Technical Overview

The most fundamental object is SecurityContextHolder. This is where we store details of the present security context of the application, which includes details of the principal currently using the application. By default the SecurityContextHolder uses a ThreadLocal to store these details, which means that the security context is always available to methods in the same thread of execution, even if the security context is not explicitly passed around as an argument to those methods. Using a ThreadLocal in this way is quite safe if care is taken to clear the thread after the present principal's request is processed. Of course, Spring Security takes care of this for you automatically so there is no need to worry about it.

Some applications aren't entirely suitable for using a ThreadLocal, because of the specific way they work with threads. For example, a Swing client might want all threads in a Java Virtual Machine to use the same security context. SecurityContextHolder can be configured with a strategy on startup to specify how you would like the context to be stored. For a standalone application you would use the SecurityContextHolder.MODE_GLOBAL strategy. Other applications might want to have threads spawned by the secure thread also assume the same security identity. This is achieved by using SecurityContextHolder.MODE_INHERITABLETHREADLOCAL. You can change the mode from the default SecurityContextHolder.MODE_THREADLOCAL in two ways. The first is to set a system property, the second is to call a static method on SecurityContextHolder. Most applications won't need to change from the default, but if you do, take a look at the JavaDocs for SecurityContextHolder to learn more.

Object principal = SecurityContextHolder.getContext().getAuthentication().getPrincipal();

if (principal instanceof UserDetails) {
  String username = ((UserDetails)principal).getUsername();
} else {
  String username = principal.toString();
}

Another item to note from the above code fragment is that you can obtain a principal from the Authentication object. The principal is just an Object. Most of the time this can be cast into a UserDetails object. UserDetails is a core interface in Spring Security. It represents a principal, but in an extensible and application-specific way. Think of UserDetails as the adapter between your own user database and what Spring Security needs inside the SecurityContextHolder. Being a representation of something from your own user database, quite often you will cast the UserDetails to the original object that your application provided, so you can call business-specific methods (like getEmail(), getEmployeeNumber() and so on).

By now you're probably wondering, so when do I provide a UserDetails object? How do I do that? I thought you said this thing was declarative and I didn't need to write any Java code - what gives? The short answer is that there is a special interface called UserDetailsService. The only method on this interface accepts a String-based username argument and returns a UserDetails:

  UserDetails loadUserByUsername(String username) throws UsernameNotFoundException;

This is the most common approach to loading information for a user within Spring Security and you will see it used throughout the framework whenever information on a user is required.

On successful authentication, UserDetails is used to build the Authentication object that is stored in the SecurityContextHolder (more on this below). The good news is that we provide a number of UserDetailsService implementations, including one that uses an in-memory map (InMemoryDaoImpl) and another that uses JDBC (JdbcDaoImpl). Most users tend to write their own, though, with their implementations often simply sitting on top of an existing Data Access Object (DAO) that represents their employees, customers, or other users of the application. Remember the advantage that whatever your UserDetailsService returns can always be obtained from the SecurityContextHolder using the above code fragment.

Note

There is often some confusion about UserDetailsService. It is purely a DAO for user data and performs no other function other than to supply that data to other components within the framework. In particular, it does not authenticate the user, which is done by the AuthenticationManager. In many cases it makes more sense to implement AuthenticationProvider directly if you require a custom authentication process.

Besides the principal, another important method provided by Authentication is getAuthorities(). This method provides an array of GrantedAuthority objects. A GrantedAuthority is, not surprisingly, an authority that is granted to the principal. Such authorities are usually “roles”, such as ROLE_ADMINISTRATOR or ROLE_HR_SUPERVISOR. These roles are later on configured for web authorization, method authorization and domain object authorization. Other parts of Spring Security are capable of interpreting these authorities, and expect them to be present. GrantedAuthority objects are usually loaded by the UserDetailsService.

Usually the GrantedAuthority objects are application-wide permissions. They are not specific to a given domain object. Thus, you wouldn't likely have a GrantedAuthority to represent a permission to Employee object number 54, because if there are thousands of such authorities you would quickly run out of memory (or, at the very least, cause the application to take a long time to authenticate a user). Of course, Spring Security is expressly designed to handle this common requirement, but you'd instead use the project's domain object security capabilities for this purpose.

Just to recap, the major building blocks of Spring Security that we've seen so far are:

Now that you've gained an understanding of these repeatedly-used components, let's take a closer look at the process of authentication.

Let's consider a standard authentication scenario that everyone is familiar with.

The first three items constitute the authentication process so we'll take a look at how these take place within Spring Security.

From that point on, the user is considered to be authenticated. Let's look at some code as an example.

import org.springframework.security.authentication.*;
import org.springframework.security.core.*;
import org.springframework.security.core.authority.SimpleGrantedAuthority;
import org.springframework.security.core.context.SecurityContextHolder;

public class AuthenticationExample {
  private static AuthenticationManager am = new SampleAuthenticationManager();

  public static void main(String[] args) throws Exception {
    BufferedReader in = new BufferedReader(new InputStreamReader(System.in));

    while(true) {
      System.out.println("Please enter your username:");
      String name = in.readLine();
      System.out.println("Please enter your password:");
      String password = in.readLine();
      try {
        Authentication request = new UsernamePasswordAuthenticationToken(name, password);
        Authentication result = am.authenticate(request);
        SecurityContextHolder.getContext().setAuthentication(result);
        break;
      } catch(AuthenticationException e) {
        System.out.println("Authentication failed: " + e.getMessage());
      }
    }
    System.out.println("Successfully authenticated. Security context contains: " +
              SecurityContextHolder.getContext().getAuthentication());
  }
}

class SampleAuthenticationManager implements AuthenticationManager {
  static final List<GrantedAuthority> AUTHORITIES = new ArrayList<GrantedAuthority>();

  static {
    AUTHORITIES.add(new SimpleGrantedAuthority("ROLE_USER"));
  }

  public Authentication authenticate(Authentication auth) throws AuthenticationException {
    if (auth.getName().equals(auth.getCredentials())) {
      return new UsernamePasswordAuthenticationToken(auth.getName(),
        auth.getCredentials(), AUTHORITIES);
      }
      throw new BadCredentialsException("Bad Credentials");
  }
}

Here we have written a little program that asks the user to enter a username and password and performs the above sequence. The AuthenticationManager which we've implemented here will authenticate any user whose username and password are the same. It assigns a single role to every user. The output from the above will be something like:

Please enter your username:
bob
Please enter your password:
password
Authentication failed: Bad Credentials
Please enter your username:
bob
Please enter your password:
bob
Successfully authenticated. Security context contains: \
 org.springframework.security.authentication.UsernamePasswordAuthenticationToken@441d0230: \
 Principal: bob; Password: [PROTECTED]; \
 Authenticated: true; Details: null; \
 Granted Authorities: ROLE_USER
        

Note that you don't normally need to write any code like this. The process will normally occur internally, in a web authentication filter for example. We've just included the code here to show that the question of what actually constitutes authentication in Spring Security has quite a simple answer. A user is authenticated when the SecurityContextHolder contains a fully populated Authentication object.

In fact, Spring Security doesn't mind how you put the Authentication object inside the SecurityContextHolder. The only critical requirement is that the SecurityContextHolder contains an Authentication which represents a principal before the AbstractSecurityInterceptor (which we'll see more about later) needs to authorize a user operation.

You can (and many users do) write their own filters or MVC controllers to provide interoperability with authentication systems that are not based on Spring Security. For example, you might be using Container-Managed Authentication which makes the current user available from a ThreadLocal or JNDI location. Or you might work for a company that has a legacy proprietary authentication system, which is a corporate "standard" over which you have little control. In situations like this it's quite easy to get Spring Security to work, and still provide authorization capabilities. All you need to do is write a filter (or equivalent) that reads the third-party user information from a location, build a Spring Security-specific Authentication object, and put it into the SecurityContextHolder. In this case you also need to think about things which are normally taken care of automatically by the built-in authentication infrastructure. For example, you might need to pre-emptively create an HTTP session to cache the context between requests, before you write the response to the client^[9].

If you're wondering how the AuthenticationManager is implemented in a real world example, we'll look at that in the core services chapter.

ExceptionTranslationFilter is a Spring Security filter that has responsibility for detecting any Spring Security exceptions that are thrown. Such exceptions will generally be thrown by an AbstractSecurityInterceptor, which is the main provider of authorization services. We will discuss AbstractSecurityInterceptor in the next section, but for now we just need to know that it produces Java exceptions and knows nothing about HTTP or how to go about authenticating a principal. Instead the ExceptionTranslationFilter offers this service, with specific responsibility for either returning error code 403 (if the principal has been authenticated and therefore simply lacks sufficient access - as per step seven above), or launching an AuthenticationEntryPoint (if the principal has not been authenticated and therefore we need to go commence step three).

The AuthenticationEntryPoint is responsible for step three in the above list. As you can imagine, each web application will have a default authentication strategy (well, this can be configured like nearly everything else in Spring Security, but let's keep it simple for now). Each major authentication system will have its own AuthenticationEntryPoint implementation, which typically performs one of the actions described in step 3.

Once your browser submits your authentication credentials (either as an HTTP form post or HTTP header) there needs to be something on the server that “collects” these authentication details. By now we're at step six in the above list. In Spring Security we have a special name for the function of collecting authentication details from a user agent (usually a web browser), referring to it as the “authentication mechanism”. Examples are form-base login and Basic authentication. Once the authentication details have been collected from the user agent, an Authentication “request” object is built and then presented to the AuthenticationManager.

After the authentication mechanism receives back the fully-populated Authentication object, it will deem the request valid, put the Authentication into the SecurityContextHolder, and cause the original request to be retried (step seven above). If, on the other hand, the AuthenticationManager rejected the request, the authentication mechanism will ask the user agent to retry (step two above).

Depending on the type of application, there may need to be a strategy in place to store the security context between user operations. In a typical web application, a user logs in once and is subsequently identified by their session Id. The server caches the principal information for the duration session. In Spring Security, the responsibility for storing the SecurityContext between requests falls to the SecurityContextPersistenceFilter, which by default stores the context as an HttpSession attribute between HTTP requests. It restores the context to the SecurityContextHolder for each request and, crucially, clears the SecurityContextHolder when the request completes. You shouldn't interact directly with the HttpSession for security purposes. There is simply no justification for doing so - always use the SecurityContextHolder instead.

Many other types of application (for example, a stateless RESTful web service) do not use HTTP sessions and will re-authenticate on every request. However, it is still important that the SecurityContextPersistenceFilter is included in the chain to make sure that the SecurityContextHolder is cleared after each request.

Note

In an application which receives concurrent requests in a single session, the same SecurityContext instance will be shared between threads. Even though a ThreadLocal is being used, it is the same instance that is retrieved from the HttpSession for each thread. This has implications if you wish to temporarily change the context under which a thread is running. If you just use SecurityContextHolder.getContext(), and call setAuthentication(anAuthentication) on the returned context object, then the Authentication object will change in all concurrent threads which share the same SecurityContext instance. You can customize the behaviour of SecurityContextPersistenceFilter to create a completely new SecurityContext for each request, preventing changes in one thread from affecting another. Alternatively you can create a new instance just at the point where you temporarily change the context. The method SecurityContextHolder.createEmptyContext() always returns a new context instance.

If you're familiar with AOP, you'd be aware there are different types of advice available: before, after, throws and around. An around advice is very useful, because an advisor can elect whether or not to proceed with a method invocation, whether or not to modify the response, and whether or not to throw an exception. Spring Security provides an around advice for method invocations as well as web requests. We achieve an around advice for method invocations using Spring's standard AOP support and we achieve an around advice for web requests using a standard Filter.

For those not familiar with AOP, the key point to understand is that Spring Security can help you protect method invocations as well as web requests. Most people are interested in securing method invocations on their services layer. This is because the services layer is where most business logic resides in current-generation J2EE applications. If you just need to secure method invocations in the services layer, Spring's standard AOP will be adequate. If you need to secure domain objects directly, you will likely find that AspectJ is worth considering.

You can elect to perform method authorization using AspectJ or Spring AOP, or you can elect to perform web request authorization using filters. You can use zero, one, two or three of these approaches together. The mainstream usage pattern is to perform some web request authorization, coupled with some Spring AOP method invocation authorization on the services layer.

So what is a “secure object” anyway? Spring Security uses the term to refer to any object that can have security (such as an authorization decision) applied to it. The most common examples are method invocations and web requests.

Each supported secure object type has its own interceptor class, which is a subclass of AbstractSecurityInterceptor. Importantly, by the time the AbstractSecurityInterceptor is called, the SecurityContextHolder will contain a valid Authentication if the principal has been authenticated.

AbstractSecurityInterceptor provides a consistent workflow for handling secure object requests, typically:

AfterInvocationManager

Following the secure object invocation proceeding and then returning - which may mean a method invocation completing or a filter chain proceeding - the AbstractSecurityInterceptor gets one final chance to handle the invocation. At this stage the AbstractSecurityInterceptor is interested in possibly modifying the return object. We might want this to happen because an authorization decision couldn't be made “on the way in” to a secure object invocation. Being highly pluggable, AbstractSecurityInterceptor will pass control to an AfterInvocationManager to actually modify the object if needed. This class can even entirely replace the object, or throw an exception, or not change it in any way as it chooses. The after-invocation checks will only be executed if the invocation is successful. If an exception occurs, the additional checks will be skipped.

AbstractSecurityInterceptor and its related objects are shown in Figure 6.1, “Security interceptors and the “secure object” model”.

Figure 6.1. Security interceptors and the “secure object” model