor can be set with the
setFetchSize
property. As with JdbcCursorItemReader
, configuration is
straightforward.
The following example shows how to inject a Hibernate ItemReader
in XML:
<bean id="itemReader"
class="org.springframework.batch.item.database.HibernateCursorItemReader">
<property name="sessionFactory" ref="sessionFactory" />
<property name="queryString" value="from CustomerCredit" />
</bean>
The following example shows how to inject a Hibernate ItemReader
in Java:
@Bean
public HibernateCursorItemReader itemReader(SessionFactory sessionFactory) {
return new HibernateCursorItemReaderBuilder<CustomerCredit>()
.name("creditReader")
.sessionFactory(sessionFactory)
.queryString("from CustomerCredit")
.build();
}
StoredProcedureItemReader
Sometimes it is necessary to obtain the cursor data by using a stored procedure. The
StoredProcedureItemReader
works like the JdbcCursorItemReader
, except that, instead
of running a query to obtain a cursor, it runs a stored procedure that returns a cursor.
The stored procedure can return the cursor in three different ways:
-
As a returned
ResultSet
(used by SQL Server, Sybase, DB2, Derby, and MySQL). -
As a ref-cursor returned as an out parameter (used by Oracle and PostgreSQL).
-
As the return value of a stored function call.
The following XML example configuration uses the same 'customer credit' example as earlier examples:
<bean id="reader" class="o.s.batch.item.database.StoredProcedureItemReader">
<property name="dataSource" ref="dataSource"/>
<property name="procedureName" value="sp_customer_credit"/>
<property name="rowMapper">
<bean class="org.springframework.batch.sample.domain.CustomerCreditRowMapper"/>
</property>
</bean>
The following Java example configuration uses the same 'customer credit' example as earlier examples:
@Bean
public StoredProcedureItemReader reader(DataSource dataSource) {
StoredProcedureItemReader reader = new StoredProcedureItemReader();
reader.setDataSource(dataSource);
reader.setProcedureName("sp_customer_credit");
reader.setRowMapper(new CustomerCreditRowMapper());
return reader;
}
The preceding example relies on the stored procedure to provide a ResultSet
as a
returned result (option 1 from earlier).
If the stored procedure returned a ref-cursor
(option 2), then we would need to provide
the position of the out parameter that is the returned ref-cursor
.
The following example shows how to work with the first parameter being a ref-cursor in XML:
<bean id="reader" class="o.s.batch.item.database.StoredProcedureItemReader">
<property name="dataSource" ref="dataSource"/>
<property name="procedureName" value="sp_customer_credit"/>
<property name="refCursorPosition" value="1"/>
<property name="rowMapper">
<bean class="org.springframework.batch.sample.domain.CustomerCreditRowMapper"/>
</property>
</bean>
The following example shows how to work with the first parameter being a ref-cursor in Java:
@Bean
public StoredProcedureItemReader reader(DataSource dataSource) {
StoredProcedureItemReader reader = new StoredProcedureItemReader();
reader.setDataSource(dataSource);
reader.setProcedureName("sp_customer_credit");
reader.setRowMapper(new CustomerCreditRowMapper());
reader.setRefCursorPosition(1);
return reader;
}
If the cursor was returned from a stored function (option 3), we would need to set the
property "function" to true
. It defaults to false
.
The following example shows property to true
in XML:
<bean id="reader" class="o.s.batch.item.database.StoredProcedureItemReader">
<property name="dataSource" ref="dataSource"/>
<property name="procedureName" value="sp_customer_credit"/>
<property name="function" value="true"/>
<property name="rowMapper">
<bean class="org.springframework.batch.sample.domain.CustomerCreditRowMapper"/>
</property>
</bean>
The following example shows property to true
in Java:
@Bean
public StoredProcedureItemReader reader(DataSource dataSource) {
StoredProcedureItemReader reader = new StoredProcedureItemReader();
reader.setDataSource(dataSource);
reader.setProcedureName("sp_customer_credit");
reader.setRowMapper(new CustomerCreditRowMapper());
reader.setFunction(true);
return reader;
}
In all of these cases, we need to define a RowMapper
as well as a DataSource
and the
actual procedure name.
If the stored procedure or function takes in parameters, then they must be declared and
set by using the parameters
property. The following example, for Oracle, declares three
parameters. The first one is the out
parameter that returns the ref-cursor, and the
second and third are in parameters that takes a value of type INTEGER
.
The following example shows how to work with parameters in XML:
<bean id="reader" class="o.s.batch.item.database.StoredProcedureItemReader">
<property name="dataSource" ref="dataSource"/>
<property name="procedureName" value="spring.cursor_func"/>
<property name="parameters">
<list>
<bean class="org.springframework.jdbc.core.SqlOutParameter">
<constructor-arg index="0" value="newid"/>
<constructor-arg index="1">
<util:constant static-field="oracle.jdbc.OracleTypes.CURSOR"/>
</constructor-arg>
</bean>
<bean class="org.springframework.jdbc.core.SqlParameter">
<constructor-arg index="0" value="amount"/>
<constructor-arg index="1">
<util:constant static-field="java.sql.Types.INTEGER"/>
</constructor-arg>
</bean>
<bean class="org.springframework.jdbc.core.SqlParameter">
<constructor-arg index="0" value="custid"/>
<constructor-arg index="1">
<util:constant static-field="java.sql.Types.INTEGER"/>
</constructor-arg>
</bean>
</list>
</property>
<property name="refCursorPosition" value="1"/>
<property name="rowMapper" ref="rowMapper"/>
<property name="preparedStatementSetter" ref="parameterSetter"/>
</bean>
The following example shows how to work with parameters in Java:
@Bean
public StoredProcedureItemReader reader(DataSource dataSource) {
List<SqlParameter> parameters = new ArrayList<>();
parameters.add(new SqlOutParameter("newId", OracleTypes.CURSOR));
parameters.add(new SqlParameter("amount", Types.INTEGER);
parameters.add(new SqlParameter("custId", Types.INTEGER);
StoredProcedureItemReader reader = new StoredProcedureItemReader();
reader.setDataSource(dataSource);
reader.setProcedureName("spring.cursor_func");
reader.setParameters(parameters);
reader.setRefCursorPosition(1);
reader.setRowMapper(rowMapper());
reader.setPreparedStatementSetter(parameterSetter());
return reader;
}
In addition to the parameter declarations, we need to specify a PreparedStatementSetter
implementation that sets the parameter values for the call. This works the same as for
the JdbcCursorItemReader
above. All the additional properties listed in
Additional Properties apply to the StoredProcedureItemReader
as well.
6.9.2. Paging ItemReader
Implementations
An alternative to using a database cursor is running multiple queries where each query fetches a portion of the results. We refer to this portion as a page. Each query must specify the starting row number and the number of rows that we want returned in the page.
JdbcPagingItemReader
One implementation of a paging ItemReader
is the JdbcPagingItemReader
. The
JdbcPagingItemReader
needs a PagingQueryProvider
responsible for providing the SQL
queries used to retrieve the rows making up a page. Since each database has its own
strategy for providing paging support, we need to use a different PagingQueryProvider
for each supported database type. There is also the SqlPagingQueryProviderFactoryBean
that auto-detects the database that is being used and determine the appropriate
PagingQueryProvider
implementation. This simplifies the configuration and is the
recommended best practice.
The SqlPagingQueryProviderFactoryBean
requires that you specify a select
clause and a
from
clause. You can also provide an optional where
clause. These clauses and the
required sortKey
are used to build an SQL statement.
It is important to have a unique key constraint on the sortKey to guarantee that
no data is lost between executions.
|
After the reader has been opened, it passes back one item per call to read
in the same
basic fashion as any other ItemReader
. The paging happens behind the scenes when
additional rows are needed.
The following XML example configuration uses a similar 'customer credit' example as the
cursor-based ItemReaders
shown previously:
<bean id="itemReader" class="org.spr...JdbcPagingItemReader">
<property name="dataSource" ref="dataSource"/>
<property name="queryProvider">
<bean class="org.spr...SqlPagingQueryProviderFactoryBean">
<property name="selectClause" value="select id, name, credit"/>
<property name="fromClause" value="from customer"/>
<property name="whereClause" value="where status=:status"/>
<property name="sortKey" value="id"/>
</bean>
</property>
<property name="parameterValues">
<map>
<entry key="status" value="NEW"/>
</map>
</property>
<property name="pageSize" value="1000"/>
<property name="rowMapper" ref="customerMapper"/>
</bean>
The following Java example configuration uses a similar 'customer credit' example as the
cursor-based ItemReaders
shown previously:
@Bean
public JdbcPagingItemReader itemReader(DataSource dataSource, PagingQueryProvider queryProvider) {
Map<String, Object> parameterValues = new HashMap<>();
parameterValues.put("status", "NEW");
return new JdbcPagingItemReaderBuilder<CustomerCredit>()
.name("creditReader")
.dataSource(dataSource)
.queryProvider(queryProvider)
.parameterValues(parameterValues)
.rowMapper(customerCreditMapper())
.pageSize(1000)
.build();
}
@Bean
public SqlPagingQueryProviderFactoryBean queryProvider() {
SqlPagingQueryProviderFactoryBean provider = new SqlPagingQueryProviderFactoryBean();
provider.setSelectClause("select id, name, credit");
provider.setFromClause("from customer");
provider.setWhereClause("where status=:status");
provider.setSortKey("id");
return provider;
}
This configured ItemReader
returns CustomerCredit
objects using the RowMapper
,
which must be specified. The 'pageSize' property determines the number of entities read
from the database for each query run.
The 'parameterValues' property can be used to specify a Map
of parameter values for the
query. If you use named parameters in the where
clause, the key for each entry should
match the name of the named parameter. If you use a traditional '?' placeholder, then the
key for each entry should be the number of the placeholder, starting with 1.
JpaPagingItemReader
Another implementation of a paging ItemReader
is the JpaPagingItemReader
. JPA does
not have a concept similar to the Hibernate StatelessSession
, so we have to use other
features provided by the JPA specification. Since JPA supports paging, this is a natural
choice when it comes to using JPA for batch processing. After each page is read, the
entities become detached and the persistence context is cleared, to allow the entities to
be garbage collected once the page is processed.
The JpaPagingItemReader
lets you declare a JPQL statement and pass in a
EntityManagerFactory
. It then passes back one item per call to read in the same basic
fashion as any other ItemReader
. The paging happens behind the scenes when additional
entities are needed.
The following XML example configuration uses the same 'customer credit' example as the JDBC reader shown previously:
<bean id="itemReader" class="org.spr...JpaPagingItemReader">
<property name="entityManagerFactory" ref="entityManagerFactory"/>
<property name="queryString" value="select c from CustomerCredit c"/>
<property name="pageSize" value="1000"/>
</bean>
The following Java example configuration uses the same 'customer credit' example as the JDBC reader shown previously:
@Bean
public JpaPagingItemReader itemReader() {
return new JpaPagingItemReaderBuilder<CustomerCredit>()
.name("creditReader")
.entityManagerFactory(entityManagerFactory())
.queryString("select c from CustomerCredit c")
.pageSize(1000)
.build();
}
This configured ItemReader
returns CustomerCredit
objects in the exact same manner as
described for the JdbcPagingItemReader
above, assuming the CustomerCredit
object has the
correct JPA annotations or ORM mapping file. The 'pageSize' property determines the
number of entities read from the database for each query execution.
6.9.3. Database ItemWriters
While both flat files and XML files have a specific ItemWriter
instance, there is no exact equivalent
in the database world. This is because transactions provide all the needed functionality.
ItemWriter
implementations are necessary for files because they must act as if they’re transactional,
keeping track of written items and flushing or clearing at the appropriate times.
Databases have no need for this functionality, since the write is already contained in a
transaction. Users can create their own DAOs that implement the ItemWriter
interface or
use one from a custom ItemWriter
that’s written for generic processing concerns. Either
way, they should work without any issues. One thing to look out for is the performance
and error handling capabilities that are provided by batching the outputs. This is most
common when using hibernate as an ItemWriter
but could have the same issues when using
JDBC batch mode. Batching database output does not have any inherent flaws, assuming we
are careful to flush and there are no errors in the data. However, any errors while
writing can cause confusion, because there is no way to know which individual item caused
an exception or even if any individual item was responsible, as illustrated in the
following image:
If items are buffered before being written, any errors are not thrown until the buffer is
flushed just before a commit. For example, assume that 20 items are written per chunk,
and the 15th item throws a DataIntegrityViolationException
. As far as the Step
is concerned, all 20 item are written successfully, since there is no way to know that an
error occurs until they are actually written. Once Session#flush()
is called, the
buffer is emptied and the exception is hit. At this point, there is nothing the Step
can do. The transaction must be rolled back. Normally, this exception might cause the
item to be skipped (depending upon the skip/retry policies), and then it is not written
again. However, in the batched scenario, there is no way to know which item caused the
issue. The whole buffer was being written when the failure happened. The only way to
solve this issue is to flush after each item, as shown in the following image:
This is a common use case, especially when using Hibernate, and the simple guideline for
implementations of ItemWriter
is to flush on each call to write()
. Doing so allows
for items to be skipped reliably, with Spring Batch internally taking care of the
granularity of the calls to ItemWriter
after an error.
6.10. Reusing Existing Services
Batch systems are often used in conjunction with other application styles. The most
common is an online system, but it may also support integration or even a thick client
application by moving necessary bulk data that each application style uses. For this
reason, it is common that many users want to reuse existing DAOs or other services within
their batch jobs. The Spring container itself makes this fairly easy by allowing any
necessary class to be injected. However, there may be cases where the existing service
needs to act as an ItemReader
or ItemWriter
, either to satisfy the dependency of
another Spring Batch class or because it truly is the main ItemReader
for a step. It is
fairly trivial to write an adapter class for each service that needs wrapping, but
because it is such a common concern, Spring Batch provides implementations:
ItemReaderAdapter
and ItemWriterAdapter
. Both classes implement the standard Spring
method by invoking the delegate pattern and are fairly simple to set up.
The following XML example uses the ItemReaderAdapter
:
<bean id="itemReader" class="org.springframework.batch.item.adapter.ItemReaderAdapter">
<property name="targetObject" ref="fooService" />
<property name="targetMethod" value="generateFoo" />
</bean>
<bean id="fooService" class="org.springframework.batch.item.sample.FooService" />
The following Java example uses the ItemReaderAdapter
:
@Bean
public ItemReaderAdapter itemReader() {
ItemReaderAdapter reader = new ItemReaderAdapter();
reader.setTargetObject(fooService());
reader.setTargetMethod("generateFoo");
return reader;
}
@Bean
public FooService fooService() {
return new FooService();
}
One important point to note is that the contract of the targetMethod
must be the same
as the contract for read
: When exhausted, it returns null
. Otherwise, it returns an
Object
. Anything else prevents the framework from knowing when processing should end,
either causing an infinite loop or incorrect failure, depending upon the implementation
of the ItemWriter
.
The following XML example uses the ItemWriterAdapter
:
<bean id="itemWriter" class="org.springframework.batch.item.adapter.ItemWriterAdapter">
<property name="targetObject" ref="fooService" />
<property name="targetMethod" value="processFoo" />
</bean>
<bean id="fooService" class="org.springframework.batch.item.sample.FooService" />
The following Java example uses the ItemWriterAdapter
:
@Bean
public ItemWriterAdapter itemWriter() {
ItemWriterAdapter writer = new ItemWriterAdapter();
writer.setTargetObject(fooService());
writer.setTargetMethod("processFoo");
return writer;
}
@Bean
public FooService fooService() {
return new FooService();
}
6.11. Preventing State Persistence
By default, all of the ItemReader
and ItemWriter
implementations store their current
state in the ExecutionContext
before it is committed. However, this may not always be
the desired behavior. For example, many developers choose to make their database readers
'rerunnable' by using a process indicator. An extra column is added to the input data to
indicate whether or not it has been processed. When a particular record is being read (or
written) the processed flag is flipped from false
to true
. The SQL statement can then
contain an extra statement in the where
clause, such as where PROCESSED_IND = false
,
thereby ensuring that only unprocessed records are returned in the case of a restart. In
this scenario, it is preferable to not store any state, such as the current row number,
since it is irrelevant upon restart. For this reason, all readers and writers include the
'saveState' property.
The following bean definition shows how to prevent state persistence in XML:
<bean id="playerSummarizationSource" class="org.spr...JdbcCursorItemReader">
<property name="dataSource" ref="dataSource" />
<property name="rowMapper">
<bean class="org.springframework.batch.sample.PlayerSummaryMapper" />
</property>
<property name="saveState" value="false" />
<property name="sql">
<value>
SELECT games.player_id, games.year_no, SUM(COMPLETES),
SUM(ATTEMPTS), SUM(PASSING_YARDS), SUM(PASSING_TD),
SUM(INTERCEPTIONS), SUM(RUSHES), SUM(RUSH_YARDS),
SUM(RECEPTIONS), SUM(RECEPTIONS_YARDS), SUM(TOTAL_TD)
from games, players where players.player_id =
games.player_id group by games.player_id, games.year_no
</value>
</property>
</bean>
The following bean definition shows how to prevent state persistence in Java:
@Bean
public JdbcCursorItemReader playerSummarizationSource(DataSource dataSource) {
return new JdbcCursorItemReaderBuilder<PlayerSummary>()
.dataSource(dataSource)
.rowMapper(new PlayerSummaryMapper())
.saveState(false)
.sql("SELECT games.player_id, games.year_no, SUM(COMPLETES),"
+ "SUM(ATTEMPTS), SUM(PASSING_YARDS), SUM(PASSING_TD),"
+ "SUM(INTERCEPTIONS), SUM(RUSHES), SUM(RUSH_YARDS),"
+ "SUM(RECEPTIONS), SUM(RECEPTIONS_YARDS), SUM(TOTAL_TD)"
+ "from games, players where players.player_id ="
+ "games.player_id group by games.player_id, games.year_no")
.build();
}
The ItemReader
configured above does not make any entries in the ExecutionContext
for
any executions in which it participates.
6.12. Creating Custom ItemReaders and ItemWriters
So far, this chapter has discussed the basic contracts of reading and writing in Spring
Batch and some common implementations for doing so. However, these are all fairly
generic, and there are many potential scenarios that may not be covered by out-of-the-box
implementations. This section shows, by using a simple example, how to create a custom
ItemReader
and ItemWriter
implementation and implement their contracts correctly. The
ItemReader
also implements ItemStream
, in order to illustrate how to make a reader or
writer restartable.
6.12.1. Custom ItemReader
Example
For the purpose of this example, we create a simple ItemReader
implementation that
reads from a provided list. We start by implementing the most basic contract of
ItemReader
, the read
method, as shown in the following code:
public class CustomItemReader<T> implements ItemReader<T> {
List<T> items;
public CustomItemReader(List<T> items) {
this.items = items;
}
public T read() throws Exception, UnexpectedInputException,
NonTransientResourceException, ParseException {
if (!items.isEmpty()) {
return items.remove(0);
}
return null;
}
}
The preceding class takes a list of items and returns them one at a time, removing each
from the list. When the list is empty, it returns null
, thus satisfying the most basic
requirements of an ItemReader
, as illustrated in the following test code:
List<String> items = new ArrayList<>();
items.add("1");
items.add("2");
items.add("3");
ItemReader itemReader = new CustomItemReader<>(items);
assertEquals("1", itemReader.read());
assertEquals("2", itemReader.read());
assertEquals("3", itemReader.read());
assertNull(itemReader.read());
Making the ItemReader
Restartable
The final challenge is to make the ItemReader
restartable. Currently, if processing is
interrupted and begins again, the ItemReader
must start at the beginning. This is
actually valid in many scenarios, but it is sometimes preferable that a batch job
restarts where it left off. The key discriminant is often whether the reader is stateful
or stateless. A stateless reader does not need to worry about restartability, but a
stateful one has to try to reconstitute its last known state on restart. For this reason,
we recommend that you keep custom readers stateless if possible, so you need not worry
about restartability.
If you do need to store state, then the ItemStream
interface should be used:
public class CustomItemReader<T> implements ItemReader<T>, ItemStream {
List<T> items;
int currentIndex = 0;
private static final String CURRENT_INDEX = "current.index";
public CustomItemReader(List<T> items) {
this.items = items;
}
public T read() throws Exception, UnexpectedInputException,
ParseException, NonTransientResourceException {
if (currentIndex < items.size()) {
return items.get(currentIndex++);
}
return null;
}
public void open(ExecutionContext executionContext) throws ItemStreamException {
if (executionContext.containsKey(CURRENT_INDEX)) {
currentIndex = new Long(executionContext.getLong(CURRENT_INDEX)).intValue();
}
else {
currentIndex = 0;
}
}
public void update(ExecutionContext executionContext) throws ItemStreamException {
executionContext.putLong(CURRENT_INDEX, new Long(currentIndex).longValue());
}
public void close() throws ItemStreamException {}
}
On each call to the ItemStream
update
method, the current index of the ItemReader
is stored in the provided ExecutionContext
with a key of 'current.index'. When the
ItemStream
open
method is called, the ExecutionContext
is checked to see if it
contains an entry with that key. If the key is found, then the current index is moved to
that location. This is a fairly trivial example, but it still meets the general contract:
ExecutionContext executionContext = new ExecutionContext();
((ItemStream)itemReader).open(executionContext);
assertEquals("1", itemReader.read());
((ItemStream)itemReader).update(executionContext);
List<String> items = new ArrayList<>();
items.add("1");
items.add("2");
items.add("3");
itemReader = new CustomItemReader<>(items);
((ItemStream)itemReader).open(executionContext);
assertEquals("2", itemReader.read());
Most ItemReaders
have much more sophisticated restart logic. The
JdbcCursorItemReader
, for example, stores the row ID of the last processed row in the
cursor.
It is also worth noting that the key used within the ExecutionContext
should not be
trivial. That is because the same ExecutionContext
is used for all ItemStreams
within
a Step
. In most cases, simply prepending the key with the class name should be enough
to guarantee uniqueness. However, in the rare cases where two of the same type of
ItemStream
are used in the same step (which can happen if two files are needed for
output), a more unique name is needed. For this reason, many of the Spring Batch
ItemReader
and ItemWriter
implementations have a setName()
property that lets this
key name be overridden.
6.12.2. Custom ItemWriter
Example
Implementing a Custom ItemWriter
is similar in many ways to the ItemReader
example
above but differs in enough ways as to warrant its own example. However, adding
restartability is essentially the same, so it is not covered in this example. As with the
ItemReader
example, a List
is used in order to keep the example as simple as
possible:
public class CustomItemWriter<T> implements ItemWriter<T> {
List<T> output = TransactionAwareProxyFactory.createTransactionalList();
public void write(Chunk<? extends T> items) throws Exception {
output.addAll(items);
}
public List<T> getOutput() {
return output;
}
}
Making the ItemWriter
Restartable
To make the ItemWriter
restartable, we would follow the same process as for the
ItemReader
, adding and implementing the ItemStream
interface to synchronize the
execution context. In the example, we might have to count the number of items processed
and add that as a footer record. If we needed to do that, we could implement
ItemStream
in our ItemWriter
so that the counter was reconstituted from the execution
context if the stream was re-opened.
In many realistic cases, custom ItemWriters
also delegate to another writer that itself
is restartable (for example, when writing to a file), or else it writes to a
transactional resource and so does not need to be restartable, because it is stateless.
When you have a stateful writer you should probably be sure to implement ItemStream
as
well as ItemWriter
. Remember also that the client of the writer needs to be aware of
the ItemStream
, so you may need to register it as a stream in the configuration.
6.13. Item Reader and Writer Implementations
In this section, we will introduce you to readers and writers that have not already been discussed in the previous sections.
6.13.1. Decorators
In some cases, a user needs specialized behavior to be appended to a pre-existing
ItemReader
. Spring Batch offers some out of the box decorators that can add
additional behavior to to your ItemReader
and ItemWriter
implementations.
Spring Batch includes the following decorators:
SynchronizedItemStreamReader
When using an ItemReader
that is not thread safe, Spring Batch offers the
SynchronizedItemStreamReader
decorator, which can be used to make the ItemReader
thread safe. Spring Batch provides a SynchronizedItemStreamReaderBuilder
to construct
an instance of the SynchronizedItemStreamReader
.
SingleItemPeekableItemReader
Spring Batch includes a decorator that adds a peek method to an ItemReader
. This peek
method lets the user peek one item ahead. Repeated calls to the peek returns the same
item, and this is the next item returned from the read
method. Spring Batch provides a
SingleItemPeekableItemReaderBuilder
to construct an instance of the
SingleItemPeekableItemReader
.
SingleItemPeekableItemReader’s peek method is not thread-safe, because it would not be possible to honor the peek in multiple threads. Only one of the threads that peeked would get that item in the next call to read. |
SynchronizedItemStreamWriter
When using an ItemWriter
that is not thread safe, Spring Batch offers the
SynchronizedItemStreamWriter
decorator, which can be used to make the ItemWriter
thread safe. Spring Batch provides a SynchronizedItemStreamWriterBuilder
to construct
an instance of the SynchronizedItemStreamWriter
.
MultiResourceItemWriter
The MultiResourceItemWriter
wraps a ResourceAwareItemWriterItemStream
and creates a new
output resource when the count of items written in the current resource exceeds the
itemCountLimitPerResource
. Spring Batch provides a MultiResourceItemWriterBuilder
to
construct an instance of the MultiResourceItemWriter
.
ClassifierCompositeItemWriter
The ClassifierCompositeItemWriter
calls one of a collection of ItemWriter
implementations for each item, based on a router pattern implemented through the provided
Classifier
. The implementation is thread-safe if all delegates are thread-safe. Spring
Batch provides a ClassifierCompositeItemWriterBuilder
to construct an instance of the
ClassifierCompositeItemWriter
.
ClassifierCompositeItemProcessor
The ClassifierCompositeItemProcessor
is an ItemProcessor
that calls one of a
collection of ItemProcessor
implementations, based on a router pattern implemented
through the provided Classifier
. Spring Batch provides a
ClassifierCompositeItemProcessorBuilder
to construct an instance of the
ClassifierCompositeItemProcessor
.
6.13.2. Messaging Readers And Writers
Spring Batch offers the following readers and writers for commonly used messaging systems:
AmqpItemReader
The AmqpItemReader
is an ItemReader
that uses an AmqpTemplate
to receive or convert
messages from an exchange. Spring Batch provides a AmqpItemReaderBuilder
to construct
an instance of the AmqpItemReader
.
AmqpItemWriter
The AmqpItemWriter
is an ItemWriter
that uses an AmqpTemplate
to send messages to
an AMQP exchange. Messages are sent to the nameless exchange if the name not specified in
the provided AmqpTemplate
. Spring Batch provides an AmqpItemWriterBuilder
to
construct an instance of the AmqpItemWriter
.
JmsItemReader
The JmsItemReader
is an ItemReader
for JMS that uses a JmsTemplate
. The template
should have a default destination, which is used to provide items for the read()
method. Spring Batch provides a JmsItemReaderBuilder
to construct an instance of the
JmsItemReader
.
JmsItemWriter
The JmsItemWriter
is an ItemWriter
for JMS that uses a JmsTemplate
. The template
should have a default destination, which is used to send items in write(List)
. Spring
Batch provides a JmsItemWriterBuilder
to construct an instance of the JmsItemWriter
.
KafkaItemReader
The KafkaItemReader
is an ItemReader
for an Apache Kafka topic. It can be configured
to read messages from multiple partitions of the same topic. It stores message offsets
in the execution context to support restart capabilities. Spring Batch provides a
KafkaItemReaderBuilder
to construct an instance of the KafkaItemReader
.
6.13.3. Database Readers
Spring Batch offers the following database readers:
Neo4jItemReader
The Neo4jItemReader
is an ItemReader
that reads objects from the graph database Neo4j
by using a paging technique. Spring Batch provides a Neo4jItemReaderBuilder
to
construct an instance of the Neo4jItemReader
.
MongoItemReader
The MongoItemReader
is an ItemReader
that reads documents from MongoDB by using a
paging technique. Spring Batch provides a MongoItemReaderBuilder
to construct an
instance of the MongoItemReader
.
HibernateCursorItemReader
The HibernateCursorItemReader
is an ItemStreamReader
for reading database records
built on top of Hibernate. It executes the HQL query and then, when initialized, iterates
over the result set as the read()
method is called, successively returning an object
corresponding to the current row. Spring Batch provides a
HibernateCursorItemReaderBuilder
to construct an instance of the
HibernateCursorItemReader
.
HibernatePagingItemReader
The HibernatePagingItemReader
is an ItemReader
for reading database records built on
top of Hibernate and reading only up to a fixed number of items at a time. Spring Batch
provides a HibernatePagingItemReaderBuilder
to construct an instance of the
HibernatePagingItemReader
.
6.13.4. Database Writers
Spring Batch offers the following database writers:
Neo4jItemWriter
The Neo4jItemWriter
is an ItemWriter
implementation that writes to a Neo4j database.
Spring Batch provides a Neo4jItemWriterBuilder
to construct an instance of the
Neo4jItemWriter
.
MongoItemWriter
The MongoItemWriter
is an ItemWriter
implementation that writes to a MongoDB store
using an implementation of Spring Data’s MongoOperations
. Spring Batch provides a
MongoItemWriterBuilder
to construct an instance of the MongoItemWriter
.
RepositoryItemWriter
The RepositoryItemWriter
is an ItemWriter
wrapper for a CrudRepository
from Spring
Data. Spring Batch provides a RepositoryItemWriterBuilder
to construct an instance of
the RepositoryItemWriter
.
HibernateItemWriter
The HibernateItemWriter
is an ItemWriter
that uses a Hibernate session to save or
update entities that are not part of the current Hibernate session. Spring Batch provides
a HibernateItemWriterBuilder
to construct an instance of the HibernateItemWriter
.
JdbcBatchItemWriter
The JdbcBatchItemWriter
is an ItemWriter
that uses the batching features from
NamedParameterJdbcTemplate
to execute a batch of statements for all items provided.
Spring Batch provides a JdbcBatchItemWriterBuilder
to construct an instance of the
JdbcBatchItemWriter
.
6.13.5. Specialized Readers
Spring Batch offers the following specialized readers:
LdifReader
The LdifReader
reads LDIF (LDAP Data Interchange Format) records from a Resource
,
parses them, and returns a LdapAttribute
object for each read
executed. Spring Batch
provides a LdifReaderBuilder
to construct an instance of the LdifReader
.
MappingLdifReader
The MappingLdifReader
reads LDIF (LDAP Data Interchange Format) records from a
Resource
, parses them then maps each LDIF record to a POJO (Plain Old Java Object).
Each read returns a POJO. Spring Batch provides a MappingLdifReaderBuilder
to construct
an instance of the MappingLdifReader
.
AvroItemReader
The AvroItemReader
reads serialized Avro data from a Resource.
Each read returns an instance of the type specified by a Java class or Avro Schema.
The reader may be optionally configured for input that embeds an Avro schema or not.
Spring Batch provides an AvroItemReaderBuilder
to construct an instance of the AvroItemReader
.
6.13.6. Specialized Writers
Spring Batch offers the following specialized writers:
7. Item processing
The ItemReader and ItemWriter interfaces are both very useful for their specific
tasks, but what if you want to insert business logic before writing? One option for both
reading and writing is to use the composite pattern: Create an ItemWriter
that contains
another ItemWriter
or an ItemReader
that contains another ItemReader
. The following
code shows an example:
public class CompositeItemWriter<T> implements ItemWriter<T> {
ItemWriter<T> itemWriter;
public CompositeItemWriter(ItemWriter<T> itemWriter) {
this.itemWriter = itemWriter;
}
public void write(Chunk<? extends T> items) throws Exception {
//Add business logic here
itemWriter.write(items);
}
public void setDelegate(ItemWriter<T> itemWriter){
this.itemWriter = itemWriter;
}
}
The preceding class contains another ItemWriter
to which it delegates after having
provided some business logic. This pattern could easily be used for an ItemReader
as
well, perhaps to obtain more reference data based on the input that was provided by the
main ItemReader
. It is also useful if you need to control the call to write
yourself.
However, if you only want to “transform” the item passed in for writing before it is
actually written, you need not write
yourself. You can just modify the item. For this
scenario, Spring Batch provides the ItemProcessor
interface, as the following
interface definition shows:
public interface ItemProcessor<I, O> {
O process(I item) throws Exception;
}
An ItemProcessor
is simple. Given one object, transform it and return another. The
provided object may or may not be of the same type. The point is that business logic may
be applied within the process, and it is completely up to the developer to create that
logic. An ItemProcessor
can be wired directly into a step. For example, assume an
ItemReader
provides a class of type Foo
and that it needs to be converted to type Bar
before being written out. The following example shows an ItemProcessor
that performs
the conversion:
public class Foo {}
public class Bar {
public Bar(Foo foo) {}
}
public class FooProcessor implements ItemProcessor<Foo, Bar> {
public Bar process(Foo foo) throws Exception {
//Perform simple transformation, convert a Foo to a Bar
return new Bar(foo);
}
}
public class BarWriter implements ItemWriter<Bar> {
public void write(Chunk<? extends Bar> bars) throws Exception {
//write bars
}
}
In the preceding example, there is a class named Foo
, a class named Bar
, and a class
named FooProcessor
that adheres to the ItemProcessor
interface. The transformation is
simple, but any type of transformation could be done here. The BarWriter
writes Bar
objects, throwing an exception if any other type is provided. Similarly, the
FooProcessor
throws an exception if anything but a Foo
is provided. The
FooProcessor
can then be injected into a Step
, as the following example shows:
<job id="ioSampleJob">
<step name="step1">
<tasklet>
<chunk reader="fooReader" processor="fooProcessor" writer="barWriter"
commit-interval="2"/>
</tasklet>
</step>
</job>
@Bean
public Job ioSampleJob(JobRepository jobRepository) {
return new JobBuilder("ioSampleJob", jobRepository)
.start(step1())
.build();
}
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("step1", jobRepository)
.<Foo, Bar>chunk(2, transactionManager)
.reader(fooReader())
.processor(fooProcessor())
.writer(barWriter())
.build();
}
A difference between ItemProcessor
and ItemReader
or ItemWriter
is that an ItemProcessor
is optional for a Step
.
7.1. Chaining ItemProcessors
Performing a single transformation is useful in many scenarios, but what if you want to
“chain” together multiple ItemProcessor
implementations? You can do so by using
the composite pattern mentioned previously. To update the previous, single
transformation, example, Foo
is transformed to Bar
, which is transformed to Foobar
and written out, as the following example shows:
public class Foo {}
public class Bar {
public Bar(Foo foo) {}
}
public class Foobar {
public Foobar(Bar bar) {}
}
public class FooProcessor implements ItemProcessor<Foo, Bar> {
public Bar process(Foo foo) throws Exception {
//Perform simple transformation, convert a Foo to a Bar
return new Bar(foo);
}
}
public class BarProcessor implements ItemProcessor<Bar, Foobar> {
public Foobar process(Bar bar) throws Exception {
return new Foobar(bar);
}
}
public class FoobarWriter implements ItemWriter<Foobar>{
public void write(Chunk<? extends Foobar> items) throws Exception {
//write items
}
}
A FooProcessor
and a BarProcessor
can be 'chained' together to give the resultant
Foobar
, as shown in the following example:
CompositeItemProcessor<Foo,Foobar> compositeProcessor =
new CompositeItemProcessor<Foo,Foobar>();
List itemProcessors = new ArrayList();
itemProcessors.add(new FooProcessor());
itemProcessors.add(new BarProcessor());
compositeProcessor.setDelegates(itemProcessors);
Just as with the previous example, you can configure the composite processor into the
Step
:
<job id="ioSampleJob">
<step name="step1">
<tasklet>
<chunk reader="fooReader" processor="compositeItemProcessor" writer="foobarWriter"
commit-interval="2"/>
</tasklet>
</step>
</job>
<bean id="compositeItemProcessor"
class="org.springframework.batch.item.support.CompositeItemProcessor">
<property name="delegates">
<list>
<bean class="..FooProcessor" />
<bean class="..BarProcessor" />
</list>
</property>
</bean>
@Bean
public Job ioSampleJob(JobRepository jobRepository) {
return new JobBuilder("ioSampleJob", jobRepository)
.start(step1())
.build();
}
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<Foo, Foobar>chunk(2, transactionManager)
.reader(fooReader())
.processor(compositeProcessor())
.writer(foobarWriter())
.build();
}
@Bean
public CompositeItemProcessor compositeProcessor() {
List<ItemProcessor> delegates = new ArrayList<>(2);
delegates.add(new FooProcessor());
delegates.add(new BarProcessor());
CompositeItemProcessor processor = new CompositeItemProcessor();
processor.setDelegates(delegates);
return processor;
}
7.2. Filtering Records
One typical use for an item processor is to filter out records before they are passed to
the ItemWriter
. Filtering is an action distinct from skipping. Skipping indicates that
a record is invalid, while filtering indicates that a record should not be
written.
For example, consider a batch job that reads a file containing three different types of
records: records to insert, records to update, and records to delete. If record deletion
is not supported by the system, we would not want to send any deletable records to
the ItemWriter
. However, since these records are not actually bad records, we would want to
filter them out rather than skip them. As a result, the ItemWriter
would receive only
insertable and updatable records.
To filter a record, you can return null
from the ItemProcessor
. The framework detects
that the result is null
and avoids adding that item to the list of records delivered to
the ItemWriter
. An exception thrown from the ItemProcessor
results in a
skip.
7.3. Validating Input
The ItemReaders and ItemWriters chapter discusses multiple approaches to parsing input.
Each major implementation throws an exception if it is not “well formed.” The
FixedLengthTokenizer
throws an exception if a range of data is missing. Similarly,
attempting to access an index in a RowMapper
or FieldSetMapper
that does not exist or
is in a different format than the one expected causes an exception to be thrown. All of
these types of exceptions are thrown before read
returns. However, they do not address
the issue of whether or not the returned item is valid. For example, if one of the fields
is an age, it cannot be negative. It may parse correctly, because it exists and
is a number, but it does not cause an exception. Since there are already a plethora of
validation frameworks, Spring Batch does not attempt to provide yet another. Rather, it
provides a simple interface, called Validator
, that you can implement by any number of
frameworks, as the following interface definition shows:
public interface Validator<T> {
void validate(T value) throws ValidationException;
}
The contract is that the validate
method throws an exception if the object is invalid
and returns normally if it is valid. Spring Batch provides an
ValidatingItemProcessor
, as the following bean definition shows:
<bean class="org.springframework.batch.item.validator.ValidatingItemProcessor">
<property name="validator" ref="validator" />
</bean>
<bean id="validator" class="org.springframework.batch.item.validator.SpringValidator">
<property name="validator">
<bean class="org.springframework.batch.sample.domain.trade.internal.validator.TradeValidator"/>
</property>
</bean>
@Bean
public ValidatingItemProcessor itemProcessor() {
ValidatingItemProcessor processor = new ValidatingItemProcessor();
processor.setValidator(validator());
return processor;
}
@Bean
public SpringValidator validator() {
SpringValidator validator = new SpringValidator();
validator.setValidator(new TradeValidator());
return validator;
}
You can also use the BeanValidatingItemProcessor
to validate items annotated with
the Bean Validation API (JSR-303) annotations. For example, consider the following type Person
:
class Person {
@NotEmpty
private String name;
public Person(String name) {
this.name = name;
}
public String getName() {
return name;
}
public void setName(String name) {
this.name = name;
}
}
You can validate items by declaring a BeanValidatingItemProcessor
bean in your
application context and register it as a processor in your chunk-oriented step:
@Bean
public BeanValidatingItemProcessor<Person> beanValidatingItemProcessor() throws Exception {
BeanValidatingItemProcessor<Person> beanValidatingItemProcessor = new BeanValidatingItemProcessor<>();
beanValidatingItemProcessor.setFilter(true);
return beanValidatingItemProcessor;
}
7.4. Fault Tolerance
When a chunk is rolled back, items that have been cached during reading may be
reprocessed. If a step is configured to be fault-tolerant (typically by using skip or
retry processing), any ItemProcessor
used should be implemented in a way that is
idempotent. Typically that would consist of performing no changes on the input item for
the ItemProcessor
and updating only the
instance that is the result.
8. Scaling and Parallel Processing
Many batch processing problems can be solved with single-threaded, single-process jobs, so it is always a good idea to properly check if that meets your needs before thinking about more complex implementations. Measure the performance of a realistic job and see if the simplest implementation meets your needs first. You can read and write a file of several hundred megabytes in well under a minute, even with standard hardware.
When you are ready to start implementing a job with some parallel processing, Spring Batch offers a range of options, which are described in this chapter, although some features are covered elsewhere. At a high level, there are two modes of parallel processing:
-
Single-process, multi-threaded
-
Multi-process
These break down into categories as well, as follows:
-
Multi-threaded Step (single-process)
-
Parallel Steps (single-process)
-
Remote Chunking of Step (multi-process)
-
Partitioning a Step (single or multi-process)
First, we review the single-process options. Then we review the multi-process options.
8.1. Multi-threaded Step
The simplest way to start parallel processing is to add a TaskExecutor
to your Step
configuration.
For example, you might add an attribute TO the tasklet
, as follows:
<step id="loading">
<tasklet task-executor="taskExecutor">...</tasklet>
</step>
When using Java configuration, you can add a TaskExecutor
to the step,
as the following example shows:
@Bean
public TaskExecutor taskExecutor() {
return new SimpleAsyncTaskExecutor("spring_batch");
}
@Bean
public Step sampleStep(TaskExecutor taskExecutor, JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("sampleStep", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.taskExecutor(taskExecutor)
.build();
}
In this example, the taskExecutor
is a reference to another bean definition that
implements the TaskExecutor
interface.
TaskExecutor
is a standard Spring interface, so consult the Spring User Guide for details of available
implementations. The simplest multi-threaded TaskExecutor
is a
SimpleAsyncTaskExecutor
.
The result of the preceding configuration is that the Step
executes by reading, processing,
and writing each chunk of items (each commit interval) in a separate thread of execution.
Note that this means there is no fixed order for the items to be processed, and a chunk
might contain items that are non-consecutive compared to the single-threaded case. In
addition to any limits placed by the task executor (such as whether it is backed by a
thread pool), the tasklet configuration has a throttle limit (default: 4).
You may need to increase this limit to ensure that a thread pool is fully used.
For example, you might increase the throttle-limit, as follows:
<step id="loading"> <tasklet
task-executor="taskExecutor"
throttle-limit="20">...</tasklet>
</step>
When using Java configuration, the builders provide access to the throttle limit, as follows:
@Bean
public Step sampleStep(TaskExecutor taskExecutor, JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("sampleStep", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(itemReader())
.writer(itemWriter())
.taskExecutor(taskExecutor)
.throttleLimit(20)
.build();
}
Note also that there may be limits placed on concurrency by any pooled resources used in
your step, such as a DataSource
. Be sure to make the pool in those resources at least
as large as the desired number of concurrent threads in the step.
There are some practical limitations of using multi-threaded Step
implementations for
some common batch use cases. Many participants in a Step
(such as readers and writers)
are stateful. If the state is not segregated by thread, those components are not
usable in a multi-threaded Step
. In particular, most of the readers and
writers from Spring Batch are not designed for multi-threaded use. It is, however,
possible to work with stateless or thread safe readers and writers, and there is a sample
(called parallelJob
) in the
Spring
Batch Samples that shows the use of a process indicator (see
Preventing State Persistence) to keep track
of items that have been processed in a database input table.
Spring Batch provides some implementations of ItemWriter
and ItemReader
. Usually,
they say in the Javadoc if they are thread safe or not or what you have to do to avoid
problems in a concurrent environment. If there is no information in the Javadoc, you can
check the implementation to see if there is any state. If a reader is not thread safe,
you can decorate it with the provided SynchronizedItemStreamReader
or use it in your own
synchronizing delegator. You can synchronize the call to read()
, and, as long as the
processing and writing is the most expensive part of the chunk, your step may still
complete much more quickly than it would in a single-threaded configuration.
8.2. Parallel Steps
As long as the application logic that needs to be parallelized can be split into distinct responsibilities and assigned to individual steps, it can be parallelized in a single process. Parallel Step execution is easy to configure and use.
For example, executing steps (step1,step2)
in parallel with step3
is straightforward,
as follows:
<job id="job1">
<split id="split1" task-executor="taskExecutor" next="step4">
<flow>
<step id="step1" parent="s1" next="step2"/>
<step id="step2" parent="s2"/>
</flow>
<flow>
<step id="step3" parent="s3"/>
</flow>
</split>
<step id="step4" parent="s4"/>
</job>
<beans:bean id="taskExecutor" class="org.spr...SimpleAsyncTaskExecutor"/>
When using Java configuration, executing steps (step1,step2)
in parallel with step3
is straightforward, as follows:
@Bean
public Job job(JobRepository jobRepository) {
return new JobBuilder("job", jobRepository)
.start(splitFlow())
.next(step4())
.build() //builds FlowJobBuilder instance
.build(); //builds Job instance
}
@Bean
public Flow splitFlow() {
return new FlowBuilder<SimpleFlow>("splitFlow")
.split(taskExecutor())
.add(flow1(), flow2())
.build();
}
@Bean
public Flow flow1() {
return new FlowBuilder<SimpleFlow>("flow1")
.start(step1())
.next(step2())
.build();
}
@Bean
public Flow flow2() {
return new FlowBuilder<SimpleFlow>("flow2")
.start(step3())
.build();
}
@Bean
public TaskExecutor taskExecutor() {
return new SimpleAsyncTaskExecutor("spring_batch");
}
The configurable task executor is used to specify which TaskExecutor
implementation should execute the individual flows. The default is
SyncTaskExecutor
, but an asynchronous TaskExecutor
is required to run the steps in
parallel. Note that the job ensures that every flow in the split completes before
aggregating the exit statuses and transitioning.
See the section on Split Flows for more detail.
8.3. Remote Chunking
In remote chunking, the Step
processing is split across multiple processes,
communicating with each other through some middleware. The following image shows the
pattern:
The manager component is a single process, and the workers are multiple remote processes. This pattern works best if the manager is not a bottleneck, so the processing must be more expensive than the reading of items (as is often the case in practice).
The manager is an implementation of a Spring Batch Step
with the ItemWriter
replaced
by a generic version that knows how to send chunks of items to the middleware as
messages. The workers are standard listeners for whatever middleware is being used (for
example, with JMS, they would be MesssageListener
implementations), and their role is
to process the chunks of items by using a standard ItemWriter
or ItemProcessor
plus an
ItemWriter
, through the ChunkProcessor
interface. One of the advantages of using this
pattern is that the reader, processor, and writer components are off-the-shelf (the same
as would be used for a local execution of the step). The items are divided up dynamically,
and work is shared through the middleware, so that, if the listeners are all eager
consumers, load balancing is automatic.
The middleware has to be durable, with guaranteed delivery and a single consumer for each message. JMS is the obvious candidate, but other options (such as JavaSpaces) exist in the grid computing and shared memory product space.
See the section on Spring Batch Integration - Remote Chunking for more detail.
8.4. Partitioning
Spring Batch also provides an SPI for partitioning a Step
execution and executing it
remotely. In this case, the remote participants are Step
instances that could just as
easily have been configured and used for local processing. The following image shows the
pattern:
The Job
runs on the left-hand side as a sequence of Step
instances, and one of the
Step
instances is labeled as a manager. The workers in this picture are all identical
instances of a Step
, which could in fact take the place of the manager, resulting in the
same outcome for the Job
. The workers are typically going to be remote services but
could also be local threads of execution. The messages sent by the manager to the workers
in this pattern do not need to be durable or have guaranteed delivery. Spring Batch
metadata in the JobRepository
ensures that each worker is executed once and only once for
each Job
execution.
The SPI in Spring Batch consists of a special implementation of Step
(called the
PartitionStep
) and two strategy interfaces that need to be implemented for the specific
environment. The strategy interfaces are PartitionHandler
and StepExecutionSplitter
,
and the following sequence diagram shows their role:
The Step
on the right in this case is the “remote” worker, so, potentially, there are
many objects and or processes playing this role, and the PartitionStep
is shown driving
the execution.
The following example shows the PartitionStep
configuration when using XML
configuration:
<step id="step1.manager">
<partition step="step1" partitioner="partitioner">
<handler grid-size="10" task-executor="taskExecutor"/>
</partition>
</step>
The following example shows the PartitionStep
configuration when using Java
configuration:
@Bean
public Step step1Manager() {
return stepBuilderFactory.get("step1.manager")
.<String, String>partitioner("step1", partitioner())
.step(step1())
.gridSize(10)
.taskExecutor(taskExecutor())
.build();
}
Similar to the multi-threaded step’s throttle-limit
attribute, the grid-size
attribute prevents the task executor from being saturated with requests from a single
step.
Similar to the multi-threaded step’s throttleLimit
method, the gridSize
method prevents the task executor from being saturated with requests from a single
step.
The unit test suite for
Spring
Batch Samples (see partition*Job.xml
configuration) has a simple example that you can copy and extend.
Spring Batch creates step executions for the partition called step1:partition0
and so
on. Many people prefer to call the manager step step1:manager
for consistency. You can
use an alias for the step (by specifying the name
attribute instead of the id
attribute).
8.4.1. PartitionHandler
PartitionHandler
is the component that knows about the fabric of the remoting or
grid environment. It is able to send StepExecution
requests to the remote Step
instances, wrapped in some fabric-specific format, like a DTO. It does not have to know
how to split the input data or how to aggregate the result of multiple Step
executions.
Generally speaking, it probably also does not need to know about resilience or failover,
since those are features of the fabric in many cases. In any case, Spring Batch always
provides restartability independent of the fabric. A failed Job
can always be restarted,
and, in that case, only the failed Steps
are re-executed.
The PartitionHandler
interface can have specialized implementations for a variety of
fabric types, including simple RMI remoting, EJB remoting, custom web service, JMS, Java
Spaces, shared memory grids (such as Terracotta or Coherence), and grid execution fabrics
(such as GridGain). Spring Batch does not contain implementations for any proprietary grid
or remoting fabrics.
Spring Batch does, however, provide a useful implementation of PartitionHandler
that
executes Step
instances locally in separate threads of execution, using the
TaskExecutor
strategy from Spring. The implementation is called
TaskExecutorPartitionHandler
.
The TaskExecutorPartitionHandler
is the default for a step configured with the XML
namespace shown previously. You can also configure it explicitly, as follows:
<step id="step1.manager">
<partition step="step1" handler="handler"/>
</step>
<bean class="org.spr...TaskExecutorPartitionHandler">
<property name="taskExecutor" ref="taskExecutor"/>
<property name="step" ref="step1" />
<property name="gridSize" value="10" />
</bean>
You can explicitly configure the TaskExecutorPartitionHandler
with Java configuration,
as follows:
@Bean
public Step step1Manager() {
return stepBuilderFactory.get("step1.manager")
.partitioner("step1", partitioner())
.partitionHandler(partitionHandler())
.build();
}
@Bean
public PartitionHandler partitionHandler() {
TaskExecutorPartitionHandler retVal = new TaskExecutorPartitionHandler();
retVal.setTaskExecutor(taskExecutor());
retVal.setStep(step1());
retVal.setGridSize(10);
return retVal;
}
The gridSize
attribute determines the number of separate step executions to create, so
it can be matched to the size of the thread pool in the TaskExecutor
. Alternatively, it
can be set to be larger than the number of threads available, which makes the blocks of
work smaller.
The TaskExecutorPartitionHandler
is useful for IO-intensive Step
instances, such as
copying large numbers of files or replicating filesystems into content management
systems. It can also be used for remote execution by providing a Step
implementation
that is a proxy for a remote invocation (such as using Spring Remoting).
8.4.2. Partitioner
The Partitioner
has a simpler responsibility: to generate execution contexts as input
parameters for new step executions only (no need to worry about restarts). It has a
single method, as the following interface definition shows:
public interface Partitioner {
Map<String, ExecutionContext> partition(int gridSize);
}
The return value from this method associates a unique name for each step execution (the
String
) with input parameters in the form of an ExecutionContext
. The names show up
later in the Batch metadata as the step name in the partitioned StepExecutions
. The
ExecutionContext
is just a bag of name-value pairs, so it might contain a range of
primary keys, line numbers, or the location of an input file. The remote Step
then
normally binds to the context input by using #{…}
placeholders (late binding in step
scope), as shown in the next section.
The names of the step executions (the keys in the Map
returned by Partitioner
) need
to be unique amongst the step executions of a Job
but do not have any other specific
requirements. The easiest way to do this (and to make the names meaningful for users) is
to use a prefix+suffix naming convention, where the prefix is the name of the step that
is being executed (which itself is unique in the Job
) and the suffix is just a
counter. There is a SimplePartitioner
in the framework that uses this convention.
You can use an optional interface called PartitionNameProvider
to provide the partition
names separately from the partitions themselves. If a Partitioner
implements this
interface, only the names are queried on a restart. If partitioning is expensive,
this can be a useful optimization. The names provided by the PartitionNameProvider
must
match those provided by the Partitioner
.
8.4.3. Binding Input Data to Steps
It is very efficient for the steps that are executed by the PartitionHandler
to have
identical configuration and for their input parameters to be bound at runtime from the
ExecutionContext
. This is easy to do with the StepScope feature of Spring Batch
(covered in more detail in the section on Late Binding). For
example, if the Partitioner
creates ExecutionContext
instances with an attribute key
called fileName
, pointing to a different file (or directory) for each step invocation,
the Partitioner
output might resemble the content of the following table:
Step Execution Name (key) |
ExecutionContext (value) |
filecopy:partition0 |
fileName=/home/data/one |
filecopy:partition1 |
fileName=/home/data/two |
filecopy:partition2 |
fileName=/home/data/three |
Then the file name can be bound to a step by using late binding to the execution context.
The following example shows how to define late binding in XML:
<bean id="itemReader" scope="step"
class="org.spr...MultiResourceItemReader">
<property name="resources" value="#{stepExecutionContext[fileName]}/*"/>
</bean>
The following example shows how to define late binding in Java:
@Bean
public MultiResourceItemReader itemReader(
@Value("#{stepExecutionContext['fileName']}/*") Resource [] resources) {
return new MultiResourceItemReaderBuilder<String>()
.delegate(fileReader())
.name("itemReader")
.resources(resources)
.build();
}
9. Repeat
9.1. RepeatTemplate
Batch processing is about repetitive actions, either as a simple optimization or as part
of a job. To strategize and generalize the repetition and to provide what amounts to an
iterator framework, Spring Batch has the RepeatOperations
interface. The
RepeatOperations
interface has the following definition:
public interface RepeatOperations {
RepeatStatus iterate(RepeatCallback callback) throws RepeatException;
}
The callback is an interface, shown in the following definition, that lets you insert some business logic to be repeated:
public interface RepeatCallback {
RepeatStatus doInIteration(RepeatContext context) throws Exception;
}
The callback is executed repeatedly until the implementation determines that the
iteration should end. The return value in these interfaces is an enumeration value that can
be either RepeatStatus.CONTINUABLE
or RepeatStatus.FINISHED
. A RepeatStatus
enumeration conveys information to the caller of the repeat operations about whether
any work remains. Generally speaking, implementations of RepeatOperations
should inspect RepeatStatus
and use it as part of the decision to end the
iteration. Any callback that wishes to signal to the caller that there is no work remains
can return RepeatStatus.FINISHED
.
The simplest general purpose implementation of RepeatOperations
is RepeatTemplate
:
RepeatTemplate template = new RepeatTemplate();
template.setCompletionPolicy(new SimpleCompletionPolicy(2));
template.iterate(new RepeatCallback() {
public RepeatStatus doInIteration(RepeatContext context) {
// Do stuff in batch...
return RepeatStatus.CONTINUABLE;
}
});
In the preceding example, we return RepeatStatus.CONTINUABLE
, to show that there is
more work to do. The callback can also return RepeatStatus.FINISHED
, to signal to the
caller that there is no work remains. Some iterations can be terminated by
considerations intrinsic to the work being done in the callback. Others are effectively
infinite loops (as far as the callback is concerned), and the completion decision is
delegated to an external policy, as in the case shown in the preceding example.
9.1.1. RepeatContext
The method parameter for the RepeatCallback
is a RepeatContext
. Many callbacks ignore
the context. However, if necessary, you can use it as an attribute bag to store transient
data for the duration of the iteration. After the iterate
method returns, the context
no longer exists.
If there is a nested iteration in progress, a RepeatContext
has a parent context. The
parent context is occasionally useful for storing data that need to be shared between
calls to iterate
. This is the case, for instance, if you want to count the number of
occurrences of an event in the iteration and remember it across subsequent calls.
9.1.2. RepeatStatus
RepeatStatus
is an enumeration used by Spring Batch to indicate whether processing has
finished. It has two possible RepeatStatus
values:
Value |
Description |
|
There is more work to do. |
|
No more repetitions should take place. |
You can combine RepeatStatus
values with a logical AND operation by using the
and()
method in RepeatStatus
. The effect of this is to do a logical AND on the
continuable flag. In other words, if either status is FINISHED
, the result is
FINISHED
.
9.2. Completion Policies
Inside a RepeatTemplate
, the termination of the loop in the iterate
method is
determined by a CompletionPolicy
, which is also a factory for the RepeatContext
. The
RepeatTemplate
has the responsibility to use the current policy to create a
RepeatContext
and pass that in to the RepeatCallback
at every stage in the iteration.
After a callback completes its doInIteration
, the RepeatTemplate
has to make a call
to the CompletionPolicy
to ask it to update its state (which will be stored in the
RepeatContext
). Then it asks the policy if the iteration is complete.
Spring Batch provides some simple general purpose implementations of CompletionPolicy
.
SimpleCompletionPolicy
allows execution up to a fixed number of times (with
RepeatStatus.FINISHED
forcing early completion at any time).
Users might need to implement their own completion policies for more complicated decisions. For example, a batch processing window that prevents batch jobs from executing once the online systems are in use would require a custom policy.
9.3. Exception Handling
If there is an exception thrown inside a RepeatCallback
, the RepeatTemplate
consults
an ExceptionHandler
, which can decide whether or not to re-throw the exception.
The following listing shows the ExceptionHandler
interface definition:
public interface ExceptionHandler {
void handleException(RepeatContext context, Throwable throwable)
throws Throwable;
}
A common use case is to count the number of exceptions of a given type and fail when a
limit is reached. For this purpose, Spring Batch provides the
SimpleLimitExceptionHandler
and a slightly more flexible
RethrowOnThresholdExceptionHandler
. The SimpleLimitExceptionHandler
has a limit
property and an exception type that should be compared with the current exception. All
subclasses of the provided type are also counted. Exceptions of the given type are
ignored until the limit is reached, and then they are rethrown. Exceptions of other types
are always rethrown.
An important optional property of the SimpleLimitExceptionHandler
is the boolean flag
called useParent
. It is false
by default, so the limit is only accounted for in the
current RepeatContext
. When set to true
, the limit is kept across sibling contexts in
a nested iteration (such as a set of chunks inside a step).
9.4. Listeners
Often, it is useful to be able to receive additional callbacks for cross-cutting concerns
across a number of different iterations. For this purpose, Spring Batch provides the
RepeatListener
interface. The RepeatTemplate
lets users register RepeatListener
implementations, and they are given callbacks with the RepeatContext
and RepeatStatus
where available during the iteration.
The RepeatListener
interface has the following definition:
public interface RepeatListener {
void before(RepeatContext context);
void after(RepeatContext context, RepeatStatus result);
void open(RepeatContext context);
void onError(RepeatContext context, Throwable e);
void close(RepeatContext context);
}
The open
and close
callbacks come before and after the entire iteration. before
,
after
, and onError
apply to the individual RepeatCallback
calls.
Note that, when there is more than one listener, they are in a list, so there is an
order. In this case, open
and before
are called in the same order while after
,
onError
, and close
are called in reverse order.
9.5. Parallel Processing
Implementations of RepeatOperations
are not restricted to executing the callback
sequentially. It is quite important that some implementations are able to execute their
callbacks in parallel. To this end, Spring Batch provides the
TaskExecutorRepeatTemplate
, which uses the Spring TaskExecutor
strategy to run the
RepeatCallback
. The default is to use a SynchronousTaskExecutor
, which has the effect
of executing the whole iteration in the same thread (the same as a normal
RepeatTemplate
).
9.6. Declarative Iteration
Sometimes, there is some business processing that you know you want to repeat every time
it happens. The classic example of this is the optimization of a message pipeline.
If a batch of messages arrives frequently, it is more efficient to process them than to
bear the cost of a separate transaction for every message. Spring Batch provides an AOP
interceptor that wraps a method call in a RepeatOperations
object for this
purpose. The RepeatOperationsInterceptor
executes the intercepted method and repeats
according to the CompletionPolicy
in the provided RepeatTemplate
.
The following example shows declarative iteration that uses the Spring AOP namespace to
repeat a service call to a method called processMessage
(for more detail on how to
configure AOP interceptors, see the
<<https://docs.spring.io/spring-framework/docs/current/reference/html/core.html#aop,Spring User Guide>>):
<aop:config>
<aop:pointcut id="transactional"
expression="execution(* com..*Service.processMessage(..))" />
<aop:advisor pointcut-ref="transactional"
advice-ref="retryAdvice" order="-1"/>
</aop:config>
<bean id="retryAdvice" class="org.spr...RepeatOperationsInterceptor"/>
The following example uses Java configuration to
repeat a service call to a method called processMessage
(for more detail on how to
configure AOP interceptors, see the
<<https://docs.spring.io/spring-framework/docs/current/reference/html/core.html#aop,Spring User Guide>>):
@Bean
public MyService myService() {
ProxyFactory factory = new ProxyFactory(RepeatOperations.class.getClassLoader());
factory.setInterfaces(MyService.class);
factory.setTarget(new MyService());
MyService service = (MyService) factory.getProxy();
JdkRegexpMethodPointcut pointcut = new JdkRegexpMethodPointcut();
pointcut.setPatterns(".*processMessage.*");
RepeatOperationsInterceptor interceptor = new RepeatOperationsInterceptor();
((Advised) service).addAdvisor(new DefaultPointcutAdvisor(pointcut, interceptor));
return service;
}
The preceding example uses a default RepeatTemplate
inside the interceptor. To change
the policies, listeners, and other details, you can inject an instance of
RepeatTemplate
into the interceptor.
If the intercepted method returns void
, the interceptor always returns
RepeatStatus.CONTINUABLE
(so there is a danger of an infinite loop if the
CompletionPolicy
does not have a finite end point). Otherwise, it returns
RepeatStatus.CONTINUABLE
until the return value from the intercepted method is null
.
At that point, it returns RepeatStatus.FINISHED
. Consequently, the business logic
inside the target method can signal that there is no more work to do by returning null
or by throwing an exception that is rethrown by the ExceptionHandler
in the provided
RepeatTemplate
.
10. Retry
To make processing more robust and less prone to failure, it sometimes helps to
automatically retry a failed operation in case it might succeed on a subsequent attempt.
Errors that are susceptible to intermittent failure are often transient in nature.
Examples include remote calls to a web service that fails because of a network glitch or a
DeadlockLoserDataAccessException
in a database update.
As of version 2.2.0, the retry functionality was pulled out of Spring Batch. It is now part of a new library, Spring Retry. Spring Batch still relies on Spring Retry to automate retry operations within the framework. See the reference documentation of Spring Retry for details about key APIs and how to use them. |
11. Unit Testing
As with other application styles, it is extremely important to unit test any code written
as part of a batch job. The Spring core documentation covers how to unit and integration
test with Spring in great detail, so it is not be repeated here. It is important, however,
to think about how to “end to end” test a batch job, which is what this chapter covers.
The spring-batch-test
project includes classes that facilitate this end-to-end test
approach.
11.1. Creating a Unit Test Class
For the unit test to run a batch job, the framework must load the job’s
ApplicationContext
. Two annotations are used to trigger this behavior:
-
@SpringJUnitConfig
indicates that the class should use Spring’s JUnit facilities -
@SpringBatchTest
injects Spring Batch test utilities (such as theJobLauncherTestUtils
andJobRepositoryTestUtils
) in the test context
Note that JobRepositoryTestUtils requires a DataSource bean. Since
@SpringBatchTest registers a JobRepositoryTestUtils in the test
context, it is expected that the test context contains a single autowire candidate
for a DataSource (either a single bean definition or one that is
annotated with org.springframework.context.annotation.Primary ).
|
The following Java example shows the annotations in use:
@SpringBatchTest
@SpringJUnitConfig(SkipSampleConfiguration.class)
public class SkipSampleFunctionalTests { ... }
The following XML example shows the annotations in use:
@SpringBatchTest
@SpringJUnitConfig(locations = { "/simple-job-launcher-context.xml",
"/jobs/skipSampleJob.xml" })
public class SkipSampleFunctionalTests { ... }
11.2. End-To-End Testing of Batch Jobs
“End To end” testing can be defined as testing the complete run of a batch job from beginning to end. This allows for a test that sets up a test condition, executes the job, and verifies the end result.
Consider an example of a batch job that reads from the database and writes to a flat file.
The test method begins by setting up the database with test data. It clears the CUSTOMER
table and then inserts 10 new records. The test then launches the Job
by using the
launchJob()
method. The launchJob()
method is provided by the JobLauncherTestUtils
class. The JobLauncherTestUtils
class also provides the launchJob(JobParameters)
method, which lets the test give particular parameters. The launchJob()
method
returns the JobExecution
object, which is useful for asserting particular information
about the Job
run. In the following case, the test verifies that the Job
ended with
a status of COMPLETED
.
The following listing shows an example with JUnit 5 in XML configuration style:
@SpringBatchTest
@SpringJUnitConfig(locations = { "/simple-job-launcher-context.xml",
"/jobs/skipSampleJob.xml" })
public class SkipSampleFunctionalTests {
@Autowired
private JobLauncherTestUtils jobLauncherTestUtils;
private JdbcTemplate jdbcTemplate;
@Autowired
public void setDataSource(DataSource dataSource) {
this.jdbcTemplate = new JdbcTemplate(dataSource);
}
@Test
public void testJob(@Autowired Job job) throws Exception {
this.jobLauncherTestUtils.setJob(job);
this.jdbcTemplate.update("delete from CUSTOMER");
for (int i = 1; i <= 10; i++) {
this.jdbcTemplate.update("insert into CUSTOMER values (?, 0, ?, 100000)",
i, "customer" + i);
}
JobExecution jobExecution = jobLauncherTestUtils.launchJob();
Assert.assertEquals("COMPLETED", jobExecution.getExitStatus().getExitCode());
}
}
The following listing shows an example with JUnit 5 in Java configuration style:
@SpringBatchTest
@SpringJUnitConfig(SkipSampleConfiguration.class)
public class SkipSampleFunctionalTests {
@Autowired
private JobLauncherTestUtils jobLauncherTestUtils;
private JdbcTemplate jdbcTemplate;
@Autowired
public void setDataSource(DataSource dataSource) {
this.jdbcTemplate = new JdbcTemplate(dataSource);
}
@Test
public void testJob(@Autowired Job job) throws Exception {
this.jobLauncherTestUtils.setJob(job);
this.jdbcTemplate.update("delete from CUSTOMER");
for (int i = 1; i <= 10; i++) {
this.jdbcTemplate.update("insert into CUSTOMER values (?, 0, ?, 100000)",
i, "customer" + i);
}
JobExecution jobExecution = jobLauncherTestUtils.launchJob();
Assert.assertEquals("COMPLETED", jobExecution.getExitStatus().getExitCode());
}
}
11.3. Testing Individual Steps
For complex batch jobs, test cases in the end-to-end testing approach may become
unmanageable. It these cases, it may be more useful to have test cases to test individual
steps on their own. The AbstractJobTests
class contains a method called launchStep
,
which takes a step name and runs just that particular Step
. This approach allows for
more targeted tests letting the test set up data for only that step and to validate its
results directly. The following example shows how to use the launchStep
method to load a
Step
by name:
JobExecution jobExecution = jobLauncherTestUtils.launchStep("loadFileStep");
11.4. Testing Step-Scoped Components
Often, the components that are configured for your steps at runtime use step scope and
late binding to inject context from the step or job execution. These are tricky to test as
standalone components, unless you have a way to set the context as if they were in a step
execution. That is the goal of two components in Spring Batch:
StepScopeTestExecutionListener
and StepScopeTestUtils
.
The listener is declared at the class level, and its job is to create a step execution context for each test method, as the following example shows:
@SpringJUnitConfig
@TestExecutionListeners( { DependencyInjectionTestExecutionListener.class,
StepScopeTestExecutionListener.class })
public class StepScopeTestExecutionListenerIntegrationTests {
// This component is defined step-scoped, so it cannot be injected unless
// a step is active...
@Autowired
private ItemReader<String> reader;
public StepExecution getStepExecution() {
StepExecution execution = MetaDataInstanceFactory.createStepExecution();
execution.getExecutionContext().putString("input.data", "foo,bar,spam");
return execution;
}
@Test
public void testReader() {
// The reader is initialized and bound to the input data
assertNotNull(reader.read());
}
}
There are two TestExecutionListeners
. One is the regular Spring Test framework, which
handles dependency injection from the configured application context to inject the reader.
The other is the Spring Batch StepScopeTestExecutionListener
. It works by looking for a
factory method in the test case for a StepExecution
, using that as the context for the
test method, as if that execution were active in a Step
at runtime. The factory method
is detected by its signature (it must return a StepExecution
). If a factory method is
not provided, a default StepExecution
is created.
Starting from v4.1, the StepScopeTestExecutionListener
and
JobScopeTestExecutionListener
are imported as test execution listeners
if the test class is annotated with @SpringBatchTest
. The preceding test
example can be configured as follows:
@SpringBatchTest
@SpringJUnitConfig
public class StepScopeTestExecutionListenerIntegrationTests {
// This component is defined step-scoped, so it cannot be injected unless
// a step is active...
@Autowired
private ItemReader<String> reader;
public StepExecution getStepExecution() {
StepExecution execution = MetaDataInstanceFactory.createStepExecution();
execution.getExecutionContext().putString("input.data", "foo,bar,spam");
return execution;
}
@Test
public void testReader() {
// The reader is initialized and bound to the input data
assertNotNull(reader.read());
}
}
The listener approach is convenient if you want the duration of the step scope to be the
execution of the test method. For a more flexible but more invasive approach, you can use
the StepScopeTestUtils
. The following example counts the number of items available in
the reader shown in the previous example:
int count = StepScopeTestUtils.doInStepScope(stepExecution,
new Callable<Integer>() {
public Integer call() throws Exception {
int count = 0;
while (reader.read() != null) {
count++;
}
return count;
}
});
11.5. Validating Output Files
When a batch job writes to the database, it is easy to query the database to verify that
the output is as expected. However, if the batch job writes to a file, it is equally
important that the output be verified. Spring Batch provides a class called AssertFile
to facilitate the verification of output files. The method called assertFileEquals
takes
two File
objects (or two Resource
objects) and asserts, line by line, that the two
files have the same content. Therefore, it is possible to create a file with the expected
output and to compare it to the actual result, as the following example shows:
private static final String EXPECTED_FILE = "src/main/resources/data/input.txt";
private static final String OUTPUT_FILE = "target/test-outputs/output.txt";
AssertFile.assertFileEquals(new FileSystemResource(EXPECTED_FILE),
new FileSystemResource(OUTPUT_FILE));
11.6. Mocking Domain Objects
Another common issue encountered while writing unit and integration tests for Spring Batch
components is how to mock domain objects. A good example is a StepExecutionListener
, as
the following code snippet shows:
public class NoWorkFoundStepExecutionListener extends StepExecutionListenerSupport {
public ExitStatus afterStep(StepExecution stepExecution) {
if (stepExecution.getReadCount() == 0) {
return ExitStatus.FAILED;
}
return null;
}
}
The framework provides the preceding listener example and checks a StepExecution
for an empty read count, thus signifying that no work was done. While this example is
fairly simple, it serves to illustrate the types of problems that you may encounter when
you try to unit test classes that implement interfaces requiring Spring Batch domain
objects. Consider the following unit test for the listener’s in the preceding example:
private NoWorkFoundStepExecutionListener tested = new NoWorkFoundStepExecutionListener();
@Test
public void noWork() {
StepExecution stepExecution = new StepExecution("NoProcessingStep",
new JobExecution(new JobInstance(1L, new JobParameters(),
"NoProcessingJob")));
stepExecution.setExitStatus(ExitStatus.COMPLETED);
stepExecution.setReadCount(0);
ExitStatus exitStatus = tested.afterStep(stepExecution);
assertEquals(ExitStatus.FAILED.getExitCode(), exitStatus.getExitCode());
}
Because the Spring Batch domain model follows good object-oriented principles, the
StepExecution
requires a JobExecution
, which requires a JobInstance
and
JobParameters
, to create a valid StepExecution
. While this is good in a solid domain
model, it does make creating stub objects for unit testing verbose. To address this issue,
the Spring Batch test module includes a factory for creating domain objects:
MetaDataInstanceFactory
. Given this factory, the unit test can be updated to be more
concise, as the following example shows:
private NoWorkFoundStepExecutionListener tested = new NoWorkFoundStepExecutionListener();
@Test
public void testAfterStep() {
StepExecution stepExecution = MetaDataInstanceFactory.createStepExecution();
stepExecution.setExitStatus(ExitStatus.COMPLETED);
stepExecution.setReadCount(0);
ExitStatus exitStatus = tested.afterStep(stepExecution);
assertEquals(ExitStatus.FAILED.getExitCode(), exitStatus.getExitCode());
}
The preceding method for creating a simple StepExecution
is only one convenience method
available within the factory. You can find a full method listing in its
Javadoc.
12. Common Batch Patterns
Some batch jobs can be assembled purely from off-the-shelf components in Spring Batch.
For instance, the ItemReader
and ItemWriter
implementations can be configured to
cover a wide range of scenarios. However, for the majority of cases, custom code must be
written. The main API entry points for application developers are the Tasklet
, the
ItemReader
, the ItemWriter
, and the various listener interfaces. Most simple batch
jobs can use off-the-shelf input from a Spring Batch ItemReader
, but it is often the
case that there are custom concerns in the processing and writing that require developers
to implement an ItemWriter
or ItemProcessor
.
In this chapter, we provide a few examples of common patterns in custom business logic.
These examples primarily feature the listener interfaces. It should be noted that an
ItemReader
or ItemWriter
can implement a listener interface as well, if appropriate.
12.1. Logging Item Processing and Failures
A common use case is the need for special handling of errors in a step, item by item,
perhaps logging to a special channel or inserting a record into a database. A
chunk-oriented Step
(created from the step factory beans) lets users implement this use
case with a simple ItemReadListener
for errors on read
and an ItemWriteListener
for
errors on write
. The following code snippet illustrates a listener that logs both read
and write failures:
public class ItemFailureLoggerListener extends ItemListenerSupport {
private static Log logger = LogFactory.getLog("item.error");
public void onReadError(Exception ex) {
logger.error("Encountered error on read", e);
}
public void onWriteError(Exception ex, List<? extends Object> items) {
logger.error("Encountered error on write", ex);
}
}
Having implemented this listener, it must be registered with a step.
The following example shows how to register a listener with a step in XML:
<step id="simpleStep">
...
<listeners>
<listener>
<bean class="org.example...ItemFailureLoggerListener"/>
</listener>
</listeners>
</step>
The following example shows how to register a listener with a step Java:
@Bean
public Step simpleStep(JobRepository jobRepository) {
return new StepBuilder("simpleStep", jobRepository)
...
.listener(new ItemFailureLoggerListener())
.build();
}
if your listener does anything in an onError() method, it must be inside
a transaction that is going to be rolled back. If you need to use a transactional
resource, such as a database, inside an onError() method, consider adding a declarative
transaction to that method (see Spring Core Reference Guide for details), and giving its
propagation attribute a value of REQUIRES_NEW .
|
12.2. Stopping a Job Manually for Business Reasons
Spring Batch provides a stop()
method through the JobOperator
interface, but this is
really for use by the operator rather than the application programmer. Sometimes, it is
more convenient or makes more sense to stop a job execution from within the business
logic.
The simplest thing to do is to throw a RuntimeException
(one that is neither retried
indefinitely nor skipped). For example, a custom exception type could be used, as shown
in the following example:
public class PoisonPillItemProcessor<T> implements ItemProcessor<T, T> {
@Override
public T process(T item) throws Exception {
if (isPoisonPill(item)) {
throw new PoisonPillException("Poison pill detected: " + item);
}
return item;
}
}
Another simple way to stop a step from executing is to return null
from the
ItemReader
, as shown in the following example:
public class EarlyCompletionItemReader implements ItemReader<T> {
private ItemReader<T> delegate;
public void setDelegate(ItemReader<T> delegate) { ... }
public T read() throws Exception {
T item = delegate.read();
if (isEndItem(item)) {
return null; // end the step here
}
return item;
}
}
The previous example actually relies on the fact that there is a default implementation
of the CompletionPolicy
strategy that signals a complete batch when the item to be
processed is null
. A more sophisticated completion policy could be implemented and
injected into the Step
through the SimpleStepFactoryBean
.
The following example shows how to inject a completion policy into a step in XML:
<step id="simpleStep">
<tasklet>
<chunk reader="reader" writer="writer" commit-interval="10"
chunk-completion-policy="completionPolicy"/>
</tasklet>
</step>
<bean id="completionPolicy" class="org.example...SpecialCompletionPolicy"/>
The following example shows how to inject a completion policy into a step in Java:
@Bean
public Step simpleStep(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return new StepBuilder("simpleStep", jobRepository)
.<String, String>chunk(new SpecialCompletionPolicy(), transactionManager)
.reader(reader())
.writer(writer())
.build();
}
An alternative is to set a flag in the StepExecution
, which is checked by the Step
implementations in the framework in between item processing. To implement this
alternative, we need access to the current StepExecution
, and this can be achieved by
implementing a StepListener
and registering it with the Step
. The following example
shows a listener that sets the flag:
public class CustomItemWriter extends ItemListenerSupport implements StepListener {
private StepExecution stepExecution;
public void beforeStep(StepExecution stepExecution) {
this.stepExecution = stepExecution;
}
public void afterRead(Object item) {
if (isPoisonPill(item)) {
stepExecution.setTerminateOnly();
}
}
}
When the flag is set, the default behavior is for the step to throw a
JobInterruptedException
. This behavior can be controlled through the
StepInterruptionPolicy
. However, the only choice is to throw or not throw an exception,
so this is always an abnormal ending to a job.
12.3. Adding a Footer Record
Often, when writing to flat files, a “footer” record must be appended to the end of the
file, after all processing has be completed. This can be achieved using the
FlatFileFooterCallback
interface provided by Spring Batch. The FlatFileFooterCallback
(and its counterpart, the FlatFileHeaderCallback
) are optional properties of the
FlatFileItemWriter
and can be added to an item writer.
The following example shows how to use the FlatFileHeaderCallback
and the
FlatFileFooterCallback
in XML:
<bean id="itemWriter" class="org.spr...FlatFileItemWriter">
<property name="resource" ref="outputResource" />
<property name="lineAggregator" ref="lineAggregator"/>
<property name="headerCallback" ref="headerCallback" />
<property name="footerCallback" ref="footerCallback" />
</bean>
The following example shows how to use the FlatFileHeaderCallback
and the
FlatFileFooterCallback
in Java:
@Bean
public FlatFileItemWriter<String> itemWriter(Resource outputResource) {
return new FlatFileItemWriterBuilder<String>()
.name("itemWriter")
.resource(outputResource)
.lineAggregator(lineAggregator())
.headerCallback(headerCallback())
.footerCallback(footerCallback())
.build();
}
The footer callback interface has just one method that is called when the footer must be written, as shown in the following interface definition:
public interface FlatFileFooterCallback {
void writeFooter(Writer writer) throws IOException;
}
12.3.1. Writing a Summary Footer
A common requirement involving footer records is to aggregate information during the output process and to append this information to the end of the file. This footer often serves as a summarization of the file or provides a checksum.
For example, if a batch job is writing Trade
records to a flat file, and there is a
requirement that the total amount from all the Trades
is placed in a footer, then the
following ItemWriter
implementation can be used:
public class TradeItemWriter implements ItemWriter<Trade>,
FlatFileFooterCallback {
private ItemWriter<Trade> delegate;
private BigDecimal totalAmount = BigDecimal.ZERO;
public void write(Chunk<? extends Trade> items) throws Exception {
BigDecimal chunkTotal = BigDecimal.ZERO;
for (Trade trade : items) {
chunkTotal = chunkTotal.add(trade.getAmount());
}
delegate.write(items);
// After successfully writing all items
totalAmount = totalAmount.add(chunkTotal);
}
public void writeFooter(Writer writer) throws IOException {
writer.write("Total Amount Processed: " + totalAmount);
}
public void setDelegate(ItemWriter delegate) {...}
}
This TradeItemWriter
stores a totalAmount
value that is increased with the amount
from each Trade
item written. After the last Trade
is processed, the framework calls
writeFooter
, which puts the totalAmount
into the file. Note that the write
method
makes use of a temporary variable, chunkTotal
, that stores the total of the
Trade
amounts in the chunk. This is done to ensure that, if a skip occurs in the
write
method, the totalAmount
is left unchanged. It is only at the end of the write
method, once we are guaranteed that no exceptions are thrown, that we update the
totalAmount
.
In order for the writeFooter
method to be called, the TradeItemWriter
(which
implements FlatFileFooterCallback
) must be wired into the FlatFileItemWriter
as the
footerCallback
.
The following example shows how to wire the TradeItemWriter
in XML:
<bean id="tradeItemWriter" class="..TradeItemWriter">
<property name="delegate" ref="flatFileItemWriter" />
</bean>
<bean id="flatFileItemWriter" class="org.spr...FlatFileItemWriter">
<property name="resource" ref="outputResource" />
<property name="lineAggregator" ref="lineAggregator"/>
<property name="footerCallback" ref="tradeItemWriter" />
</bean>
The following example shows how to wire the TradeItemWriter
in Java:
@Bean
public TradeItemWriter tradeItemWriter() {
TradeItemWriter itemWriter = new TradeItemWriter();
itemWriter.setDelegate(flatFileItemWriter(null));
return itemWriter;
}
@Bean
public FlatFileItemWriter<String> flatFileItemWriter(Resource outputResource) {
return new FlatFileItemWriterBuilder<String>()
.name("itemWriter")
.resource(outputResource)
.lineAggregator(lineAggregator())
.footerCallback(tradeItemWriter())
.build();
}
The way that the TradeItemWriter
has been written so far functions correctly only if
the Step
is not restartable. This is because the class is stateful (since it stores the
totalAmount
), but the totalAmount
is not persisted to the database. Therefore, it
cannot be retrieved in the event of a restart. In order to make this class restartable,
the ItemStream
interface should be implemented along with the methods open
and
update
, as shown in the following example:
public void open(ExecutionContext executionContext) {
if (executionContext.containsKey("total.amount") {
totalAmount = (BigDecimal) executionContext.get("total.amount");
}
}
public void update(ExecutionContext executionContext) {
executionContext.put("total.amount", totalAmount);
}
The update method stores the most current version of totalAmount
to the
ExecutionContext
just before that object is persisted to the database. The open method
retrieves any existing totalAmount
from the ExecutionContext
and uses it as the
starting point for processing, allowing the TradeItemWriter
to pick up on restart where
it left off the previous time the Step
was run.
12.4. Driving Query Based ItemReaders
In the chapter on readers and writers, database input using paging was discussed. Many database vendors, such as DB2, have extremely pessimistic locking strategies that can cause issues if the table being read also needs to be used by other portions of the online application. Furthermore, opening cursors over extremely large datasets can cause issues on databases from certain vendors. Therefore, many projects prefer to use a 'Driving Query' approach to reading in data. This approach works by iterating over keys, rather than the entire object that needs to be returned, as the following image illustrates:
As you can see, the example shown in the preceding image uses the same 'FOO' table as was
used in the cursor-based example. However, rather than selecting the entire row, only the
IDs were selected in the SQL statement. So, rather than a FOO
object being returned
from read
, an Integer
is returned. This number can then be used to query for the
'details', which is a complete Foo
object, as shown in the following image:
An ItemProcessor
should be used to transform the key obtained from the driving query
into a full Foo
object. An existing DAO can be used to query for the full object based
on the key.
12.5. Multi-Line Records
While it is usually the case with flat files that each record is confined to a single line, it is common that a file might have records spanning multiple lines with multiple formats. The following excerpt from a file shows an example of such an arrangement:
HEA;0013100345;2007-02-15 NCU;Smith;Peter;;T;20014539;F BAD;;Oak Street 31/A;;Small Town;00235;IL;US FOT;2;2;267.34
Everything between the line starting with 'HEA' and the line starting with 'FOT' is considered one record. There are a few considerations that must be made in order to handle this situation correctly:
-
Instead of reading one record at a time, the
ItemReader
must read every line of the multi-line record as a group, so that it can be passed to theItemWriter
intact. -
Each line type may need to be tokenized differently.
Because a single record spans multiple lines and because we may not know how many lines
there are, the ItemReader
must be careful to always read an entire record. In order to
do this, a custom ItemReader
should be implemented as a wrapper for the
FlatFileItemReader
.
The following example shows how to implement a custom ItemReader
in XML:
<bean id="itemReader" class="org.spr...MultiLineTradeItemReader">
<property name="delegate">
<bean class="org.springframework.batch.item.file.FlatFileItemReader">
<property name="resource" value="data/iosample/input/multiLine.txt" />
<property name="lineMapper">
<bean class="org.spr...DefaultLineMapper">
<property name="lineTokenizer" ref="orderFileTokenizer"/>
<property name="fieldSetMapper" ref="orderFieldSetMapper"/>
</bean>
</property>
</bean>
</property>
</bean>
The following example shows how to implement a custom ItemReader
in Java:
@Bean
public MultiLineTradeItemReader itemReader() {
MultiLineTradeItemReader itemReader = new MultiLineTradeItemReader();
itemReader.setDelegate(flatFileItemReader());
return itemReader;
}
@Bean
public FlatFileItemReader flatFileItemReader() {
FlatFileItemReader<Trade> reader = new FlatFileItemReaderBuilder<>()
.name("flatFileItemReader")
.resource(new ClassPathResource("data/iosample/input/multiLine.txt"))
.lineTokenizer(orderFileTokenizer())
.fieldSetMapper(orderFieldSetMapper())
.build();
return reader;
}
To ensure that each line is tokenized properly, which is especially important for
fixed-length input, the PatternMatchingCompositeLineTokenizer
can be used on the
delegate FlatFileItemReader
. See
FlatFileItemReader
in the Readers and
Writers chapter for more details. The delegate reader then uses a
PassThroughFieldSetMapper
to deliver a FieldSet
for each line back to the wrapping
ItemReader
.
The following example shows how to ensure that each line is properly tokenized in XML:
<bean id="orderFileTokenizer" class="org.spr...PatternMatchingCompositeLineTokenizer">
<property name="tokenizers">
<map>
<entry key="HEA*" value-ref="headerRecordTokenizer" />
<entry key="FOT*" value-ref="footerRecordTokenizer" />
<entry key="NCU*" value-ref="customerLineTokenizer" />
<entry key="BAD*" value-ref="billingAddressLineTokenizer" />
</map>
</property>
</bean>
The following example shows how to ensure that each line is properly tokenized in Java:
@Bean
public PatternMatchingCompositeLineTokenizer orderFileTokenizer() {
PatternMatchingCompositeLineTokenizer tokenizer =
new PatternMatchingCompositeLineTokenizer();
Map<String, LineTokenizer> tokenizers = new HashMap<>(4);
tokenizers.put("HEA*", headerRecordTokenizer());
tokenizers.put("FOT*", footerRecordTokenizer());
tokenizers.put("NCU*", customerLineTokenizer());
tokenizers.put("BAD*", billingAddressLineTokenizer());
tokenizer.setTokenizers(tokenizers);
return tokenizer;
}
This wrapper has to be able to recognize the end of a record so that it can continually
call read()
on its delegate until the end is reached. For each line that is read, the
wrapper should build up the item to be returned. Once the footer is reached, the item can
be returned for delivery to the ItemProcessor
and ItemWriter
, as shown in the
following example:
private FlatFileItemReader<FieldSet> delegate;
public Trade read() throws Exception {
Trade t = null;
for (FieldSet line = null; (line = this.delegate.read()) != null;) {
String prefix = line.readString(0);
if (prefix.equals("HEA")) {
t = new Trade(); // Record must start with header
}
else if (prefix.equals("NCU")) {
Assert.notNull(t, "No header was found.");
t.setLast(line.readString(1));
t.setFirst(line.readString(2));
...
}
else if (prefix.equals("BAD")) {
Assert.notNull(t, "No header was found.");
t.setCity(line.readString(4));
t.setState(line.readString(6));
...
}
else if (prefix.equals("FOT")) {
return t; // Record must end with footer
}
}
Assert.isNull(t, "No 'END' was found.");
return null;
}
12.6. Executing System Commands
Many batch jobs require that an external command be called from within the batch job. Such a process could be kicked off separately by the scheduler, but the advantage of common metadata about the run would be lost. Furthermore, a multi-step job would also need to be split up into multiple jobs as well.
Because the need is so common, Spring Batch provides a Tasklet
implementation for
calling system commands.
The following example shows how to call an external command in XML:
<bean class="org.springframework.batch.core.step.tasklet.SystemCommandTasklet">
<property name="command" value="echo hello" />
<!-- 5 second timeout for the command to complete -->
<property name="timeout" value="5000" />
</bean>
The following example shows how to call an external command in Java:
@Bean
public SystemCommandTasklet tasklet() {
SystemCommandTasklet tasklet = new SystemCommandTasklet();
tasklet.setCommand("echo hello");
tasklet.setTimeout(5000);
return tasklet;
}
12.7. Handling Step Completion When No Input is Found
In many batch scenarios, finding no rows in a database or file to process is not
exceptional. The Step
is simply considered to have found no work and completes with 0
items read. All of the ItemReader
implementations provided out of the box in Spring
Batch default to this approach. This can lead to some confusion if nothing is written out
even when input is present (which usually happens if a file was misnamed or some similar
issue arises). For this reason, the metadata itself should be inspected to determine how
much work the framework found to be processed. However, what if finding no input is
considered exceptional? In this case, programmatically checking the metadata for no items
processed and causing failure is the best solution. Because this is a common use case,
Spring Batch provides a listener with exactly this functionality, as shown in
the class definition for NoWorkFoundStepExecutionListener
:
public class NoWorkFoundStepExecutionListener extends StepExecutionListenerSupport {
public ExitStatus afterStep(StepExecution stepExecution) {
if (stepExecution.getReadCount() == 0) {
return ExitStatus.FAILED;
}
return null;
}
}
The preceding StepExecutionListener
inspects the readCount
property of the
StepExecution
during the 'afterStep' phase to determine if no items were read. If that
is the case, an exit code FAILED
is returned, indicating that the Step
should fail.
Otherwise, null
is returned, which does not affect the status of the Step
.
12.8. Passing Data to Future Steps
It is often useful to pass information from one step to another. This can be done through
the ExecutionContext
. The catch is that there are two ExecutionContexts
: one at the
Step
level and one at the Job
level. The Step
ExecutionContext
remains only as
long as the step, while the Job
ExecutionContext
remains through the whole Job
. On
the other hand, the Step
ExecutionContext
is updated every time the Step
commits a
chunk, while the Job
ExecutionContext
is updated only at the end of each Step
.
The consequence of this separation is that all data must be placed in the Step
ExecutionContext
while the Step
is executing. Doing so ensures that the data is
stored properly while the Step
runs. If data is stored to the Job
ExecutionContext
,
then it is not persisted during Step
execution. If the Step
fails, that data is lost.
public class SavingItemWriter implements ItemWriter<Object> {
private StepExecution stepExecution;
public void write(Chunk<? extends Object> items) throws Exception {
// ...
ExecutionContext stepContext = this.stepExecution.getExecutionContext();
stepContext.put("someKey", someObject);
}
@BeforeStep
public void saveStepExecution(StepExecution stepExecution) {
this.stepExecution = stepExecution;
}
}
To make the data available to future Steps
, it must be “promoted” to the Job
ExecutionContext
after the step has finished. Spring Batch provides the
ExecutionContextPromotionListener
for this purpose. The listener must be configured
with the keys related to the data in the ExecutionContext
that must be promoted. It can
also, optionally, be configured with a list of exit code patterns for which the promotion
should occur (COMPLETED
is the default). As with all listeners, it must be registered
on the Step
.
The following example shows how to promote a step to the Job
ExecutionContext
in XML:
<job id="job1">
<step id="step1">
<tasklet>
<chunk reader="reader" writer="savingWriter" commit-interval="10"/>
</tasklet>
<listeners>
<listener ref="promotionListener"/>
</listeners>
</step>
<step id="step2">
...
</step>
</job>
<beans:bean id="promotionListener" class="org.spr....ExecutionContextPromotionListener">
<beans:property name="keys">
<list>
<value>someKey</value>
</list>
</beans:property>
</beans:bean>
The following example shows how to promote a step to the Job
ExecutionContext
in Java:
@Bean
public Job job1(JobRepository jobRepository) {
return new JobBuilder("job1", jobRepository)
.start(step1())
.next(step1())
.build();
}
@Bean
public Step step1(JobRepository jobRepository, PlatformTransactionManager transactionManager) {
return tnew StepBuilder("step1", jobRepository)
.<String, String>chunk(10, transactionManager)
.reader(reader())
.writer(savingWriter())
.listener(promotionListener())
.build();
}
@Bean
public ExecutionContextPromotionListener promotionListener() {
ExecutionContextPromotionListener listener = new ExecutionContextPromotionListener();
listener.setKeys(new String[] {"someKey"});
return listener;
}
Finally, the saved values must be retrieved from the Job
ExecutionContext
, as shown
in the following example:
public class RetrievingItemWriter implements ItemWriter<Object> {
private Object someObject;
public void write(Chunk<? extends Object> items) throws Exception {
// ...
}
@BeforeStep
public void retrieveInterstepData(StepExecution stepExecution) {
JobExecution jobExecution = stepExecution.getJobExecution();
ExecutionContext jobContext = jobExecution.getExecutionContext();
this.someObject = jobContext.get("someKey");
}
}
13. Spring Batch Integration
Many users of Spring Batch may encounter requirements that are outside the scope of Spring Batch but that may be efficiently and concisely implemented by using Spring Integration. Conversely, Spring Integration users may encounter Spring Batch requirements and need a way to efficiently integrate both frameworks. In this context, several patterns and use-cases emerge, and Spring Batch Integration addresses those requirements.
The line between Spring Batch and Spring Integration is not always clear, but two pieces of advice can help: Thinking about granularity and applying common patterns. Some of those common patterns are described in this section.
Adding messaging to a batch process enables automation of operations and also separation and strategizing of key concerns. For example, a message might trigger a job to execute, and then sending the message can be exposed in a variety of ways. Alternatively, when a job completes or fails, that event might trigger a message to be sent, and the consumers of those messages might have operational concerns that have nothing to do with the application itself. Messaging can also be embedded in a job (for example, reading or writing items for processing through channels). Remote partitioning and remote chunking provide methods to distribute workloads over a number of workers.
This section covers the following key concepts:
13.1. Namespace Support
Dedicated XML namespace support was added to Spring Batch Integration in version 1.3, with the aim to provide an easier configuration experience. To use the namespace, add the following namespace declarations to your Spring XML Application Context file:
<beans xmlns="http://www.springframework.org/schema/beans"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xmlns:batch-int="http://www.springframework.org/schema/batch-integration"
xsi:schemaLocation="
http://www.springframework.org/schema/batch-integration
https://www.springframework.org/schema/batch-integration/spring-batch-integration.xsd">
...
</beans>
The following example shows a fully configured Spring XML application context file for Spring Batch Integration:
<beans xmlns="http://www.springframework.org/schema/beans"
xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xmlns:int="http://www.springframework.org/schema/integration"
xmlns:batch="http://www.springframework.org/schema/batch"
xmlns:batch-int="http://www.springframework.org/schema/batch-integration"
xsi:schemaLocation="
http://www.springframework.org/schema/batch-integration
https://www.springframework.org/schema/batch-integration/spring-batch-integration.xsd
http://www.springframework.org/schema/batch
https://www.springframework.org/schema/batch/spring-batch.xsd
http://www.springframework.org/schema/beans
https://www.springframework.org/schema/beans/spring-beans.xsd
http://www.springframework.org/schema/integration
https://www.springframework.org/schema/integration/spring-integration.xsd">
...
</beans>
Appending version numbers to the referenced XSD file is also allowed. However, because a version-less declaration always uses the latest schema, we generally do not recommend appending the version number to the XSD name. Adding a version number could possibly create issues when updating the Spring Batch Integration dependencies, as they may require more recent versions of the XML schema.
13.2. Launching Batch Jobs through Messages
When starting batch jobs by using the core Spring Batch API, you basically have two options:
-
From the command line, with the
CommandLineJobRunner
-
Programmatically, with either
JobOperator.start()
orJobLauncher.run()
For example, you may want to use the
CommandLineJobRunner
when invoking batch jobs by
using a shell script. Alternatively, you can use the
JobOperator
directly (for example, when using
Spring Batch as part of a web application). However, what about
more complex use cases? Maybe you need to poll a remote (S)FTP
server to retrieve the data for the Batch Job or your application
has to support multiple different data sources simultaneously. For
example, you may receive data files not only from the web but also from
FTP and other sources. Maybe additional transformation of the input files is
needed before invoking Spring Batch.
Therefore, it would be much more powerful to execute the batch job
by using Spring Integration and its numerous adapters. For example,
you can use a File Inbound Channel Adapter to
monitor a directory in the file-system and start the batch job as
soon as the input file arrives. Additionally, you can create Spring
Integration flows that use multiple different adapters to easily
ingest data for your batch jobs from multiple sources
simultaneously by using only configuration. Implementing all these
scenarios with Spring Integration is easy, as it allows for
decoupled, event-driven execution of the
JobLauncher
.
Spring Batch Integration provides the
JobLaunchingMessageHandler
class that you can
use to launch batch jobs. The input for the
JobLaunchingMessageHandler
is provided by a
Spring Integration message, which has a payload of type
JobLaunchRequest
. This class is a wrapper around the Job
to be launched and around the JobParameters
that are
necessary to launch the Batch job.
The following image shows the typical Spring Integration message flow that is needed to start a Batch job. The EIP (Enterprise Integration Patterns) website provides a full overview of messaging icons and their descriptions.
Transforming a File into a JobLaunchRequest
The following example transforms a file into a JobLaunchRequest
:
package io.spring.sbi;
public class FileMessageToJobRequest {
private Job job;
private String fileParameterName;
public void setFileParameterName(String fileParameterName) {
this.fileParameterName = fileParameterName;
}
public void setJob(Job job) {
this.job = job;
}
@Transformer
public JobLaunchRequest toRequest(Message<File> message) {
JobParametersBuilder jobParametersBuilder =
new JobParametersBuilder();
jobParametersBuilder.addString(fileParameterName,
message.getPayload().getAbsolutePath());
return new JobLaunchRequest(job, jobParametersBuilder.toJobParameters());
}
}
The JobExecution Response
When a batch job is being executed, a
JobExecution
instance is returned. You can use this
instance to determine the status of an execution. If
a JobExecution
is able to be created
successfully, it is always returned, regardless of whether
or not the actual execution is successful.
The exact behavior on how the JobExecution
instance is returned depends on the provided
TaskExecutor
. If a
synchronous
(single-threaded)
TaskExecutor
implementation is used, the
JobExecution
response is returned only
after
the job completes. When using an
asynchronous
TaskExecutor
, the
JobExecution
instance is returned
immediately. You can then take the id
of
JobExecution
instance
(with JobExecution.getJobId()
) and query the
JobRepository
for the job’s updated status
using the JobExplorer
. For more
information, see
Querying the Repository.
Spring Batch Integration Configuration
Consider a case where someone needs to create a file inbound-channel-adapter
to listen
for CSV files in the provided directory, hand them off to a transformer
(FileMessageToJobRequest
), launch the job through the job launching gateway, and
log the output of the JobExecution
with the logging-channel-adapter
.
The following example shows how that common case can be configured in XML: .XML Configuration
<int:channel id="inboundFileChannel"/>
<int:channel id="outboundJobRequestChannel"/>
<int:channel id="jobLaunchReplyChannel"/>
<int-file:inbound-channel-adapter id="filePoller"
channel="inboundFileChannel"
directory="file:/tmp/myfiles/"
filename-pattern="*.csv">
<int:poller fixed-rate="1000"/>
</int-file:inbound-channel-adapter>
<int:transformer input-channel="inboundFileChannel"
output-channel="outboundJobRequestChannel">
<bean class="io.spring.sbi.FileMessageToJobRequest">
<property name="job" ref="personJob"/>
<property name="fileParameterName" value="input.file.name"/>
</bean>
</int:transformer>
<batch-int:job-launching-gateway request-channel="outboundJobRequestChannel"
reply-channel="jobLaunchReplyChannel"/>
<int:logging-channel-adapter channel="jobLaunchReplyChannel"/>
The following example shows how that common case can be configured in Java:
@Bean
public FileMessageToJobRequest fileMessageToJobRequest() {
FileMessageToJobRequest fileMessageToJobRequest = new FileMessageToJobRequest();
fileMessageToJobRequest.setFileParameterName("input.file.name");
fileMessageToJobRequest.setJob(personJob());
return fileMessageToJobRequest;
}
@Bean
public JobLaunchingGateway jobLaunchingGateway() {
TaskExecutorJobLauncher jobLauncher = new TaskExecutorJobLauncher();
jobLauncher.setJobRepository(jobRepository);
jobLauncher.setTaskExecutor(new SyncTaskExecutor());
JobLaunchingGateway jobLaunchingGateway = new JobLaunchingGateway(jobLauncher);
return jobLaunchingGateway;
}
@Bean
public IntegrationFlow integrationFlow(JobLaunchingGateway jobLaunchingGateway) {
return IntegrationFlow.from(Files.inboundAdapter(new File("/tmp/myfiles")).
filter(new SimplePatternFileListFilter("*.csv")),
c -> c.poller(Pollers.fixedRate(1000).maxMessagesPerPoll(1))).
transform(fileMessageToJobRequest()).
handle(jobLaunchingGateway).
log(LoggingHandler.Level.WARN, "headers.id + ': ' + payload").
get();
}
Example ItemReader Configuration
Now that we are polling for files and launching jobs, we need to configure our Spring
Batch ItemReader
(for example) to use the files found at the location defined by the job
parameter called "input.file.name", as the following bean configuration shows:
The following XML example shows the necessary bean configuration:
<bean id="itemReader" class="org.springframework.batch.item.file.FlatFileItemReader"
scope="step">
<property name="resource" value="file://#{jobParameters['input.file.name']}"/>
...
</bean>
The following Java example shows the necessary bean configuration:
@Bean
@StepScope
public ItemReader sampleReader(@Value("#{jobParameters[input.file.name]}") String resource) {
...
FlatFileItemReader flatFileItemReader = new FlatFileItemReader();
flatFileItemReader.setResource(new FileSystemResource(resource));
...
return flatFileItemReader;
}
The main points of interest in the preceding example are injecting the value of
#{jobParameters['input.file.name']}
as the Resource property value and setting the ItemReader
bean
to have step scope. Setting the bean to have step scope takes advantage of
the late binding support, which allows access to the
jobParameters
variable.
13.3. Available Attributes of the Job-Launching Gateway
The job-launching gateway has the following attributes that you can set to control a job:
-
id
: Identifies the underlying Spring bean definition, which is an instance of either:-
EventDrivenConsumer
-
PollingConsumer
(The exact implementation depends on whether the component’s input channel is aSubscribableChannel
or aPollableChannel
.)
-
-
auto-startup
: Boolean flag to indicate that the endpoint should start automatically on startup. The default istrue
. -
request-channel
: The inputMessageChannel
of this endpoint. -
reply-channel
:MessageChannel
to which the resultingJobExecution
payload is sent. -
reply-timeout
: Lets you specify how long (in milliseconds) this gateway waits for the reply message to be sent successfully to the reply channel before throwing an exception. This attribute applies only when the channel might block (for example, when using a bounded queue channel that is currently full). Also, keep in mind that, when sending to aDirectChannel
, the invocation occurs in the sender’s thread. Therefore, the failing of the send operation may be caused by other components further downstream. Thereply-timeout
attribute maps to thesendTimeout
property of the underlyingMessagingTemplate
instance. If not specified, the attribute defaults to -1, meaning that, by default, theGateway
waits indefinitely. -
job-launcher
: Optional. Accepts a customJobLauncher
bean reference. If not specified, the adapter re-uses the instance that is registered under theid
ofjobLauncher
. If no default instance exists, an exception is thrown. -
order
: Specifies the order of invocation when this endpoint is connected as a subscriber to aSubscribableChannel
.
13.4. Sub-elements
When this Gateway
is receiving messages from a
PollableChannel
, you must either provide
a global default Poller
or provide a Poller
sub-element to the
Job Launching Gateway
.
The following example shows how to provide a poller in XML:
<batch-int:job-launching-gateway request-channel="queueChannel"
reply-channel="replyChannel" job-launcher="jobLauncher">
<int:poller fixed-rate="1000">
</batch-int:job-launching-gateway>
The following example shows how to provide a poller in Java:
@Bean
@ServiceActivator(inputChannel = "queueChannel", poller = @Poller(fixedRate="1000"))
public JobLaunchingGateway sampleJobLaunchingGateway() {
JobLaunchingGateway jobLaunchingGateway = new JobLaunchingGateway(jobLauncher());
jobLaunchingGateway.setOutputChannel(replyChannel());
return jobLaunchingGateway;
}
13.4.1. Providing Feedback with Informational Messages
As Spring Batch jobs can run for long times, providing progress information is often critical. For example, stakeholders may want to be notified if some or all parts of a batch job have failed. Spring Batch provides support for this information being gathered through:
-
Active polling
-
Event-driven listeners
When starting a Spring Batch job asynchronously (for example, by using the Job Launching
Gateway), a JobExecution
instance is returned. Thus, you can use JobExecution.getJobId()
to continuously poll for status updates by retrieving updated instances of the
JobExecution
from the JobRepository
by using the JobExplorer
. However, this is
considered sub-optimal, and an event-driven approach is preferred.
Therefore, Spring Batch provides listeners, including the three most commonly used listeners:
-
StepListener
-
ChunkListener
-
JobExecutionListener
In the example shown in the following image, a Spring Batch job has been configured with a
StepExecutionListener
. Thus, Spring Integration receives and processes any step before
or after events. For example, you can inspect the received StepExecution
by using a
Router
. Based on the results of that inspection, various things can occur (such as
routing a message to a mail outbound channel adapter), so that an email notification can
be sent out based on some condition.
The following two-part example shows how a listener is configured to send a
message to a Gateway
for a StepExecution
events and log its output to a
logging-channel-adapter
.
First, create the notification integration beans.
The following example shows the how to create the notification integration beans in XML:
<int:channel id="stepExecutionsChannel"/>
<int:gateway id="notificationExecutionsListener"
service-interface="org.springframework.batch.core.StepExecutionListener"
default-request-channel="stepExecutionsChannel"/>
<int:logging-channel-adapter channel="stepExecutionsChannel"/>
The following example shows the how to create the notification integration beans in Java:
@Bean
@ServiceActivator(inputChannel = "stepExecutionsChannel")
public LoggingHandler loggingHandler() {
LoggingHandler adapter = new LoggingHandler(LoggingHandler.Level.WARN);
adapter.setLoggerName("TEST_LOGGER");
adapter.setLogExpressionString("headers.id + ': ' + payload");
return adapter;
}
@MessagingGateway(name = "notificationExecutionsListener", defaultRequestChannel = "stepExecutionsChannel")
public interface NotificationExecutionListener extends StepExecutionListener {}
You need to add the @IntegrationComponentScan annotation to your configuration.
|
Second, modify your job to add a step-level listener.
The following example shows the how to add a step-level listener in XML:
<job id="importPayments">
<step id="step1">
<tasklet ../>
<chunk ../>
<listeners>
<listener ref="notificationExecutionsListener"/>
</listeners>
</tasklet>
...
</step>
</job>
The following example shows the how to add a step-level listener in Java:
public Job importPaymentsJob(JobRepository jobRepository) {
return new JobBuilder("importPayments", jobRepository)
.start(stepBuilderFactory.get("step1")
.chunk(200)
.listener(notificationExecutionsListener())
...
)
}
13.4.2. Asynchronous Processors
Asynchronous Processors help you scale the processing of items. In the asynchronous
processor use case, an AsyncItemProcessor
serves as a dispatcher, executing the logic of
the ItemProcessor
for an item on a new thread. Once the item completes, the Future
is
passed to the AsynchItemWriter
to be written.
Therefore, you can increase performance by using asynchronous item processing, basically
letting you implement fork-join scenarios. The AsyncItemWriter
gathers the results and
writes back the chunk as soon as all the results become available.
The following example shows how to configuration the AsyncItemProcessor
in XML:
<bean id="processor"
class="org.springframework.batch.integration.async.AsyncItemProcessor">
<property name="delegate">
<bean class="your.ItemProcessor"/>
</property>
<property name="taskExecutor">
<bean class="org.springframework.core.task.SimpleAsyncTaskExecutor"/>
</property>
</bean>
The following example shows how to configuration the AsyncItemProcessor
in XML:
@Bean
public AsyncItemProcessor processor(ItemProcessor itemProcessor, TaskExecutor taskExecutor) {
AsyncItemProcessor asyncItemProcessor = new AsyncItemProcessor();
asyncItemProcessor.setTaskExecutor(taskExecutor);
asyncItemProcessor.setDelegate(itemProcessor);
return asyncItemProcessor;
}
The delegate
property refers to your ItemProcessor
bean, and the taskExecutor
property refers to the TaskExecutor
of your choice.
The following example shows how to configure the AsyncItemWriter
in XML:
<bean id="itemWriter"
class="org.springframework.batch.integration.async.AsyncItemWriter">
<property name="delegate">
<bean id="itemWriter" class="your.ItemWriter"/>
</property>
</bean>
The following example shows how to configure the AsyncItemWriter
in Java:
@Bean
public AsyncItemWriter writer(ItemWriter itemWriter) {
AsyncItemWriter asyncItemWriter = new AsyncItemWriter();
asyncItemWriter.setDelegate(itemWriter);
return asyncItemWriter;
}
Again, the delegate
property is
actually a reference to your ItemWriter
bean.
13.4.3. Externalizing Batch Process Execution
The integration approaches discussed so far suggest use cases where Spring Integration wraps Spring Batch like an outer shell. However, Spring Batch can also use Spring Integration internally. By using this approach, Spring Batch users can delegate the processing of items or even chunks to outside processes. This lets you offload complex processing. Spring Batch Integration provides dedicated support for:
-
Remote Chunking
-
Remote Partitioning
Remote Chunking
The following image shows one way that remote chunking works when you use Spring Batch together with Spring Integration:
Taking things one step further, you can also externalize the
chunk processing by using the
ChunkMessageChannelItemWriter
(provided by Spring Batch Integration), which sends items out
and collects the result. Once sent, Spring Batch continues the
process of reading and grouping items, without waiting for the results.
Rather, it is the responsibility of the ChunkMessageChannelItemWriter
to gather the results and integrate them back into the Spring Batch process.
With Spring Integration, you have full
control over the concurrency of your processes (for instance, by
using a QueueChannel
instead of a
DirectChannel
). Furthermore, by relying on
Spring Integration’s rich collection of channel adapters (such as
JMS and AMQP), you can distribute chunks of a batch job to
external systems for processing.
A job with a step to be remotely chunked might have a configuration similar to the following in XML:
<job id="personJob">
<step id="step1">
<tasklet>
<chunk reader="itemReader" writer="itemWriter" commit-interval="200"/>
</tasklet>
...
</step>
</job>
A job with a step to be remotely chunked might have a configuration similar to the following in Java:
public Job chunkJob(JobRepository jobRepository) {
return new JobBuilder("personJob", jobRepository)
.start(stepBuilderFactory.get("step1")
.<Person, Person>chunk(200)
.reader(itemReader())
.writer(itemWriter())
.build())
.build();
}
The ItemReader
reference points to the bean you want to use for reading data on the
manager. The ItemWriter
reference points to a special ItemWriter
(called
ChunkMessageChannelItemWriter
), as described earlier. The processor (if any) is left off
the manager configuration, as it is configured on the worker. You should check any
additional component properties, such as throttle limits and so on, when implementing
your use case.
The following XML configuration provides a basic manager setup:
<bean id="connectionFactory" class="org.apache.activemq.ActiveMQConnectionFactory">
<property name="brokerURL" value="tcp://localhost:61616"/>
</bean>
<int-jms:outbound-channel-adapter id="jmsRequests" destination-name="requests"/>
<bean id="messagingTemplate"
class="org.springframework.integration.core.MessagingTemplate">
<property name="defaultChannel" ref="requests"/>
<property name="receiveTimeout" value="2000"/>
</bean>
<bean id="itemWriter"
class="org.springframework.batch.integration.chunk.ChunkMessageChannelItemWriter"
scope="step">
<property name="messagingOperations" ref="messagingTemplate"/>
<property name="replyChannel" ref="replies"/>
</bean>
<int:channel id="replies">
<int:queue/>
</int:channel>
<int-jms:message-driven-channel-adapter id="jmsReplies"
destination-name="replies"
channel="replies"/>
The following Java configuration provides a basic manager setup:
@Bean
public org.apache.activemq.ActiveMQConnectionFactory connectionFactory() {
ActiveMQConnectionFactory factory = new ActiveMQConnectionFactory();
factory.setBrokerURL("tcp://localhost:61616");
return factory;
}
/*
* Configure outbound flow (requests going to workers)
*/
@Bean
public DirectChannel requests() {
return new DirectChannel();
}
@Bean
public IntegrationFlow outboundFlow(ActiveMQConnectionFactory connectionFactory) {
return IntegrationFlow
.from(requests())
.handle(Jms.outboundAdapter(connectionFactory).destination("requests"))
.get();
}
/*
* Configure inbound flow (replies coming from workers)
*/
@Bean
public QueueChannel replies() {
return new QueueChannel();
}
@Bean
public IntegrationFlow inboundFlow(ActiveMQConnectionFactory connectionFactory) {
return IntegrationFlow
.from(Jms.messageDrivenChannelAdapter(connectionFactory).destination("replies"))
.channel(replies())
.get();
}
/*
* Configure the ChunkMessageChannelItemWriter
*/
@Bean
public ItemWriter<Integer> itemWriter() {
MessagingTemplate messagingTemplate = new MessagingTemplate();
messagingTemplate.setDefaultChannel(requests());
messagingTemplate.setReceiveTimeout(2000);
ChunkMessageChannelItemWriter<Integer> chunkMessageChannelItemWriter
= new ChunkMessageChannelItemWriter<>();
chunkMessageChannelItemWriter.setMessagingOperations(messagingTemplate);
chunkMessageChannelItemWriter.setReplyChannel(replies());
return chunkMessageChannelItemWriter;
}
The preceding configuration provides us with a number of beans. We
configure our messaging middleware by using ActiveMQ and the
inbound and outbound JMS adapters provided by Spring Integration. As
shown, our itemWriter
bean, which is
referenced by our job step, uses the
ChunkMessageChannelItemWriter
to write chunks over the
configured middleware.
Now we can move on to the worker configuration, as the following example shows:
The following example shows the worker configuration in XML:
<bean id="connectionFactory" class="org.apache.activemq.ActiveMQConnectionFactory">
<property name="brokerURL" value="tcp://localhost:61616"/>
</bean>
<int:channel id="requests"/>
<int:channel id="replies"/>
<int-jms:message-driven-channel-adapter id="incomingRequests"
destination-name="requests"
channel="requests"/>
<int-jms:outbound-channel-adapter id="outgoingReplies"
destination-name="replies"
channel="replies">
</int-jms:outbound-channel-adapter>
<int:service-activator id="serviceActivator"
input-channel="requests"
output-channel="replies"
ref="chunkProcessorChunkHandler"
method="handleChunk"/>
<bean id="chunkProcessorChunkHandler"
class="org.springframework.batch.integration.chunk.ChunkProcessorChunkHandler">
<property name="chunkProcessor">
<bean class="org.springframework.batch.core.step.item.SimpleChunkProcessor">
<property name="itemWriter">
<bean class="io.spring.sbi.PersonItemWriter"/>
</property>
<property name="itemProcessor">
<bean class="io.spring.sbi.PersonItemProcessor"/>
</property>
</bean>
</property>
</bean>
The following example shows the worker configuration in Java:
@Bean
public org.apache.activemq.ActiveMQConnectionFactory connectionFactory() {
ActiveMQConnectionFactory factory = new ActiveMQConnectionFactory();
factory.setBrokerURL("tcp://localhost:61616");
return factory;
}
/*
* Configure inbound flow (requests coming from the manager)
*/
@Bean
public DirectChannel requests() {
return new DirectChannel();
}
@Bean
public IntegrationFlow inboundFlow(ActiveMQConnectionFactory connectionFactory) {
return IntegrationFlow
.from(Jms.messageDrivenChannelAdapter(connectionFactory).destination("requests"))
.channel(requests())
.get();
}
/*
* Configure outbound flow (replies going to the manager)
*/
@Bean
public DirectChannel replies() {
return new DirectChannel();
}
@Bean
public IntegrationFlow outboundFlow(ActiveMQConnectionFactory connectionFactory) {
return IntegrationFlow
.from(replies())
.handle(Jms.outboundAdapter(connectionFactory).destination("replies"))
.get();
}
/*
* Configure the ChunkProcessorChunkHandler
*/
@Bean
@ServiceActivator(inputChannel = "requests", outputChannel = "replies")
public ChunkProcessorChunkHandler<Integer> chunkProcessorChunkHandler() {
ChunkProcessor<Integer> chunkProcessor
= new SimpleChunkProcessor<>(itemProcessor(), itemWriter());
ChunkProcessorChunkHandler<Integer> chunkProcessorChunkHandler
= new ChunkProcessorChunkHandler<>();
chunkProcessorChunkHandler.setChunkProcessor(chunkProcessor);
return chunkProcessorChunkHandler;
}
Most of these configuration items should look familiar from the
manager configuration. Workers do not need access to
the Spring Batch JobRepository
nor
to the actual job configuration file. The main bean of interest
is the chunkProcessorChunkHandler
. The
chunkProcessor
property of ChunkProcessorChunkHandler
takes a
configured SimpleChunkProcessor
, which is where you would provide a reference to your
ItemWriter
(and, optionally, your
ItemProcessor
) that will run on the worker
when it receives chunks from the manager.
For more information, see the section of the “Scalability” chapter on Remote Chunking.
Starting from version 4.1, Spring Batch Integration introduces the @EnableBatchIntegration
annotation that can be used to simplify a remote chunking setup. This annotation provides
two beans that you can autowire in your application context:
-
RemoteChunkingManagerStepBuilderFactory
: Configures the manager step -
RemoteChunkingWorkerBuilder
: Configures the remote worker integration flow
These APIs take care of configuring a number of components, as the following diagram shows:
On the manager side, the RemoteChunkingManagerStepBuilderFactory
lets you
configure a manager step by declaring:
-
The item reader to read items and send them to workers
-
The output channel ("Outgoing requests") to send requests to workers
-
The input channel ("Incoming replies") to receive replies from workers
You need not explicitly configure ChunkMessageChannelItemWriter
and the MessagingTemplate
.
(You can still explicitly configure them if find a reason to do so).
On the worker side, the RemoteChunkingWorkerBuilder
lets you configure a worker to:
-
Listen to requests sent by the manager on the input channel (“Incoming requests”)
-
Call the
handleChunk
method ofChunkProcessorChunkHandler
for each request with the configuredItemProcessor
andItemWriter
-
Send replies on the output channel (“Outgoing replies”) to the manager
You need not explicitly configure the SimpleChunkProcessor
and the ChunkProcessorChunkHandler
. (You can still explicitly configure them if you find
a reason to do so).
The following example shows how to use these APIs:
@EnableBatchIntegration
@EnableBatchProcessing
public class RemoteChunkingJobConfiguration {
@Configuration
public static class ManagerConfiguration {
@Autowired
private RemoteChunkingManagerStepBuilderFactory managerStepBuilderFactory;
@Bean
public TaskletStep managerStep() {
return this.managerStepBuilderFactory.get("managerStep")
.chunk(100)
.reader(itemReader())
.outputChannel(requests()) // requests sent to workers
.inputChannel(replies()) // replies received from workers
.build();
}
// Middleware beans setup omitted
}
@Configuration
public static class WorkerConfiguration {
@Autowired
private RemoteChunkingWorkerBuilder workerBuilder;
@Bean
public IntegrationFlow workerFlow() {
return this.workerBuilder
.itemProcessor(itemProcessor())
.itemWriter(itemWriter())
.inputChannel(requests()) // requests received from the manager
.outputChannel(replies()) // replies sent to the manager
.build();
}
// Middleware beans setup omitted
}
}
You can find a complete example of a remote chunking job here.
Remote Partitioning
The following image shows a typical remote partitioning situation:
Remote Partitioning, on the other hand, is useful when it
is not the processing of items but rather the associated I/O that
causes the bottleneck. With remote partitioning, you can send work
to workers that execute complete Spring Batch
steps. Thus, each worker has its own ItemReader
, ItemProcessor
, and
ItemWriter
. For this purpose, Spring Batch
Integration provides the MessageChannelPartitionHandler
.
This implementation of the PartitionHandler
interface uses MessageChannel
instances to
send instructions to remote workers and receive their responses.
This provides a nice abstraction from the transports (such as JMS
and AMQP) being used to communicate with the remote workers.
The section of the “Scalability” chapter that addresses
remote partitioning provides an overview of the concepts and
components needed to configure remote partitioning and shows an
example of using the default
TaskExecutorPartitionHandler
to partition
in separate local threads of execution. For remote partitioning
to multiple JVMs, two additional components are required:
-
A remoting fabric or grid environment
-
A
PartitionHandler
implementation that supports the desired remoting fabric or grid environment
Similar to remote chunking, you can use JMS as the “remoting fabric”. In that case, use
a MessageChannelPartitionHandler
instance as the PartitionHandler
implementation,
as described earlier.
The following example assumes an existing partitioned job and focuses on the
MessageChannelPartitionHandler
and JMS configuration in XML:
<bean id="partitionHandler"
class="org.springframework.batch.integration.partition.MessageChannelPartitionHandler">
<property name="stepName" value="step1"/>
<property name="gridSize" value="3"/>
<property name="replyChannel" ref="outbound-replies"/>
<property name="messagingOperations">
<bean class="org.springframework.integration.core.MessagingTemplate">
<property name="defaultChannel" ref="outbound-requests"/>
<property name="receiveTimeout" value="100000"/>
</bean>
</property>
</bean>
<int:channel id="outbound-requests"/>
<int-jms:outbound-channel-adapter destination="requestsQueue"
channel="outbound-requests"/>
<int:channel id="inbound-requests"/>
<int-jms:message-driven-channel-adapter destination="requestsQueue"
channel="inbound-requests"/>
<bean id="stepExecutionRequestHandler"
class="org.springframework.batch.integration.partition.StepExecutionRequestHandler">
<property name="jobExplorer" ref="jobExplorer"/>
<property name="stepLocator" ref="stepLocator"/>
</bean>
<int:service-activator ref="stepExecutionRequestHandler" input-channel="inbound-requests"
output-channel="outbound-staging"/>
<int:channel id="outbound-staging"/>
<int-jms:outbound-channel-adapter destination="stagingQueue"
channel="outbound-staging"/>
<int:channel id="inbound-staging"/>
<int-jms:message-driven-channel-adapter destination="stagingQueue"
channel="inbound-staging"/>
<int:aggregator ref="partitionHandler" input-channel="inbound-staging"
output-channel="outbound-replies"/>
<int:channel id="outbound-replies">
<int:queue/>
</int:channel>
<bean id="stepLocator"
class="org.springframework.batch.integration.partition.BeanFactoryStepLocator" />
The following example assumes an existing partitioned job and focuses on the
MessageChannelPartitionHandler
and JMS configuration in Java:
/*
* Configuration of the manager side
*/
@Bean
public PartitionHandler partitionHandler() {
MessageChannelPartitionHandler partitionHandler = new MessageChannelPartitionHandler();
partitionHandler.setStepName("step1");
partitionHandler.setGridSize(3);
partitionHandler.setReplyChannel(outboundReplies());
MessagingTemplate template = new MessagingTemplate();
template.setDefaultChannel(outboundRequests());
template.setReceiveTimeout(100000);
partitionHandler.setMessagingOperations(template);
return partitionHandler;
}
@Bean
public QueueChannel outboundReplies() {
return new QueueChannel();
}
@Bean
public DirectChannel outboundRequests() {
return new DirectChannel();
}
@Bean
public IntegrationFlow outboundJmsRequests() {
return IntegrationFlow.from("outboundRequests")
.handle(Jms.outboundGateway(connectionFactory())
.requestDestination("requestsQueue"))
.get();
}
@Bean
@ServiceActivator(inputChannel = "inboundStaging")
public AggregatorFactoryBean partitioningMessageHandler() throws Exception {
AggregatorFactoryBean aggregatorFactoryBean = new AggregatorFactoryBean();
aggregatorFactoryBean.setProcessorBean(partitionHandler());
aggregatorFactoryBean.setOutputChannel(outboundReplies());
// configure other propeties of the aggregatorFactoryBean
return aggregatorFactoryBean;
}
@Bean
public DirectChannel inboundStaging() {
return new DirectChannel();
}
@Bean
public IntegrationFlow inboundJmsStaging() {
return IntegrationFlow
.from(Jms.messageDrivenChannelAdapter(connectionFactory())
.configureListenerContainer(c -> c.subscriptionDurable(false))
.destination("stagingQueue"))
.channel(inboundStaging())
.get();
}
/*
* Configuration of the worker side
*/
@Bean
public StepExecutionRequestHandler stepExecutionRequestHandler() {
StepExecutionRequestHandler stepExecutionRequestHandler = new StepExecutionRequestHandler();
stepExecutionRequestHandler.setJobExplorer(jobExplorer);
stepExecutionRequestHandler.setStepLocator(stepLocator());
return stepExecutionRequestHandler;
}
@Bean
@ServiceActivator(inputChannel = "inboundRequests", outputChannel = "outboundStaging")
public StepExecutionRequestHandler serviceActivator() throws Exception {
return stepExecutionRequestHandler();
}
@Bean
public DirectChannel inboundRequests() {
return new DirectChannel();
}
public IntegrationFlow inboundJmsRequests() {
return IntegrationFlow
.from(Jms.messageDrivenChannelAdapter(connectionFactory())
.configureListenerContainer(c -> c.subscriptionDurable(false))
.destination("requestsQueue"))
.channel(inboundRequests())
.get();
}
@Bean
public DirectChannel outboundStaging() {
return new DirectChannel();
}
@Bean
public IntegrationFlow outboundJmsStaging() {
return IntegrationFlow.from("outboundStaging")
.handle(Jms.outboundGateway(connectionFactory())
.requestDestination("stagingQueue"))
.get();
}
You must also ensure that the partition handler
attribute maps to the partitionHandler
bean.
The following example maps the partition handler
attribute to the partitionHandler
in
XML:
<job id="personJob">
<step id="step1.manager">
<partition partitioner="partitioner" handler="partitionHandler"/>
...
</step>
</job>
The following example maps the partition handler
attribute to the partitionHandler
in
Java:
public Job personJob(JobRepository jobRepository) {
return new JobBuilder("personJob", jobRepository)
.start(stepBuilderFactory.get("step1.manager")
.partitioner("step1.worker", partitioner())
.partitionHandler(partitionHandler())
.build())
.build();
}
You can find a complete example of a remote partitioning job here.
You can use the @EnableBatchIntegration
annotation to simplify a remote
partitioning setup. This annotation provides two beans that are useful for remote partitioning:
-
RemotePartitioningManagerStepBuilderFactory
: Configures the manager step -
RemotePartitioningWorkerStepBuilderFactory
: Configures the worker step
These APIs take care of configuring a number of components, as the following diagrams show:
On the manager side, the RemotePartitioningManagerStepBuilderFactory
lets you
configure a manager step by declaring:
-
The
Partitioner
used to partition data -
The output channel (“Outgoing requests”) on which to send requests to workers
-
The input channel (“Incoming replies”) on which to receive replies from workers (when configuring replies aggregation)
-
The poll interval and timeout parameters (when configuring job repository polling)
You need not explicitly configure The MessageChannelPartitionHandler
and the MessagingTemplate
.
(You can still explicitly configured them if you find a reason to do so).
On the worker side, the RemotePartitioningWorkerStepBuilderFactory
lets you configure a worker to:
-
Listen to requests sent by the manager on the input channel (“Incoming requests”)
-
Call the
handle
method ofStepExecutionRequestHandler
for each request -
Send replies on the output channel (“Outgoing replies”) to the manager
You need not explicitly configure the StepExecutionRequestHandler
.
(You can explicitly configure it if you find a reason to do so).
The following example shows how to use these APIs:
@Configuration
@EnableBatchProcessing
@EnableBatchIntegration
public class RemotePartitioningJobConfiguration {
@Configuration
public static class ManagerConfiguration {
@Autowired
private RemotePartitioningManagerStepBuilderFactory managerStepBuilderFactory;
@Bean
public Step managerStep() {
return this.managerStepBuilderFactory
.get("managerStep")
.partitioner("workerStep", partitioner())
.gridSize(10)
.outputChannel(outgoingRequestsToWorkers())
.inputChannel(incomingRepliesFromWorkers())
.build();
}
// Middleware beans setup omitted
}
@Configuration
public static class WorkerConfiguration {
@Autowired
private RemotePartitioningWorkerStepBuilderFactory workerStepBuilderFactory;
@Bean
public Step workerStep() {
return this.workerStepBuilderFactory
.get("workerStep")
.inputChannel(incomingRequestsFromManager())
.outputChannel(outgoingRepliesToManager())
.chunk(100)
.reader(itemReader())
.processor(itemProcessor())
.writer(itemWriter())
.build();
}
// Middleware beans setup omitted
}
}
14. Monitoring and metrics
Since version 4.2, Spring Batch provides support for batch monitoring and metrics based on Micrometer. This section describes which metrics are provided out-of-the-box and how to contribute custom metrics.
14.1. Built-in metrics
Metrics collection does not require any specific configuration. All metrics provided
by the framework are registered in
Micrometer’s global registry
under the spring.batch
prefix. The following table explains all the metrics in details:
Metric Name |
Type |
Description |
Tags |
|
|
Duration of job execution |
|
|
|
Currently active jobs |
|
|
|
Duration of step execution |
|
|
|
Duration of item reading |
|
|
|
Duration of item processing |
|
|
|
Duration of chunk writing |
|
The status tag can be either SUCCESS or FAILURE .
|
14.2. Custom metrics
If you want to use your own metrics in your custom components, we recommend using
Micrometer APIs directly. The following is an example of how to time a Tasklet
:
public class MyTimedTasklet implements Tasklet {
@Override
public RepeatStatus execute(StepContribution contribution, ChunkContext chunkContext) {
Timer.Sample sample = Timer.start(Metrics.globalRegistry);
String status = "success";
try {
// do some work
} catch (Exception e) {
// handle exception
status = "failure";
} finally {
sample.stop(Timer.builder("my.tasklet.timer")
.description("Duration of MyTimedTasklet")
.tag("status", status)
.register(Metrics.globalRegistry));
}
return RepeatStatus.FINISHED;
}
}
14.3. Disabling Metrics
Metrics collection is a concern similar to logging. Disabling logs is typically
done by configuring the logging library, and this is no different for metrics.
There is no feature in Spring Batch to disable Micrometer’s metrics. This should
be done on Micrometer’s side. Since Spring Batch stores metrics in the global
registry of Micrometer with the spring.batch
prefix, you can configure
micrometer to ignore or deny batch metrics with the following snippet:
Metrics.globalRegistry.config().meterFilter(MeterFilter.denyNameStartsWith("spring.batch"))
See Micrometer’s reference documentation for more details.
Appendix A: List of ItemReaders and ItemWriters
A.1. Item Readers
Item Reader | Description |
---|---|
|
Abstract base class that provides basic
restart capabilities by counting the number of items returned from
an |
|
An |
|
Given a Spring |
|
An |
|
Reads from a flat file. Includes |
|
Reads from a cursor based on an HQL query. See
|
|
Reads from a paginated HQL query. |
|
Adapts any class to the
|
|
Reads from a database cursor over JDBC. See “Cursor-based ItemReaders”. |
|
Given an SQL statement, pages through the rows, such that large datasets can be read without running out of memory. |
|
Given a Spring |
|
Given a JPQL statement, pages through the rows, such that large datasets can be read without running out of memory. |
|
Provides the items from a list, one at a time. |
|
Given a |
|
Given a |
|
Given a Spring Data |
|
Reads from a database cursor resulting from the
execution of a database stored procedure. See |
|
Reads over StAX. see |
|
Reads items from a Json document. see |
A.2. Item Writers
Item Writer | Description |
---|---|
|
Abstract base class that combines the
|
|
Given a Spring |
|
Passes an item to the |
|
Writes to a flat file. Includes |
|
Using a |
|
This item writer is Hibernate-session aware and handles some transaction-related work that a non-“hibernate-aware” item writer would not need to know about and then delegates to another item writer to do the actual writing. |
|
Adapts any class to the
|
|
Uses batching features from a
|
|
Using a |
|
This item writer is JPA |
|
Using a |
|
Using Spring’s |
|
Given a |
|
Given a |
|
Extends |
|
Given a Spring Data |
|
Uses a |
|
Uses a |
Appendix B: Meta-Data Schema
B.1. Overview
The Spring Batch Metadata tables closely match the domain objects that represent them in
Java. For example, JobInstance
, JobExecution
, JobParameters
, and StepExecution
map to BATCH_JOB_INSTANCE
, BATCH_JOB_EXECUTION
, BATCH_JOB_EXECUTION_PARAMS
, and
BATCH_STEP_EXECUTION
, respectively. ExecutionContext
maps to both
BATCH_JOB_EXECUTION_CONTEXT
and BATCH_STEP_EXECUTION_CONTEXT
. The JobRepository
is
responsible for saving and storing each Java object into its correct table. This appendix
describes the metadata tables in detail, along with many of the design decisions that
were made when creating them. When viewing the various table creation statements described
later in this appendix, note that the data types used are as generic as possible. Spring
Batch provides many schemas as examples. All of them have varying data types, due to
variations in how individual database vendors handle data types. The following image
shows an ERD model of all six tables and their relationships to one another:
B.1.1. Example DDL Scripts
The Spring Batch Core JAR file contains example scripts to create the relational tables
for a number of database platforms (which are, in turn, auto-detected by the job
repository factory bean or namespace equivalent). These scripts can be used as is or
modified with additional indexes and constraints, as desired. The file names are in the
form schema-*.sql
, where *
is the short name of the target database platform.
The scripts are in the package org.springframework.batch.core
.
B.1.2. Migration DDL Scripts
Spring Batch provides migration DDL scripts that you need to execute when you upgrade versions.
These scripts can be found in the Core Jar file under org/springframework/batch/core/migration
.
Migration scripts are organized into folders corresponding to version numbers in which they were introduced:
-
2.2
: Contains scripts you need to migrate from a version before2.2
to version2.2
-
4.1
: Contains scripts you need to migrate from a version before4.1
to version4.1
B.1.3. Version
Many of the database tables discussed in this appendix contain a version column. This
column is important, because Spring Batch employs an optimistic locking strategy when
dealing with updates to the database. This means that each time a record is “touched”
(updated), the value in the version column is incremented by one. When the repository goes
back to save the value, if the version number has changed, it throws an
OptimisticLockingFailureException
, indicating that there has been an error with concurrent
access. This check is necessary, since, even though different batch jobs may be running
in different machines, they all use the same database tables.
B.1.4. Identity
BATCH_JOB_INSTANCE
, BATCH_JOB_EXECUTION
, and BATCH_STEP_EXECUTION
each contain
columns ending in _ID
. These fields act as primary keys for their respective tables.
However, they are not database generated keys. Rather, they are generated by separate
sequences. This is necessary because, after inserting one of the domain objects into the
database, the key it is given needs to be set on the actual object so that they can be
uniquely identified in Java. Newer database drivers (JDBC 3.0 and up) support this
feature with database-generated keys. However, rather than require that feature,
sequences are used. Each variation of the schema contains some form of the following
statements:
CREATE SEQUENCE BATCH_STEP_EXECUTION_SEQ;
CREATE SEQUENCE BATCH_JOB_EXECUTION_SEQ;
CREATE SEQUENCE BATCH_JOB_SEQ;
Many database vendors do not support sequences. In these cases, work-arounds are used, such as the following statements for MySQL:
CREATE TABLE BATCH_STEP_EXECUTION_SEQ (ID BIGINT NOT NULL) type=InnoDB;
INSERT INTO BATCH_STEP_EXECUTION_SEQ values(0);
CREATE TABLE BATCH_JOB_EXECUTION_SEQ (ID BIGINT NOT NULL) type=InnoDB;
INSERT INTO BATCH_JOB_EXECUTION_SEQ values(0);
CREATE TABLE BATCH_JOB_SEQ (ID BIGINT NOT NULL) type=InnoDB;
INSERT INTO BATCH_JOB_SEQ values(0);
In the preceding case, a table is used in place of each sequence. The Spring core class,
MySQLMaxValueIncrementer
, then increments the one column in this sequence to
give similar functionality.
B.2. The BATCH_JOB_INSTANCE
Table
The BATCH_JOB_INSTANCE
table holds all information relevant to a JobInstance
and
serves as the top of the overall hierarchy. The following generic DDL statement is used
to create it:
CREATE TABLE BATCH_JOB_INSTANCE (
JOB_INSTANCE_ID BIGINT PRIMARY KEY ,
VERSION BIGINT,
JOB_NAME VARCHAR(100) NOT NULL ,
JOB_KEY VARCHAR(32) NOT NULL
);
The following list describes each column in the table:
-
JOB_INSTANCE_ID
: The unique ID that identifies the instance. It is also the primary key. The value of this column should be obtainable by calling thegetId
method onJobInstance
. -
VERSION
: See Version. -
JOB_NAME
: Name of the job obtained from theJob
object. Because it is required to identify the instance, it must not be null. -
JOB_KEY
: A serialization of theJobParameters
that uniquely identifies separate instances of the same job from one another. (JobInstances
with the same job name must have differentJobParameters
and, thus, differentJOB_KEY
values).
B.3. The BATCH_JOB_EXECUTION_PARAMS
Table
The BATCH_JOB_EXECUTION_PARAMS
table holds all information relevant to the
JobParameters
object. It contains 0 or more key/value pairs passed to a Job
and
serves as a record of the parameters with which a job was run. For each parameter that
contributes to the generation of a job’s identity, the IDENTIFYING
flag is set to true.
Note that the table has been denormalized. Rather than creating a separate table for each
type, there is one table with a column indicating the type, as the following
listing shows:
CREATE TABLE BATCH_JOB_EXECUTION_PARAMS (
JOB_EXECUTION_ID BIGINT NOT NULL ,
PARAMETER_NAME VARCHAR(100) NOT NULL ,
PARAMETER_TYPE VARCHAR(100) NOT NULL ,
PARAMETER_VALUE VARCHAR(2500) ,
IDENTIFYING CHAR(1) NOT NULL ,
constraint JOB_EXEC_PARAMS_FK foreign key (JOB_EXECUTION_ID)
references BATCH_JOB_EXECUTION(JOB_EXECUTION_ID)
);
The following list describes each column:
-
JOB_EXECUTION_ID
: Foreign key from theBATCH_JOB_EXECUTION
table that indicates the job execution to which the parameter entry belongs. Note that multiple rows (that is, key/value pairs) may exist for each execution. -
PARAMETER_NAME: The parameter name.
-
PARAMETER_TYPE: The fully qualified name of the type of the parameter.
-
PARAMETER_VALUE: Parameter value
-
IDENTIFYING: Flag indicating whether the parameter contributed to the identity of the related
JobInstance
.
Note that there is no primary key for this table. This is because the framework has no use for one and, thus, does not require it. If need be, you can add a primary key with a database generated key without causing any issues to the framework itself.
B.4. The BATCH_JOB_EXECUTION
Table
The BATCH_JOB_EXECUTION
table holds all information relevant to the JobExecution
object. Every time a Job
is run, there is always a new called JobExecution
and a new row in
this table. The following listing shows the definition of the BATCH_JOB_EXECUTION
table:
CREATE TABLE BATCH_JOB_EXECUTION (
JOB_EXECUTION_ID BIGINT PRIMARY KEY ,
VERSION BIGINT,
JOB_INSTANCE_ID BIGINT NOT NULL,
CREATE_TIME TIMESTAMP NOT NULL,
START_TIME TIMESTAMP DEFAULT NULL,
END_TIME TIMESTAMP DEFAULT NULL,
STATUS VARCHAR(10),
EXIT_CODE VARCHAR(20),
EXIT_MESSAGE VARCHAR(2500),
LAST_UPDATED TIMESTAMP,
constraint JOB_INSTANCE_EXECUTION_FK foreign key (JOB_INSTANCE_ID)
references BATCH_JOB_INSTANCE(JOB_INSTANCE_ID)
) ;
The following list describes each column:
-
JOB_EXECUTION_ID
: Primary key that uniquely identifies this execution. The value of this column is obtainable by calling thegetId
method of theJobExecution
object. -
VERSION
: See Version. -
JOB_INSTANCE_ID
: Foreign key from theBATCH_JOB_INSTANCE
table. It indicates the instance to which this execution belongs. There may be more than one execution per instance. -
CREATE_TIME
: Timestamp representing the time when the execution was created. -
START_TIME
: Timestamp representing the time when the execution was started. -
END_TIME
: Timestamp representing the time when the execution finished, regardless of success or failure. An empty value in this column when the job is not currently running indicates that there has been some type of error and the framework was unable to perform a last save before failing. -
STATUS
: Character string representing the status of the execution. This may beCOMPLETED
,STARTED
, and others. The object representation of this column is theBatchStatus
enumeration. -
EXIT_CODE
: Character string representing the exit code of the execution. In the case of a command-line job, this may be converted into a number. -
EXIT_MESSAGE
: Character string representing a more detailed description of how the job exited. In the case of failure, this might include as much of the stack trace as is possible. -
LAST_UPDATED
: Timestamp representing the last time this execution was persisted.
B.5. The BATCH_STEP_EXECUTION
Table
The BATCH_STEP_EXECUTION
table holds all information relevant to the StepExecution
object. This table is similar in many ways to the BATCH_JOB_EXECUTION
table, and there
is always at least one entry per Step
for each JobExecution
created. The following
listing shows the definition of the BATCH_STEP_EXECUTION
table:
CREATE TABLE BATCH_STEP_EXECUTION (
STEP_EXECUTION_ID BIGINT PRIMARY KEY ,
VERSION BIGINT NOT NULL,
STEP_NAME VARCHAR(100) NOT NULL,
JOB_EXECUTION_ID BIGINT NOT NULL,
START_TIME TIMESTAMP NOT NULL ,
END_TIME TIMESTAMP DEFAULT NULL,
STATUS VARCHAR(10),
COMMIT_COUNT BIGINT ,
READ_COUNT BIGINT ,
FILTER_COUNT BIGINT ,
WRITE_COUNT BIGINT ,
READ_SKIP_COUNT BIGINT ,
WRITE_SKIP_COUNT BIGINT ,
PROCESS_SKIP_COUNT BIGINT ,
ROLLBACK_COUNT BIGINT ,
EXIT_CODE VARCHAR(20) ,
EXIT_MESSAGE VARCHAR(2500) ,
LAST_UPDATED TIMESTAMP,
constraint JOB_EXECUTION_STEP_FK foreign key (JOB_EXECUTION_ID)
references BATCH_JOB_EXECUTION(JOB_EXECUTION_ID)
) ;
The following list describes each column:
-
STEP_EXECUTION_ID
: Primary key that uniquely identifies this execution. The value of this column should be obtainable by calling thegetId
method of theStepExecution
object. -
VERSION
: See Version. -
STEP_NAME
: The name of the step to which this execution belongs. -
JOB_EXECUTION_ID
: Foreign key from theBATCH_JOB_EXECUTION
table. It indicates theJobExecution
to which thisStepExecution
belongs. There may be only oneStepExecution
for a givenJobExecution
for a givenStep
name. -
START_TIME
: Timestamp representing the time when the execution was started. -
END_TIME
: Timestamp representing the time the when execution was finished, regardless of success or failure. An empty value in this column, even though the job is not currently running, indicates that there has been some type of error and the framework was unable to perform a last save before failing. -
STATUS
: Character string representing the status of the execution. This may beCOMPLETED
,STARTED
, and others. The object representation of this column is theBatchStatus
enumeration. -
COMMIT_COUNT
: The number of times in which the step has committed a transaction during this execution. -
READ_COUNT
: The number of items read during this execution. -
FILTER_COUNT
: The number of items filtered out of this execution. -
WRITE_COUNT
: The number of items written and committed during this execution. -
READ_SKIP_COUNT
: The number of items skipped on read during this execution. -
WRITE_SKIP_COUNT
: The number of items skipped on write during this execution. -
PROCESS_SKIP_COUNT
: The number of items skipped during processing during this execution. -
ROLLBACK_COUNT
: The number of rollbacks during this execution. Note that this count includes each time rollback occurs, including rollbacks for retry and those in the skip recovery procedure. -
EXIT_CODE
: Character string representing the exit code of the execution. In the case of a command-line job, this may be converted into a number. -
EXIT_MESSAGE
: Character string representing a more detailed description of how the job exited. In the case of failure, this might include as much of the stack trace as is possible. -
LAST_UPDATED
: Timestamp representing the last time this execution was persisted.
B.6. The BATCH_JOB_EXECUTION_CONTEXT
Table
The BATCH_JOB_EXECUTION_CONTEXT
table holds all information relevant to the
ExecutionContext
of a Job
. There is exactly one Job
ExecutionContext
for each
JobExecution
, and it contains all of the job-level data that is needed for a particular
job execution. This data typically represents the state that must be retrieved after a
failure, so that a JobInstance
can “start where it left off”. The following
listing shows the definition of the BATCH_JOB_EXECUTION_CONTEXT
table:
CREATE TABLE BATCH_JOB_EXECUTION_CONTEXT (
JOB_EXECUTION_ID BIGINT PRIMARY KEY,
SHORT_CONTEXT VARCHAR(2500) NOT NULL,
SERIALIZED_CONTEXT CLOB,
constraint JOB_EXEC_CTX_FK foreign key (JOB_EXECUTION_ID)
references BATCH_JOB_EXECUTION(JOB_EXECUTION_ID)
) ;
The following list describes each column:
-
JOB_EXECUTION_ID
: Foreign key representing theJobExecution
to which the context belongs. There may be more than one row associated with a given execution. -
SHORT_CONTEXT
: A string version of theSERIALIZED_CONTEXT
. -
SERIALIZED_CONTEXT
: The entire context, serialized.
B.7. The BATCH_STEP_EXECUTION_CONTEXT
Table
The BATCH_STEP_EXECUTION_CONTEXT
table holds all information relevant to the
ExecutionContext
of a Step
. There is exactly one ExecutionContext
per
StepExecution
, and it contains all of the data that
needs to be persisted for a particular step execution. This data typically represents the
state that must be retrieved after a failure so that a JobInstance
can “start
where it left off”. The following listing shows the definition of the
BATCH_STEP_EXECUTION_CONTEXT
table:
CREATE TABLE BATCH_STEP_EXECUTION_CONTEXT (
STEP_EXECUTION_ID BIGINT PRIMARY KEY,
SHORT_CONTEXT VARCHAR(2500) NOT NULL,
SERIALIZED_CONTEXT CLOB,
constraint STEP_EXEC_CTX_FK foreign key (STEP_EXECUTION_ID)
references BATCH_STEP_EXECUTION(STEP_EXECUTION_ID)
) ;
The following list describes each column:
-
STEP_EXECUTION_ID
: Foreign key representing theStepExecution
to which the context belongs. There may be more than one row associated with a given execution. -
SHORT_CONTEXT
: A string version of theSERIALIZED_CONTEXT
. -
SERIALIZED_CONTEXT
: The entire context, serialized.
B.8. Archiving
Because there are entries in multiple tables every time a batch job is run, it is common to create an archive strategy for the metadata tables. The tables themselves are designed to show a record of what happened in the past and generally do not affect the run of any job, with a few notable exceptions pertaining to restart:
-
The framework uses the metadata tables to determine whether a particular
JobInstance
has been run before. If it has been run and if the job is not restartable, an exception is thrown. -
If an entry for a
JobInstance
is removed without having completed successfully, the framework thinks that the job is new rather than a restart. -
If a job is restarted, the framework uses any data that has been persisted to the
ExecutionContext
to restore theJob’s
state. Therefore, removing any entries from this table for jobs that have not completed successfully prevents them from starting at the correct point if they are run again.
B.9. International and Multi-byte Characters
If you use multi-byte character sets (such as Chinese or Cyrillic) in your business
processing, those characters might need to be persisted in the Spring Batch schema.
Many users find that simply changing the schema to double the length of the VARCHAR
columns is enough. Others prefer to configure the
JobRepository with max-varchar-length
half the
value of the VARCHAR
column length. Some users have also reported that they use
NVARCHAR
in place of VARCHAR
in their schema definitions. The best result depends on
the database platform and the way the database server has been configured locally.
B.10. Recommendations for Indexing Metadata Tables
Spring Batch provides DDL samples for the metadata tables in the core jar file for
several common database platforms. Index declarations are not included in that DDL,
because there are too many variations in how users may want to index, depending on their
precise platform, local conventions, and the business requirements of how the jobs are
operated. The following table provides some indication as to which columns are going to
be used in a WHERE
clause by the DAO implementations provided by Spring Batch and how
frequently they might be used so that individual projects can make up their own minds
about indexing:
Default Table Name |
Where Clause |
Frequency |
|
|
Every time a job is launched |
|
|
Every time a job is restarted |
|
|
On commit interval, a.k.a. chunk (and at start and end of step) |
|
|
Before each step execution |
Appendix C: Batch Processing and Transactions
C.1. Simple Batching with No Retry
Consider the following simple example of a nested batch with no retries. It shows a common scenario for batch processing: An input source is processed until exhausted, and it commits periodically at the end of a “chunk” of processing.
1 | REPEAT(until=exhausted) { | 2 | TX { 3 | REPEAT(size=5) { 3.1 | input; 3.2 | output; | } | } | | }
The input operation (3.1) could be a message-based receive (such as from JMS) or a file-based read, but to recover and continue processing with a chance of completing the whole job, it must be transactional. The same applies to the operation at 3.2. It must be either transactional or idempotent.
If the chunk at REPEAT
(3) fails because of a database exception at 3.2, then TX
(2)
must roll back the whole chunk.
C.2. Simple Stateless Retry
It is also useful to use a retry for an operation which is not transactional, such as a call to a web-service or other remote resource, as the following example shows:
0 | TX { 1 | input; 1.1 | output; 2 | RETRY { 2.1 | remote access; | } | }
This is actually one of the most useful applications of a retry, since a remote call is
much more likely to fail and be retryable than a database update. As long as the remote
access (2.1) eventually succeeds, the transaction, TX
(0), commits. If the remote
access (2.1) eventually fails, the transaction, TX
(0), is guaranteed to roll
back.
C.3. Typical Repeat-Retry Pattern
The most typical batch processing pattern is to add a retry to the inner block of the chunk, as the following example shows:
1 | REPEAT(until=exhausted, exception=not critical) { | 2 | TX { 3 | REPEAT(size=5) { | 4 | RETRY(stateful, exception=deadlock loser) { 4.1 | input; 5 | } PROCESS { 5.1 | output; 6 | } SKIP and RECOVER { | notify; | } | | } | } | | }
The inner RETRY
(4) block is marked as “stateful”. See the
typical use case for a description of a stateful retry. This means that, if the
retry PROCESS
(5) block fails, the behavior of the RETRY
(4) is as follows:
-
Throw an exception, rolling back the transaction,
TX
(2), at the chunk level, and allowing the item to be re-presented to the input queue. -
When the item re-appears, it might be retried, depending on the retry policy in place, and executing
PROCESS
(5) again. The second and subsequent attempts might fail again and re-throw the exception. -
Eventually, the item reappears for the final time. The retry policy disallows another attempt, so
PROCESS
(5) is never executed. In this case, we follow theRECOVER
(6) path, effectively “skipping” the item that was received and is being processed.
Note that the notation used for the RETRY
(4) in the plan explicitly shows that
the input step (4.1) is part of the retry. It also makes clear that there are two
alternate paths for processing: the normal case, as denoted by PROCESS
(5), and the
recovery path, as denoted in a separate block by RECOVER
(6). The two alternate paths
are completely distinct. Only one is ever taken in normal circumstances.
In special cases (such as a special TranscationValidException
type), the retry policy
might be able to determine that the RECOVER
(6) path can be taken on the last attempt
after PROCESS
(5) has just failed, instead of waiting for the item to be re-presented.
This is not the default behavior, because it requires detailed knowledge of what has
happened inside the PROCESS
(5) block, which is not usually available. For example, if
the output included write access before the failure, the exception should be
re-thrown to ensure transactional integrity.
The completion policy in the outer REPEAT
(1) is crucial to the success of the
plan. If the output (5.1) fails, it may throw an exception (it usually does, as
described), in which case the transaction, TX
(2), fails, and the exception could
propagate up through the outer batch REPEAT
(1). We do not want the whole batch to
stop, because the RETRY
(4) might still be successful if we try again, so we add
exception=not critical
to the outer REPEAT
(1).
Note, however, that if the TX
(2) fails and we do try again, by virtue of the outer
completion policy, the item that is next processed in the inner REPEAT
(3) is not
guaranteed to be the one that just failed. It might be, but it depends on the
implementation of the input (4.1). Thus, the output (5.1) might fail again on either a
new item or the old one. The client of the batch should not assume that each RETRY
(4)
attempt is going to process the same items as the last one that failed. For example, if
the termination policy for REPEAT
(1) is to fail after 10 attempts, it fails after 10
consecutive attempts but not necessarily at the same item. This is consistent with the
overall retry strategy. The inner RETRY
(4) is aware of the history of each item and
can decide whether or not to have another attempt at it.
C.4. Asynchronous Chunk Processing
The inner batches or chunks in the typical example can be executed
concurrently by configuring the outer batch to use an AsyncTaskExecutor
. The outer
batch waits for all the chunks to complete before completing. The following example shows
asynchronous chunk processing:
1 | REPEAT(until=exhausted, concurrent, exception=not critical) { | 2 | TX { 3 | REPEAT(size=5) { | 4 | RETRY(stateful, exception=deadlock loser) { 4.1 | input; 5 | } PROCESS { | output; 6 | } RECOVER { | recover; | } | | } | } | | }
C.5. Asynchronous Item Processing
The individual items in chunks in the typical example can also, in principle, be processed concurrently. In this case, the transaction boundary has to move to the level of the individual item, so that each transaction is on a single thread, as the following example shows:
1 | REPEAT(until=exhausted, exception=not critical) { | 2 | REPEAT(size=5, concurrent) { | 3 | TX { 4 | RETRY(stateful, exception=deadlock loser) { 4.1 | input; 5 | } PROCESS { | output; 6 | } RECOVER { | recover; | } | } | | } | | }
This plan sacrifices the optimization benefit, which the simple plan had, of having all the transactional resources chunked together. It is useful only if the cost of the processing (5) is much higher than the cost of transaction management (3).
C.6. Interactions Between Batching and Transaction Propagation
There is a tighter coupling between batch-retry and transaction management than we would ideally like. In particular, a stateless retry cannot be used to retry database operations with a transaction manager that does not support NESTED propagation.
The following example uses retry without repeat:
1 | TX { | 1.1 | input; 2.2 | database access; 2 | RETRY { 3 | TX { 3.1 | database access; | } | } | | }
Again, and for the same reason, the inner transaction, TX
(3), can cause the outer
transaction, TX
(1), to fail, even if the RETRY
(2) is eventually successful.
Unfortunately, the same effect percolates from the retry block up to the surrounding repeat batch if there is one, as the following example shows:
1 | TX { | 2 | REPEAT(size=5) { 2.1 | input; 2.2 | database access; 3 | RETRY { 4 | TX { 4.1 | database access; | } | } | } | | }
Now, if TX (3) rolls back, it can pollute the whole batch at TX (1) and force it to roll back at the end.
What about non-default propagation?
-
In the preceding example,
PROPAGATION_REQUIRES_NEW
atTX
(3) prevents the outerTX
(1) from being polluted if both transactions are eventually successful. But ifTX
(3) commits andTX
(1) rolls back,TX
(3) stays committed, so we violate the transaction contract forTX
(1). IfTX
(3) rolls back,TX
(1) does not necessarily roll back (but it probably does in practice, because the retry throws a roll back exception). -
PROPAGATION_NESTED
atTX
(3) works as we require in the retry case (and for a batch with skips):TX
(3) can commit but subsequently be rolled back by the outer transaction,TX
(1). IfTX
(3) rolls back,TX
(1) rolls back in practice. This option is only available on some platforms, not including Hibernate or JTA, but it is the only one that consistently works.
Consequently, the NESTED
pattern is best if the retry block contains any database
access.
C.7. Special Case: Transactions with Orthogonal Resources
Default propagation is always OK for simple cases where there are no nested database
transactions. Consider the following example, where the SESSION
and TX
are not
global XA
resources, so their resources are orthogonal:
0 | SESSION { 1 | input; 2 | RETRY { 3 | TX { 3.1 | database access; | } | } | }
Here there is a transactional message, SESSION
(0), but it does not participate in other
transactions with PlatformTransactionManager
, so it does not propagate when TX
(3)
starts. There is no database access outside the RETRY
(2) block. If TX
(3) fails and
then eventually succeeds on a retry, SESSION
(0) can commit (independently of a TX
block). This is similar to the vanilla “best-efforts-one-phase-commit” scenario. The
worst that can happen is a duplicate message when the RETRY
(2) succeeds and the
SESSION
(0) cannot commit (for example, because the message system is unavailable).
C.8. Stateless Retry Cannot Recover
The distinction between a stateless and a stateful retry in the typical example shown earlier is important. It is actually ultimately a transactional constraint that forces the distinction, and this constraint also makes it obvious why the distinction exists.
We start with the observation that there is no way to skip an item that failed and successfully commit the rest of the chunk unless we wrap the item processing in a transaction. Consequently, we simplify the typical batch execution plan to be as follows:
0 | REPEAT(until=exhausted) { | 1 | TX { 2 | REPEAT(size=5) { | 3 | RETRY(stateless) { 4 | TX { 4.1 | input; 4.2 | database access; | } 5 | } RECOVER { 5.1 | skip; | } | | } | } | | }
The preceding example shows a stateless RETRY
(3) with a RECOVER
(5) path that kicks
in after the final attempt fails. The stateless
label means that the block is repeated
without re-throwing any exception up to some limit. This works only if the transaction,
TX
(4), has propagation nested.
If the inner TX
(4) has default propagation properties and rolls back, it pollutes the
outer TX
(1). The inner transaction is assumed by the transaction manager to have
corrupted the transactional resource, so it cannot be used again.
Support for nested propagation is sufficiently rare that we choose not to support recovery with stateless retries in the current versions of Spring Batch. The same effect can always be achieved (at the expense of repeating more processing) by using the typical pattern shown earlier.
Appendix D: Glossary
Spring Batch Glossary
- Batch
-
An accumulation of business transactions over time.
- Batch Application Style
-
Term used to designate batch as an application style in its own right, similar to online, Web, or SOA. It has standard elements of input, validation, transformation of information to business model, business processing, and output. In addition, it requires monitoring at a macro level.
- Batch Processing
-
The handling of a batch of many business transactions that have accumulated over a period of time (such as an hour, a day, a week, a month, or a year). It is the application of a process or set of processes to many data entities or objects in a repetitive and predictable fashion with either no manual element or a separate manual element for error processing.
- Batch Window
-
The time frame within which a batch job must complete. This can be constrained by other systems coming online, other dependent jobs needing to execute, or other factors specific to the batch environment.
- Step
-
The main batch task or unit of work. It initializes the business logic and controls the transaction environment, based on the commit interval setting and other factors.
- Tasklet
-
A component created by an application developer to process the business logic for a Step.
- Batch Job Type
-
Job types describe application of jobs for particular types of processing. Common areas are interface processing (typically flat files), forms processing (either for online PDF generation or print formats), and report processing.
- Driving Query
-
A driving query identifies the set of work for a job to do. The job then breaks that work into individual units of work. For instance, a driving query might be to identify all financial transactions that have a status of “pending transmission” and send them to a partner system. The driving query returns a set of record IDs to process. Each record ID then becomes a unit of work. A driving query may involve a join (if the criteria for selection falls across two or more tables) or it may work with a single table.
- Item
-
An item represents the smallest amount of complete data for processing. In the simplest terms, this might be a line in a file, a row in a database table, or a particular element in an XML file.
- Logicial Unit of Work (LUW)
-
A batch job iterates through a driving query (or other input source, such as a file) to perform the set of work that the job must accomplish. Each iteration of work performed is a unit of work.
- Commit Interval
-
A set of LUWs processed within a single transaction.
- Partitioning
-
Splitting a job into multiple threads where each thread is responsible for a subset of the overall data to be processed. The threads of execution may be within the same JVM or they may span JVMs in a clustered environment that supports workload balancing.
- Staging Table
-
A table that holds temporary data while it is being processed.
- Restartable
-
A job that can be executed again and assumes the same identity as when run initially. In other words, it has the same job instance ID.
- Rerunnable
-
A job that is restartable and manages its own state in terms of the previous run’s record processing. An example of a re-runnable step is one based on a driving query. If the driving query can be formed so that it limits the processed rows when the job is restarted, then it is re-runnable. This is managed by the application logic. Often, a condition is added to the
where
statement to limit the rows returned by the driving query with logic resemblingand processedFlag!= true
. - Repeat
-
One of the most basic units of batch processing, it defines by repeatedly calling a portion of code until it is finished and while there is no error. Typically, a batch process would be repeatable as long as there is input.
- Retry
-
Simplifies the execution of operations with retry semantics most frequently associated with handling transactional output exceptions. Retry is slightly different from repeat. Rather than continually calling a block of code, retry is stateful and continually calls the same block of code with the same input, until it either succeeds or some type of retry limit has been exceeded. It is generally useful only when a subsequent invocation of the operation might succeed because something in the environment has improved.
- Recover
-
Recover operations handle an exception in such a way that a repeat process is able to continue.
- Skip
-
Skip is a recovery strategy often used on file input sources as the strategy for ignoring bad input records that failed validation.